MSRB

MarketAxess Announces Monthly Volume Statistics for February 2024

Retrieved on: 
Tuesday, March 5, 2024

3 Open Trading share of total credit trading volume is derived by taking total Open Trading volume across all credit products where Open Trading is offered and dividing by total credit trading volume across all credit products where Open Trading is offered.

Key Points: 
  • 3 Open Trading share of total credit trading volume is derived by taking total Open Trading volume across all credit products where Open Trading is offered and dividing by total credit trading volume across all credit products where Open Trading is offered.
  • Reported MarketAxess volume in all product categories includes only fully electronic trading volume.
  • Beginning with January 2024, the Company is no longer providing Emerging Markets or Eurobonds market ADV or estimated market share.
  • The Company is currently reviewing its methodology for calculating such statistics, which historically have been derived from MarketAxess TraX data, to ensure that the statistics presented provide a complete and accurate view of the market.

Dominari Securities LLC Continues to Add Depth with Three New Hires

Retrieved on: 
Thursday, March 7, 2024

NEW YORK, March 7, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has further expanded its practice to include the high-producing private equity investment banking team of Larry Cohen and John Russo and senior manager and director Michael Siek. The three executives join Dominari Securities from AegisStern Ventures.

Key Points: 
  • Mr. Cohen and Mr. Russo will each serve as Managing Director, Private Equity & Capital Markets at Dominari Securities.
  • Mr. Kyle Wool, CEO of Dominari Securities LLC, commented, "We are absolutely committed to positioning Dominari as a full-service, diversified financial services firm with a deep bench of credentialed financial experts.
  • Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
  • Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Dominari Securities LLC Welcomes Wealth Management Team Gotham Equities

Retrieved on: 
Wednesday, March 6, 2024

NEW YORK, March 6, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has expanded its wealth management team to include Mr. David Reimer, CEO of Gotham Equities; Wealth Advisor, Mr. Peter Sandler, and a team of five experienced wealth management professionals from Gotham Equities.

Key Points: 
  • NEW YORK, March 6, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has expanded its wealth management team to include Mr. David Reimer, CEO of Gotham Equities; Wealth Advisor, Mr. Peter Sandler, and a team of five experienced wealth management professionals from Gotham Equities.
  • Mr. Kyle Wool, CEO of Dominari Securities LLC, commented, "Adding Peter and this accomplished team of wealth management advisors significantly strengthens our bench and provides us with additional depth to support the growth of our business.
  • Prior to joining Dominari, he served as Senior Partner at Gotham Equities, where he worked with a select group of individuals, families and institutions, offering comprehensive wealth management services, including retirement planning, investment management, estate and trust planning and insurance.
  • Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.

Dominari Securities LLC Welcomes Another Wealth Management Team

Retrieved on: 
Tuesday, March 5, 2024

NEW YORK, March 5, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has further expanded its wealth management practice to include a team of 12 seasoned wealth advisors led by Mr. Michael Schiavello and Mr. Billy Takos. 

Key Points: 
  • Adds seasoned Wealth Advisors, Michael Schiavello and Billy Takos, and team of 12 experienced wealth advisors
    NEW YORK, March 5, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, has further expanded its wealth management practice to include a team of 12 seasoned wealth advisors led by Mr. Michael Schiavello and Mr. Billy Takos.
  • "The addition of these wealth management advisors is the second team in as many weeks to join Dominari Securities.
  • Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
  • Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Dominari Securities LLC Welcomes Seasoned Wealth Management Advisor Raymond Guarini

Retrieved on: 
Tuesday, February 27, 2024

NEW YORK, Feb. 27, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, is growing its wealth management team with the addition of senior wealth management executive Mr. Raymond Guarini.

Key Points: 
  • NEW YORK, Feb. 27, 2024 /PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (the "Company") today announced its wholly-owned subsidiary, Dominari Securities LLC, is growing its wealth management team with the addition of senior wealth management executive Mr. Raymond Guarini.
  • Mr. Kyle Wool, CEO of Dominari Securities LLC, commented, "A principal component of our 'growth and development' strategy is hiring and retaining wealth management professionals who have assets under management.
  • Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
  • Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Dominari Securities LLC Serves as Lead Underwriter for $5 Million Initial Public Offering for Unusual Machines

Retrieved on: 
Thursday, February 15, 2024

The shares of Unusual Machines began trading on the NYSE American on February 14, 2024, under the ticker symbol "UMAC".

Key Points: 
  • The shares of Unusual Machines began trading on the NYSE American on February 14, 2024, under the ticker symbol "UMAC".
  • Dominari Securities LLC, Revere Securities LLC, and R.F.
  • Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC.
  • Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

FINRA Fines Morgan Stanley $1.6 Million for Municipal Securities Violations and Related Failures

Retrieved on: 
Thursday, February 15, 2024

FINRA announced today that it has fined Morgan Stanley Smith Barney LLC $1.6 million for the firm’s repeated failures to timely close out failed inter-dealer municipal securities transactions and to take prompt steps to obtain physical possession or control of municipal security positions that are short more than 30 calendar days, and related supervisory failures.

Key Points: 
  • FINRA announced today that it has fined Morgan Stanley Smith Barney LLC $1.6 million for the firm’s repeated failures to timely close out failed inter-dealer municipal securities transactions and to take prompt steps to obtain physical possession or control of municipal security positions that are short more than 30 calendar days, and related supervisory failures.
  • This is the first disciplinary action in which FINRA has charged a firm with violating the close-out requirements of Municipal Securities Rulemaking Board (MSRB) Rule G-12(h) and related supervisory failures.
  • FINRA previously sanctioned Morgan Stanley for supervisory failures regarding short positions in municipal securities in 2015.
  • MSRB Rule G-12(h) requires that failed inter-dealer municipal securities transactions be canceled or closed out no later than 20 calendar days after settlement date.

MarketAxess Announces Monthly Volume Statistics for January 2024

Retrieved on: 
Monday, February 5, 2024

2 For January 2024, the Company is highlighting the impact of single-dealer portfolio trading volume on U.S. high-grade trading volume and estimated market share, but will continue to exclude single-dealer portfolio trading activity from reported trading volume, estimated market share and the total credit FPM calculation.

Key Points: 
  • 2 For January 2024, the Company is highlighting the impact of single-dealer portfolio trading volume on U.S. high-grade trading volume and estimated market share, but will continue to exclude single-dealer portfolio trading activity from reported trading volume, estimated market share and the total credit FPM calculation.
  • 4 Open Trading share of total credit trading volume is derived by taking total Open Trading volume across all credit products where Open Trading is offered and dividing by total credit trading volume across all credit products where Open Trading is offered.
  • Reported MarketAxess volume in all product categories includes only fully electronic trading volume.
  • The Company is currently reviewing its methodology for calculating such statistics, which historically have been derived from MarketAxess TraX data, to ensure that the statistics presented provide a complete and accurate view of the market.

MarketAxess Reports Fourth Quarter and Full Year 2023 Results

Retrieved on: 
Wednesday, January 31, 2024

Starting with the first quarter of 2023, our calculation of EBITDA has been revised to adjust for interest income in addition to interest expense.

Key Points: 
  • Starting with the first quarter of 2023, our calculation of EBITDA has been revised to adjust for interest income in addition to interest expense.
  • MarketAxess trading volumes, TRACE reported volumes and MarketAxess Post-Trade processed volumes are available on the Company’s website at investor.marketaxess.com/volume .
  • These and other statements that relate to future results and events are based on MarketAxess’ current expectations.
  • More information about these and other factors affecting MarketAxess’ business and prospects is contained in MarketAxess’ periodic filings with the Securities and Exchange Commission and can be accessed at www.marketaxess.com .

The Investortools Dealer Network Integrates Tradeweb Ai-Price for Municipal Bonds, Upgrading the Muni Trading Experience

Retrieved on: 
Thursday, January 25, 2024

Investortools, a leading provider of fixed-income software solutions, today announced the inclusion of Tradeweb Automated Intelligent Pricing (Ai-Price) for municipal bonds into the Investortools Dealer Network.

Key Points: 
  • Investortools, a leading provider of fixed-income software solutions, today announced the inclusion of Tradeweb Automated Intelligent Pricing (Ai-Price) for municipal bonds into the Investortools Dealer Network.
  • Integrating Tradeweb’s intraday evaluative bond prices into our platform will better inform our users’ trading decisions and will also unlock new, streamlined trading workflows for users of the Investortools Dealer Network.
  • These prices are now available in The Investortools Dealer Network with continuous updates throughout the day.
  • “By utilizing Tradeweb Ai-Price for municipal bonds, users of The Investortools Dealer Network can optimize their trading experience through enhanced price discovery.”