Directive 2014/65/EU

Hardman & Co: Hardman Talks Video | Surface Transforms Surface Transforms presentation and Q&A with the Board

Retrieved on: 
Thursday, October 6, 2022
Financial Conduct Authority, Growth, FCA, NEWS, YouTube, Companies House, Original equipment manufacturer, Carbon, Hardman & Co., Research, Directive 2014/65/EU, II, Knowledge, Ceramic, Security (finance)

In this edition of Hardman Talks we are joined by the senior management of Surface Transforms, the carbon ceramics brake manufacturer.

Key Points: 
  • In this edition of Hardman Talks we are joined by the senior management of Surface Transforms, the carbon ceramics brake manufacturer.
  • The shares offer an opportunity to participate in a UK growth story in the manufacturing sector with good green credentials to boot.
  • To be first in the know about Hardman & Cos latest digital events, subscribe to the mailing list here .
  • The Hardman Talks series is designed to share the latest sector insights and company investment cases from our corporate clients and our expert team of analysts.

Zealand Pharma announces directed issue and private placement of approximately 4.5m new shares

Retrieved on: 
Tuesday, October 4, 2022
Order, Directive 2014/65/EU, Advertising, Income, Nasdaq, Zealand Pharma, Financial services, Private Securities Litigation Reform Act, Offering, II, Failure, Mission statement, Prospectus, Sale, Financial Services and Markets Act 2000, Management, EEA, European Union (Withdrawal) Act 2018, Person, United Kingdom, Investment, Prejudice, Goldman Sachs, Contract, Finance, Company, District, Fine chemical, Life insurance, Cryptocurrency, Security (finance), Property management, Risk management, EU

Zealand Pharma A/S (Nasdaq: ZEAL) (Zealand) is a biotechnology company focused on the discovery, development, and commercialization of peptide-based medicines.

Key Points: 
  • Zealand Pharma A/S (Nasdaq: ZEAL) (Zealand) is a biotechnology company focused on the discovery, development, and commercialization of peptide-based medicines.
  • The company has development partnerships with a number of blue-chip pharma companies as well as commercial partnerships for its marketed products.
  • Founded in 1998 and headquartered in Copenhagen, Denmark, Zealand has a team in the U.S. For more information about Zealands business and activities, please visit http://www.zealandpharma.com .
  • Each distributor is responsible for undertaking its own target market assessment in respect of the shares in Zealand Pharma A/S and determining appropriate distribution channels.

1 Day Regulatory Reporting for EMIR, MIFIR and SFTR Course (October 6th, 2022)

Retrieved on: 
Friday, September 30, 2022
CSSF, TRS, FCA, Compliance, CCPS, City, MAR, ESMA, Wild Arms, SFTR, EMEA, Directive 2014/65/EU, Clearing house (finance), EMIR, APAC, Brexit, Risk, Cryptocurrency, Financial services, Risk management, Security (finance), EU

DUBLIN, Sept. 30, 2022 /PRNewswire/ -- Final days to register for the "Regulatory Reporting for EMIR, MIFIR and SFTR" training course that has been added to ResearchAndMarkets.com's offering.

Key Points: 
  • DUBLIN, Sept. 30, 2022 /PRNewswire/ -- Final days to register for the "Regulatory Reporting for EMIR, MIFIR and SFTR" training course that has been added to ResearchAndMarkets.com's offering.
  • This practical 1 day course conducted by a senior City expert covers regulatory reporting requirements for the three main regulations: EMIR, MiFIR and SFTR.
  • This training session covers the key challenges encountered by banks, broker dealers, asset managers and hedge funds, key lessons learnt in implementing trade and transaction reporting, and successful remediation of any issues.
  • This workshop covers all aspects of regulatory reporting, from organisational scope, to data validation, data sourcing, counterparty and entity identification, and asset class/instrument identification - and resulting impact to Front, Middle and Back Office processes.

Hardman & Co Research : Hardman Talks Video Event | Surface Transforms Management Presentation and Q&A

Retrieved on: 
Thursday, September 29, 2022
YouTube, II, FCA, Hardman & Co., Q&A, NEWS, Knowledge, Financial Conduct Authority, Research, Hardman, Companies House, Original equipment manufacturer, Directive 2014/65/EU, Television, Security (finance)

We are delighted to announce Surface Transforms will be presenting a live webinar on Hardman Talks at 10:15am on Monday 3 October 2022.

Key Points: 
  • We are delighted to announce Surface Transforms will be presenting a live webinar on Hardman Talks at 10:15am on Monday 3 October 2022.
  • Management will be hosting a webinar for retail investors to hear the accompanying presentation and to ask questions.
  • All investors, whether existing shareholders or not, are invited to watch the presentation and take part in the Q&A session afterwards.
  • A recording of the webinar will be available on the Hardman & Co website shortly after the event for those cannot attend the live presentation.

PGIM Quantitative Solutions Bolsters Distribution Team With Senior Appointment and Promotion

Retrieved on: 
Wednesday, September 21, 2022
Consulting, Banking, Professional Services, Asset Management, Fintech, PRU, WAM, European Economic Area, PFI, NYSE, FCA, Prudential, EEA, Directive 2014/65/EU, Prudential plc, Knowledge, Consultant, Financial Conduct Authority, Investment, Foundation, Person, WC2N, Cottin, United Kingdom, Global distribution system, Solution, PGIM, Prudential Financial, Union, Multimedia, Wadhwani, Equity, Trafalgar Square, Amundi, CBE, Financial services, Bank, Marketing, Financial adviser, Onafhankelijke Post en Telecommunicatie Autoriteit

PGIM Quantitative Solutions (PGIM Quant), the quantitative and multi-asset solutions specialist of PGIM, has bolstered its distribution team with the appointment of Cyrus Cottin as head of International Distribution, and the promotion of Pam Clancy to head of Global Consultant Relations, effective immediately.

Key Points: 
  • PGIM Quantitative Solutions (PGIM Quant), the quantitative and multi-asset solutions specialist of PGIM, has bolstered its distribution team with the appointment of Cyrus Cottin as head of International Distribution, and the promotion of Pam Clancy to head of Global Consultant Relations, effective immediately.
  • Cottin will support distribution efforts across the firms three key investment platforms: Quantitative Equity , Multi Asset and PGIM Wadhwani .
  • PGIM Quant also recently appointed London-based Apostolos Katsaris as senior client portfolio manager for the PGIM Wadhwani liquid-alts platform.
  • As the quantitative and multi-asset solutions specialist of PGIM, PGIM Quantitative Solutions seeks to help solve complex investment problems with custom systematic solutions across the risk/return spectrum.

ICR Hosts Meaghan Montegari to Discuss the Corporate Access Landscape on the Welcome to the Arena Podcast

Retrieved on: 
Friday, September 16, 2022
Human Resources, Finance, Entertainment, Public Relations, Investor Relations, Consulting, Marketing, Banking, Communications, Professional Services, Podcast, ICR, Twitter, Google Podcasts, Direct Corporate Access, CEO, Chief executive officer, Goal, Podcasts (software), Head, Awareness, Directive 2014/65/EU, CFOS, Public relations, Rat Westwick, Spotify

ICR , a leading strategic communications and advisory firm, is pleased to announce that Meaghan Montegari, Managing Director and head of ICR Investor Access , recently appeared on Episode 44 of ICRs Welcome to the Arena podcast.

Key Points: 
  • ICR , a leading strategic communications and advisory firm, is pleased to announce that Meaghan Montegari, Managing Director and head of ICR Investor Access , recently appeared on Episode 44 of ICRs Welcome to the Arena podcast.
  • In this new installment of ICR Industry Reports on the Welcome to the Arena podcast, topics covered include the implementation of MiFID II, the recent shift toward in-house corporate access, and how ICR is using data to power its new investor targeting platform.
  • ICR and Ms. Montegari recently launched Investor Access to facilitate direct connections between corporate management teams and investors.
  • While many investment banks and broker-dealers have Corporate Access teams that focus on serving the investment community, ICRs Investor Access is solely geared toward the needs of corporate clients.

FTX Europe Secures CYSEC CIF License to Expand Services in Europe

Retrieved on: 
Thursday, September 15, 2022
Crypto, European Economic Area, CIF, MENA, Company, News, Industry, FTX, EU, Cyprus Securities and Exchange Commission, CEO, Union, Directive 2014/65/EU, Cryptocurrency

We look forward to continuing our productive relationship with CySEC as we continue to expand our European offerings."

Key Points: 
  • We look forward to continuing our productive relationship with CySEC as we continue to expand our European offerings."
  • With the Cyprus Investment Firm License, FTX EU is able to serve the whole European Economic Area.
  • FTX Europe currently offers FTX's leading products and services to European clients via a licensed investment firm with passportable licenses across the European economic area.
  • FTX Europe with its holding company in Switzerland, is the European and Middle East division of FTX, a cryptocurrency exchange built by traders, for traders.

DGAP-News: SGL Carbon SE – successful placement of €101.9 million convertible bonds due 2027

Retrieved on: 
Wednesday, September 14, 2022
Carbon, Qualifying investor alternative investment fund, Advertising, DGAP, Person, MIFID, Joint, Bookrunner, Achievement, Investment, Urban economics, Securities Act of 1933, Financial services, Financial Services and Markets Act 2000, Council, SGL Carbon, Sale, EEA, Order, Acquisition, Growth, European Union (Withdrawal) Act 2018, European, FSMA, Convertible bond, Prospectus, Directive 2014/65/EU, Failure, European Economic Area, II, Tradegate Exchange, Risk, News, Review, Forward-looking statement, Prejudice, Goal, Convertible, European Parliament, Finance, Terminology, Private investigator, Medical device, Financial adviser, Security (finance), EU, Issuer, Regulation

The information contained in this announcement is for background purposes only and does not purport to be full or complete.

Key Points: 
  • The information contained in this announcement is for background purposes only and does not purport to be full or complete.
  • No reliance may be placed for any purpose on the information contained in this announcement or its accuracy or completeness.
  • Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.
  • Potential investors should consult a professional advisor as to the suitability of the Convertible Bonds offering for the person concerned.

CellTrust to offer Xillio Archive Data Migration for Mobile Communication Data Governance and Compliance

Retrieved on: 
Monday, September 12, 2022
Professional Services, Data Management, Technology, Mobile, Wireless, Software, Consulting, Cortex, HIPAA, II, FINRA, Efficiency, Freedom, FCA, CFTC, Information management, Discovery, Organization, Compliance, Data management, EIA, Microsoft, IIROC, Government, Enterprise information security architecture, Parable of those who associate partners with God, FOIA, CEO, Technology, Solution, EMEA, Insurance, Human, Association, SEC, Multimedia, Directive 2014/65/EU, Education, View, Security association, SOX, Financial adviser

CellTrust Corporation , a leading provider of global secure and compliant mobile communication for government and enterprise and Xillio, the global content migration solutions provider that enables organizations to modernize information landscapes, announced today they have entered a strategic relationship to offer Xillio data migration to organizations through CellTrust.

Key Points: 
  • CellTrust Corporation , a leading provider of global secure and compliant mobile communication for government and enterprise and Xillio, the global content migration solutions provider that enables organizations to modernize information landscapes, announced today they have entered a strategic relationship to offer Xillio data migration to organizations through CellTrust.
  • They are also often required by law to capture, archive, and retain the data across these channels for eDiscovery and compliance audit purposes.
  • Xillio is a leader in content migration solutions and experts in secure and compliant data migration.
  • CellTrust is a global leader in enterprise mobile communications, compliance enforcement, traceability, eDiscovery and security for highly regulated industries.

Hardman Talks Video: Interview Chesnara management discuss 2022 half-year results

Retrieved on: 
Thursday, September 8, 2022
II, CEO, Research, YouTube, Financial Conduct Authority, Directive 2014/65/EU, Companies House, Economics, FCA, Hardman & Co., Knowledge, NEWS, Conservator, Risk management, Security (finance)

In the latest episode of Hardman Talks we focus on Chesnaras 2022 interim results.

Key Points: 
  • In the latest episode of Hardman Talks we focus on Chesnaras 2022 interim results.
  • To be first in the know about Hardman & Cos latest digital events, subscribe to the mailing list here .
  • The Hardman Talks series is designed to share the latest sector insights and company investment cases from our corporate clients and our expert team of analysts.
  • About Hardman & Co: For the past 25 years Hardman has been producing specialist research designed to improve investors understanding of companies, sectors, industries and investment securities.