SOX 404 top–down risk assessment

Wolters Kluwer Technology Expert to Offer Insights on Cryptocurrency Risk Assessment Benefits at ABA Regulatory Compliance Conference

Retrieved on: 
Friday, June 17, 2022
Software, Insurance, Cryptocurrency, Finance, Banking, Accounting, Professional Services, Technology, Solution, Time, American Bankers Association, Compliance, Technology, FRR, Hyatt Regency Kathmandu, Efficiency, Risk assessment, Wolters, GRC, Gaps, Accounting, EDT, SOX 404 top–down risk assessment, Hyatt Regency Orlando, Risk management, Documentation, Wolters Kluwer, Conference, Risk, WKL, Cryptocurrency, Audit, Bitcoin

Wolters Kluwer Compliance Solutions is a market leader and trusted provider of risk management and regulatory compliance solutions and services to U.S. banks, credit unions, insurers and securities firms.

Key Points: 
  • Wolters Kluwer Compliance Solutions is a market leader and trusted provider of risk management and regulatory compliance solutions and services to U.S. banks, credit unions, insurers and securities firms.
  • Wolters Kluwers GRC division provides an array of expert solutions to help financial institutions manage regulatory and risk obligations.
  • Wolters Kluwer Finance, Risk & Regulatory Reporting (FRR), meanwhile, is a global market leader in the provision of integrated regulatory compliance and reporting solutions.
  • GRC offers a portfolio of technology-enabled expert services and solutions focused on legal entity compliance, legal operations management, banking product compliance, and banking regulatory compliance.

Wolters Kluwer Compliance Solutions, in Collaboration with NYDIG, Launches Regulatory Risk Assessment Offering to Support Financial Institutions’ Bitcoin Programs

Retrieved on: 
Tuesday, March 15, 2022
Legal, Technology, Finance, Consulting, Security, Banking, Professional Services, Software, Data Management, Twitter, Wolters Kluwer, Solution, Accounting, Technology, FRR, General manager, WKL, Organization, Risk assessment, Risk, SOX 404 top–down risk assessment, Compliance, Risk management, GRC, Research, Wolters, Efficiency, LinkedIn, Cryptocurrency, Financial adviser, Bitcoin, Wolters Kluwer Governance, Risk & Compliance, NYDIG, WOLTERS KLUWER GOVERNANCE, RISK & COMPLIANCE, NYDIG

Wolters Kluwer Compliance Solutions , in collaboration with NYDIG, a leading Bitcoin company, has launched Bitcoin Risk Assessment NYDIG Clients to provide regulatory assessments for financial institutions looking to offer their customers access to Bitcoin services provided by NYDIG.

Key Points: 
  • Wolters Kluwer Compliance Solutions , in collaboration with NYDIG, a leading Bitcoin company, has launched Bitcoin Risk Assessment NYDIG Clients to provide regulatory assessments for financial institutions looking to offer their customers access to Bitcoin services provided by NYDIG.
  • The Risk Assessment evaluates a financial institutions control environment related to its participation in the NYDIG Bitcoin platform.
  • Federal regulators are sending a clear message, said Steve Meirink , Executive Vice President and General Manager for Wolters Kluwer Compliance Solutions.
  • Wolters Kluwer Finance, Risk & Regulatory Reporting (FRR), meanwhile, is a global market leader in the provision of integrated regulatory compliance and reporting solutions.

SOX & Internal Controls Update (BOSTON, United States - October 14-15, 2020) - ResearchAndMarkets.com

Retrieved on: 
Friday, July 31, 2020
Other Professional Services, Accounting, Professional services, Sarbanes–Oxley Act, Accounting, Financial services, Economy of the United States, Public Company Accounting Oversight Board, Business, Audit, Automation, Reconciliation, Auditing, Internal audit, SOX 404 top–down risk assessment

Do I have too many key controls?

Key Points: 
  • Do I have too many key controls?
  • What is the right/best way to perform an account reconciliation?
  • How can I streamline my controls with technology and automation?
  • What is coming down the pipeline from the PCAOB, external auditors, that I need to know about?

2-Day Conference - SOX and Internal Controls Update 2020: The Latest Regulatory/Best Practice Changes in Key Areas (Burlingame, CA, United States - June 18-19, 2020)

Retrieved on: 
Tuesday, December 24, 2019
Sarbanes–Oxley Act, Economy of the United States, Public Company Accounting Oversight Board, Audit, Business, Economy, United States, SOX 404 top–down risk assessment

Do I have too many key controls?

Key Points: 
  • Do I have too many key controls?
  • What is the right/best way to perform an account reconciliation?
  • I'm putting in a new system - what do I need to think about?
  • What is coming down the pipeline from the PCAOB, external auditors, that I need to know about?

SOX and Internal Controls Update 2020: Understand the Latest Regulatory/Best Practice Changes in Key Areas (Burlingame, CA, United States - June 18-19, 2020) - ResearchAndMarkets.com

Retrieved on: 
Monday, December 23, 2019
Professional services, Finance, Sarbanes–Oxley Act, Economy of the United States, Public Company Accounting Oversight Board, Audit, Business, Economy, United States, SOX 404 top–down risk assessment

Do I have too many key controls?

Key Points: 
  • Do I have too many key controls?
  • What is the right/best way to perform an account reconciliation?
  • I'm putting in a new system - what do I need to think about?
  • What is coming down the pipeline from the PCAOB, external auditors, that I need to know about?

FEI and CCR Release Insights to Help Navigate Internal Controls Efforts Around Business Combinations

Retrieved on: 
Monday, December 9, 2019
Auditing, Internal audit, Internal control, Internal Revenue Service, SOX 404 top–down risk assessment

The guide is intended to provide useful, relevant information that will help companies focus internal control efforts related to business combinations on areas that present risks of material misstatement.

Key Points: 
  • The guide is intended to provide useful, relevant information that will help companies focus internal control efforts related to business combinations on areas that present risks of material misstatement.
  • CCR has observed that, due to the complexity surrounding business combinations, many preparers expend significant effort in designing controls and developing documentation to operate an effective system of internal control at the time of a business combination and post-acquisition.
  • The objective of this preparer-led effort is to provide a high-level overview on how to design and operate appropriate controls related to business combinations.
  • Business combinations is a particularly challenging area for internal controls where management must pay close attention.