Pre-IPO

SEC Charges Silver Edge Financial and Equity Acquisition Company with Unregistered Broker-Dealer Activity Relating to Pre-IPO Funds

Retrieved on: 
Friday, March 3, 2023
David Becker, Associate, Order, Security (finance), Silver, EAC, Record, Book, IPO, Sale, Pre-IPO, Commission, Citadel LLC

Washington, D.C.--(Newsfile Corp. - March 3, 2023) - The Securities and Exchange Commission today charged Silver Edge Financial LLC, Equity Acquisition Company Ltd. (EAC), the owners of both companies, and sales staff of Silver Edge Financial with unregistered broker-dealer activity relating to their sales of interests in shares of various pre-IPO companies.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - March 3, 2023) - The Securities and Exchange Commission today charged Silver Edge Financial LLC, Equity Acquisition Company Ltd. (EAC), the owners of both companies, and sales staff of Silver Edge Financial with unregistered broker-dealer activity relating to their sales of interests in shares of various pre-IPO companies.
  • The Orders find that Silver Edge, Mackle, and the salespeople solicited accredited investors and raised more than $65 million while failing to register as brokers with the Commission, as required.
  • The SEC’s Orders find that Klein, EAC, Mackle, Silver Edge, and the six salespeople violated Section 15(a) of the Securities Exchange Act of 1934.
  • Silver Edge, Mackle, EAC, and Klein also agreed to undertakings that will help ensure the legal and orderly distribution of pre-IPO interests.

Calibo Appoints Loïc Giraud and Adrian Heim in Key Leadership Roles to Drive Global Expansion

Retrieved on: 
Wednesday, March 1, 2023
Networks, Data Management, Technology, Artificial Intelligence, Software, Marketing, Business intelligence, Data science, Integration, Digital marketing, University, IBM, Heim, Pre-IPO, St. Pölten University of Applied Sciences, MongoDB, Business administration, Applied science, Oracle, Head, Growth, Fortune 500, Digital, Drug development, HR, Novartis, IPO, Analytics, Management, Finance, Snowflake, Architecture, Mars

Its numerous capabilities position Calibo to be a platform leader in both end-to-end software development and data engineering,” said Giraud.

Key Points: 
  • Its numerous capabilities position Calibo to be a platform leader in both end-to-end software development and data engineering,” said Giraud.
  • I am fully convinced about its value proposition and look forward to collaborating with key players in the industry to deliver this mission."
  • Loïc Giraud was most recently the Global Head of Digital at Novartis, where he spearheaded several successful and award winning digital transformation initiatives for the pharmaceutical giant.
  • In his 14-plus-year stint with Novartis, Loïc played key roles as Head of IT Data, Data science, Analytics and Integration, Head Design and Architecture, and Global Head of Business Intelligence.

WilliamsMarston Expands its Corporate Tax Capabilities with the Addition of 704beantown advisers

Retrieved on: 
Tuesday, January 10, 2023
Consulting, Accounting, Professional Services, Finance, Business administration, Bryant University, Wilmer Cutler Pickering Hale and Dorr, Controlled foreign corporation, Psychology, IPO, Harvard Law School, Risk, RSM US, RSM, Partnership, Tufts University, Growth, LLP, Pre-IPO, Acquisition, Science

WilliamsMarston LLC, a national leader in complex accounting, tax, and valuation advisory services, has further expanded its corporate tax capabilities with the addition of the boutique tax advisory firm, 704beantown advisers LLC.

Key Points: 
  • WilliamsMarston LLC, a national leader in complex accounting, tax, and valuation advisory services, has further expanded its corporate tax capabilities with the addition of the boutique tax advisory firm, 704beantown advisers LLC.
  • Co-founders of 704beantown advisers, Marianne Kane and Marc Lamothe, experts in international and partnership tax, have joined the firm as partners in its Boston office, effective immediately, adding depth and breadth to the firm’s respected corporate tax practice.
  • Prior to co-founding 704beantown advisers, Ms. Kane was a principal at RSM US LLP and a tax attorney with WilmerHale.
  • Prior to co-founding 704beantown advisers, Mr. Lamothe served as a partner at RSM US LLP in Boston.

Project Grit Launching Soon With Visions to Design Revenue Transparency Plan Alongside New Pre-IPO for Consumers

Retrieved on: 
Friday, December 30, 2022
Prince, Growth, IPO, Ecosystem, Commerce, Pre-IPO, CF, Marketing

Once they reach 800 more shareholders, Project Grit is also planning to introduce a revenue transparency plan, designed to embrace openness between the company and its shareholders.

Key Points: 
  • Once they reach 800 more shareholders, Project Grit is also planning to introduce a revenue transparency plan, designed to embrace openness between the company and its shareholders.
  • Project Grit operations has been organized into three parent sections, which cover the entire retail commerce sector.
  • He and his team leading Project Grit spearhead the technical communication for projects with technology-driven initiatives that have an emphasis on consumer interactions.
  • For more information about Project Grit and their upcoming developments, visit their website.

Rice Park Capital Management Announces Chris Bixby to Lead Venture Capital Strategies

Retrieved on: 
Thursday, December 1, 2022
Marketing, Eton Park Capital Management, Capital, Property, Bluewater, General Mills, Wall Street, Advisory board, Pre-IPO, Bowdoin College, Unreal Estate, Mergers and acquisitions, IPO, Harvard University, Jefferies, Sale, Property technology, Bixby, Investment, Financial services, Sezzle, Growth, Capacity, Rice Park

MINNEAPOLIS, Dec. 1, 2022 /PRNewswire-PRWeb/ -- Rice Park Capital Management LP, a Minneapolis-based investment firm, is pleased to announce that Chris Bixby has joined the firm as Managing Director, Venture Capital Strategies ("Ventures"). We believe Bixby's unique entrepreneurial background, combined with previous experiences in middle-market private equity, fintech start-ups, and as an executive in sales and marketing roles, makes him well-suited for Rice Park's hands-on approach to venture capital.

Key Points: 
  • Rice Park Capital Management LP, a Minneapolis-based investment firm, is pleased to announce that Chris Bixby has joined the firm as Managing Director, Venture Capital Strategies ("Ventures").
  • MINNEAPOLIS, Dec. 1, 2022 /PRNewswire-PRWeb/ -- Rice Park Capital Management LP, a Minneapolis-based investment firm, is pleased to announce that Chris Bixby has joined the firm as Managing Director, Venture Capital Strategies ("Ventures").
  • "We believe Chris' strong business acumen, expertise, and likeminded approach to investing and partnering with investors, portfolio companies, and colleagues will further our growth trajectory," said Nicholas Smith, Managing Partner of Rice Park Capital Management.
  • Rice Park Capital Management LP is a private investment firm managing funds and investment vehicles on behalf of institutional investors, family offices and high net worth individuals.

Alpha Capital Group Aids Traders in Their Journey to Acquire Live Funded Trading Accounts

Retrieved on: 
Tuesday, October 11, 2022
Alpha, Trader, IPO, Company, Mentorship, Pre-IPO, FTSE, Kohler, FCA, Alan Baylock, Financial services, Risk management

London, United Kingdom--(Newsfile Corp. - October 11, 2022) - Alpha Capital Group releases Traders Dashboard 2.0 with advanced analytics for helping traders succeed.

Key Points: 
  • London, United Kingdom--(Newsfile Corp. - October 11, 2022) - Alpha Capital Group releases Traders Dashboard 2.0 with advanced analytics for helping traders succeed.
  • Alpha Capital Group was establishedin 2021 by George Kohler and Andrew Blaylock, both successful traders, and the company is looking to find other talented traders to fund with live trading accounts.
  • Alpha helps the traders and assists them effectively at all levels on their journey to acquire funds and become a professional trader.
  • For inquiries send an email to: [email protected]
    Alpha Capital Group has been set up by traders for the traders.

Adamson Brothers Signs Deals to List Aurigraph on the NASDAQ

Retrieved on: 
Thursday, September 1, 2022
Crypto, Partnership, Open data, OTC, NASDAQ, Angel, Real-time, Computer, PPM, James Hazel Adamson, FINMA, Blockchain, IPO, Health, Pre-IPO, API, DLT, Distributed ledger, Education, Goal, Creativity, McKinsey & Company, Private equity, Growth, Industry, Marketing, Efficiency, Financial services, Cryptocurrency, Infrared spectroscopy correlation table

Adamson Brothers advises on reverse mergers, raising capital, private placement memorandums (PPM's), direct public offerings, direct listing, and the initial public offering (IPO) process.

Key Points: 
  • Adamson Brothers advises on reverse mergers, raising capital, private placement memorandums (PPM's), direct public offerings, direct listing, and the initial public offering (IPO) process.
  • As Adamson Brothers specializes in helping companies go public, the firm is ready to provide the essential positioning, structuring and marketing strategies that Aurigraph requires to move forward.
  • Adamson Brothers made the decision to move forward with Aurigraph partially based on the encouraging data regarding growth in the Open Data market.
  • The Aurigraph project comes alongside several other major deals that Adamson Brothers has acquired; the firm is also listing a FINMA regulated Swiss exchange company, as well as an international software/tech company, on the NASDAQ.

Chicago Atlantic Real Estate Finance Announces First Quarter 2022 Financial Results

Retrieved on: 
Thursday, May 12, 2022
Pre-IPO, PIN, Regulation Fair Disclosure, Company, Private Securities Litigation Reform Act, Disclosure, NASDAQ, Investor relations, Regulation, REIT, IPO, SEC, Growth, GLOBE, Real estate, Bank, Renewable energy, Online gambling

CHICAGO, May 12, 2022 (GLOBE NEWSWIRE) -- Chicago Atlantic Real Estate Finance, Inc. (NASDAQ: REFI) (Chicago Atlantic or the Company), a commercial real estate finance company, today announced its results for the first quarter ended March 31, 2022.

Key Points: 
  • CHICAGO, May 12, 2022 (GLOBE NEWSWIRE) -- Chicago Atlantic Real Estate Finance, Inc. (NASDAQ: REFI) (Chicago Atlantic or the Company), a commercial real estate finance company, today announced its results for the first quarter ended March 31, 2022.
  • Tony Cappell, Chief Executive Officer of Chicago Atlantic, added, We have maintained our strong start to the year with $86.7 million of loan fundings during the quarter and another $25 million funded to date in the second quarter.
  • Chicago Atlantic posted its First Quarter 2022 Earnings Supplemental on the Investor Relations page of its website.
  • About Chicago Atlantic Real Estate Finance, Inc.
    Chicago Atlantic Real Estate Finance, Inc. (NASDAQ: REFI) is a market-leading mortgage REIT utilizing significant real estate, credit and cannabis expertise to originate senior secured loans primarily to state-licensed cannabis operators in limited-license states in the United States.

RISKIFIED LTD. CLASS ACTION ALERT: Wolf Haldenstein Adler Freeman & Herz LLP announces that a securities class action lawsuit has been filed in the United States District Court for the Southern District of New York against Riskified Ltd.

Retrieved on: 
Thursday, May 5, 2022
Registration statement, U.S. Securities and Exchange Commission, Telephone, GLOBE, Algorithm, Pre-IPO, District court, NYSE, Form, CFO, Fraud, Industry, Court, GMV, Register, Electric Bond and Share Company v. Securities and Exchange Commission, SEC, Growth, IPO, Security (finance), Airline, Practice of law, Riskified

You may obtain additional information concerning the action or join the case on our website, www.whafh.com.

Key Points: 
  • You may obtain additional information concerning the action or join the case on our website, www.whafh.com.
  • If you have incurred losses in Riskified Ltd. you may, no later than July 1, 2022, request that the Court appoint you lead plaintiff of the proposed class.
  • 20.125 million Riskified Class A ordinary shares were sold to the public at$21per share, generating over$422 millionin gross proceeds.
  • Riskified Class A shares are currently trading near $5per share, close to 80% below the IPO price of $21 per share.

Chicago Atlantic Real Estate Finance Announces Fourth Quarter 2021 Financial Results

Retrieved on: 
Tuesday, March 22, 2022
Company, Private Securities Litigation Reform Act, Regulation, Internal Revenue Code section 1031, NASDAQ, Growth, Board, SEC, Investor relations, REIT, LLC, Director, Upsizing (database), Period, Internal Revenue Code, Disclosure, U.S. Securities and Exchange Commission, GLOBE, Pre-IPO, Regulation Fair Disclosure, IPO, Annual report, Security (finance), Mobile phone, Animal, Ridesharing company, Holding company, Real estate

CHICAGO, March 22, 2022 (GLOBE NEWSWIRE) -- Chicago Atlantic Real Estate Finance, Inc. (NASDAQ: REFI) (Chicago Atlantic or the Company), a commercial real estate finance company, today announced its results for the fourth quarter and period ended December 31, 2021.

Key Points: 
  • CHICAGO, March 22, 2022 (GLOBE NEWSWIRE) -- Chicago Atlantic Real Estate Finance, Inc. (NASDAQ: REFI) (Chicago Atlantic or the Company), a commercial real estate finance company, today announced its results for the fourth quarter and period ended December 31, 2021.
  • Chicago Atlantic posted its Fourth Quarter 2021 Earnings Supplemental on the Investor Relations page of its website.
  • About Chicago Atlantic Real Estate Finance, Inc.
    Chicago Atlantic Real Estate Finance, Inc. (NASDAQ: REFI) is a market-leading mortgage REIT utilizing significant real estate, credit and cannabis expertise to originate senior secured loans primarily to state-licensed cannabis operators in limited-license states in the United States.
  • Chicago Atlantic intends to elect and qualify to be taxed as a REIT under Section 856 of the Internal Revenue Code of 1986 and is managed by Chicago Atlantic REIT Manager, LLC.