Securities and Futures Commission

Piper Sandler Hires Diversity & Inclusion Director Analia Alonso

Retrieved on: 
Monday, October 25, 2021
Banking, Other Professional Services, Professional Services, Finance, The New School, Research, Industry, History, Citigroup, Security (finance), View, NYSE, Piper Sandler Companies, Securities and Futures Commission, Morgan Stanley, International relations, Acquisition, Bose Corporation, SIPC, Nightclub, Management

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the hiring of Analia Alonso as the firms director of diversity and inclusion.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the hiring of Analia Alonso as the firms director of diversity and inclusion.
  • Analia will be based in the Piper Sandler New York office.
  • With almost 20 years of human resources experience, focused on talent acquisition and diversity, equity and inclusion, Alonso is uniquely positioned to further the firms diversity efforts.
  • The hiring of Alonso complements the June 2021 addition of Pedro Madrid, diversity & inclusion recruiting manager at Piper Sandler, as the firm continues to build a more inclusive and diverse workplace as a key component of our top-performing culture.

Piper Sandler Companies to Hold Management Conference Call to Discuss Third Quarter 2021 Results

Retrieved on: 
Wednesday, October 20, 2021
Banking, Professional Services, Finance, Securities and Futures Commission, Security (finance), View, NYSE, SIPC, Financial adviser

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, will release its third quarter 2021 financial results prior to the opening of the market on Friday, October 29, 2021.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, will release its third quarter 2021 financial results prior to the opening of the market on Friday, October 29, 2021.
  • The company will hold a conference call at 10 a.m.
  • ET (9 a.m. CT) that same day to discuss the financial results.
  • Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership.

CSOP Gold Futures Daily (-1X) Inverse Product (Stock Code: 7374.HK) to List on HKEX

Retrieved on: 
Tuesday, October 19, 2021
Professional Services, Natural Resources, Mining, Minerals, Finance, New York Mercantile Exchange, Policy, Fed, Risk, Canada–United States Automotive Products Agreement, Prospectus, SEHK, Investment, CSOP, COVID-19, Income, COMEX, Security (finance), Unit, Tehran Stock Exchange, Securities and Futures Commission, Swap, Hong Kong Stock Exchange, Gold, Multimedia, Epidemic, Sale, Stock exchange, CEO, QE, NAV, Business development, ETF, HKD, Cryptocurrency, Copper, Financial services, Financial adviser, Life insurance, Uranium, Bank, Rail transport, Public utility, Insurance, Risk management

Before 7374.HK, CSOP Gold Futures Daily (2x) Leveraged Product (stock code: 7299.HK) was launched on 5 June, 2020.

Key Points: 
  • Before 7374.HK, CSOP Gold Futures Daily (2x) Leveraged Product (stock code: 7299.HK) was launched on 5 June, 2020.
  • We hope CSOP Gold Futures Daily (2x) Leveraged Product (7299.HK) and CSOP Gold Futures Daily (-1X) Inverse Product (7374.HK) will help investors weather the storm of increasing uncertainties.
  • The Product is a futures and swap-based inverse product investing directly in COMEX Gold Futures.
  • CSOP Gold Futures Daily (2x) Leveraged Product (the Product) is a sub-fund of CSOP Leveraged and Inverse Series II, an umbrella unit trust established under Hong Kong law.

Huobi Tech CFO Lily Zhang Discusses Digital Asset Regulatory Landscape at Greenwich Economic Forum

Retrieved on: 
Tuesday, October 19, 2021
Government, New York University Stern School of Business, Ford Type 9 transmission, CFO, Technology, EMS, Software as a service, Securities and Futures Commission, OEM, Bridgewater Associates, Communication, GEF, Security (finance), Trust, SFC, Learning, Type 4, Industry, US, Culture, Trust Company, Best Oil and Refining Company Service Station, Cryptocurrency, Property management

HONG KONG, Oct. 18, 2021 /PRNewswire/ --Huobi Technology Holdings Limited (Huobi Tech, stock code: 1611), a leading virtual asset services platform, participated in the Greenwich Economic Forum (GEF), an annual global investment conference.

Key Points: 
  • HONG KONG, Oct. 18, 2021 /PRNewswire/ --Huobi Technology Holdings Limited (Huobi Tech, stock code: 1611), a leading virtual asset services platform, participated in the Greenwich Economic Forum (GEF), an annual global investment conference.
  • Lily Zhang, CFO of Huobi Tech spoke during a fireside chat, "Global regulatory landscape for digital assets and what's next for the sector."
  • Zhang also touched on Huobi Tech's approach to navigating the evolving regulatory landscape as it continues to expand its international footprint.
  • Huobi Tech is applying for virtual asset and finance-related licenses in major markets around the world.

Online Brokerage Longbridge Kicks off Hong Kong Market Operations

Retrieved on: 
Monday, October 18, 2021
ByteDance, Technology, Asset management, Industry, Cognition, Time, Heart, Environment, Solution, Securities and Futures Commission, LEO, Simplicity, Natural language processing, IP, Method, Discovery, Compliance, Security (finance), IPad, Hong Kong Stock Exchange, Broker, Real estate investment trust, Edda, PLTR, Efficiency, App, Learning, Ali Baba, NLP, Cloud computing, Intelligence, Investment, Thought, Company, FPS, Central, ETF, Integrity, Group, Social networking service, Internet, UDP, IPhone, Film, Tutoring, Property management, Financial services, Cryptocurrency, Bank

Get One Disney Share and Lifetime Commission-Free for Trading Hong Kong and U.S. Stocks

Key Points: 
  • Get One Disney Share and Lifetime Commission-Free for Trading Hong Kong and U.S. Stocks
    HONG KONG, Oct 18, 2021 - (ACN Newswire) - Longbridge ("Longbridge" or the "Company"), a social-driven online brokerage firm dedicated to providing new-generation mobile Internet investment experience, announced the official launch of its Hong Kong and U.S. stock-trading application ("Longbridge" or "App") in the Hong Kong market today.
  • Longbridge Hong Kong Co., Ltd. is a Hong Kong company licensed by the Securities and Futures Commission of Hong Kong (Central number: BPX066).
  • Longbridge strives for breakthroughs in meeting unsatisfied demands in the local online brokerage market, hoping to inject more data and algorithm capabilities into the industry and impress the Hong Kong market as an online securities brokerage with the best technological and social sense.
  • The group's Longbridge Hong Kong Co., Ltd. is a Hong Kong company licensed by the Securities and Futures Commission of Hong Kong (Central number: BPX066) and holds Type 1, 4, and 9 licenses.

Piper Sandler Companies Agrees to Acquire Cornerstone Macro

Retrieved on: 
Thursday, October 14, 2021
Banking, Professional Services, Finance, View, Technology, Name, Securities and Futures Commission, Cornerstone, Washington Research Library Consortium, Growth, Security (finance), Institution, Economics, Policy, SEC, NYSE, SIPC, Piper Sandler Companies, Company, Forward-looking statement, Annual report, Wall, Research, Acquisition, Partnership, Marketing, Real estate, Retail, Sales, Financial adviser, Cornerstone Macro, Piper Sandler, CORNERSTONE MACRO, PIPER SANDLER

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, announced today that it has entered into a definitive agreement to acquire Cornerstone Macro.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, announced today that it has entered into a definitive agreement to acquire Cornerstone Macro.
  • Upon closing, Cornerstone Macro will continue providing its world-class research as Piper Sandler & Co.s macro research team.
  • Founded in 2013, Cornerstone Macro brings 50+ professionals, including 21 research analysts, to Piper Sandler.
  • Cornerstone Macro develops and connects macro insights from around the world, delivering a comprehensive overview of important global trends.

Eaton Partners Acts as Exclusive Placement and Financial Advisor for Sole Source Capital LLC

Retrieved on: 
Wednesday, October 13, 2021
LLP, Fund of funds, Pitch, Securities and Futures Commission, Multisourcing, Security (finance), Eaton, LP record, Miller Buckfire & Co., FCA, SFC, NYSE, LLC, SIPC, Company, GLOBE, Financial Conduct Authority, Partner, Broker-dealer, SF, Financial services

ROWAYTON, Conn., Oct. 13, 2021 (GLOBE NEWSWIRE) -- Eaton Partners, one of the largest placement agents and financial advisory firms and a wholly-owned subsidiary of Stifel Financial Corp. (NYSE: SF), is pleased to have acted as the exclusive placement agent and financial advisor for Sole Source Capital Fund II.

Key Points: 
  • ROWAYTON, Conn., Oct. 13, 2021 (GLOBE NEWSWIRE) -- Eaton Partners, one of the largest placement agents and financial advisory firms and a wholly-owned subsidiary of Stifel Financial Corp. (NYSE: SF), is pleased to have acted as the exclusive placement agent and financial advisor for Sole Source Capital Fund II.
  • Sole Source Capital Fund II announced its final closing with $555 million in capital commitments, exceeding its initial target of $400 million.
  • Eaton Partners subsidiary Eaton Partners (UK) LLP is authorized and regulated by the Financial Conduct Authority (FCA).
  • Eaton Partners and the Eaton Partners logo are trademarks of Eaton Partners, LLC, a limited liability company.

ComplianceAsia hosts half-day Asia regulatory update seminar in London

Retrieved on: 
Wednesday, October 13, 2021
People, VCC, Financial services, Telephone, Securities and Futures Commission, FMCC, Biophysical environment, TRM, FAQ, MAS, Bank, IAC, Embassy of Japan, Washington, D.C., HKMA, CSRC, Bank of China, GDP, Legislation, SFC, Money, Treasury, Social, AMAC, Fund, Risk management, Security (finance), Monetary Authority of Singapore, Guideline, Knowledge, CEO, Diplomatic mission, Directorate-General for Economic and Financial Affairs, Compliance, AML, Ecosystem, Airline

LONDON, Oct. 13, 2021 /PRNewswire/ --International financial firmsshould brace for major changes in the Asian financial industry, according to a seminarhosted by ComplianceAsia ,thelongest establishedcompliance consultingfirmintheAsia Pacificregion.

Key Points: 
  • LONDON, Oct. 13, 2021 /PRNewswire/ --International financial firmsshould brace for major changes in the Asian financial industry, according to a seminarhosted by ComplianceAsia ,thelongest establishedcompliance consultingfirmintheAsia Pacificregion.
  • During the seminar, Philippa Allen, CEO and Founder,ComplianceAsia,AlexDuperouzel, Managing Director, ComplianceAsiaand Jasper Yip, Partner in the financial services practice of Oliver Wyman Hong Kong providedthe latest regulatory changes around Asia Pacific and recent enforcement actionsin Asia Pacific.Keynote speakers included Mr Minoru Nakamura, Minister for Financial Affairs, Embassy of Japan in the UK.
  • Our seminar today in London is designed to provide practical guidance and updates to compliance officers with responsibility for offices in Asia Pacific."
  • AlexDuperouzel added: "Financial services become more complex each year from a regulatory perspective and the Asian region is part of that trend.

ComplianceAsia hosts half-day Asia regulatory update seminar in London

Retrieved on: 
Wednesday, October 13, 2021
People, VCC, Financial services, Telephone, Securities and Futures Commission, FMCC, Biophysical environment, TRM, FAQ, MAS, Bank, IAC, Embassy of Japan, Washington, D.C., HKMA, CSRC, Bank of China, GDP, Legislation, SFC, Money, Treasury, Social, AMAC, Fund, Risk management, Security (finance), Monetary Authority of Singapore, Guideline, Knowledge, CEO, Diplomatic mission, Directorate-General for Economic and Financial Affairs, Compliance, AML, Ecosystem, Airline

LONDON, Oct. 13, 2021 /PRNewswire/ --International financial firmsshould brace for major changes in the Asian financial industry, according to a seminarhosted by ComplianceAsia ,thelongest establishedcompliance consultingfirmintheAsia Pacificregion.

Key Points: 
  • LONDON, Oct. 13, 2021 /PRNewswire/ --International financial firmsshould brace for major changes in the Asian financial industry, according to a seminarhosted by ComplianceAsia ,thelongest establishedcompliance consultingfirmintheAsia Pacificregion.
  • During the seminar, Philippa Allen, CEO and Founder,ComplianceAsia,AlexDuperouzel, Managing Director, ComplianceAsiaand Jasper Yip, Partner in the financial services practice of Oliver Wyman Hong Kong providedthe latest regulatory changes around Asia Pacific and recent enforcement actionsin Asia Pacific.Keynote speakers included Mr Minoru Nakamura, Minister for Financial Affairs, Embassy of Japan in the UK.
  • Our seminar today in London is designed to provide practical guidance and updates to compliance officers with responsibility for offices in Asia Pacific."
  • AlexDuperouzel added: "Financial services become more complex each year from a regulatory perspective and the Asian region is part of that trend.

Piper Sandler Expands Merchant Banking Group with the Addition of Seth Harward

Retrieved on: 
Friday, October 8, 2021
Banking, Professional Services, Finance, Theodore Christianson, Chief executive officer, Securities and Futures Commission, Council, Software, Piper Sandler Companies, SIPC, Security (finance), NYSE, View, PSC, Bank, Financial services

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the hiring of Seth Harward as managing director and partner in the merchant banking group.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the hiring of Seth Harward as managing director and partner in the merchant banking group.
  • Harward brings extensive growth equity investment experience to Piper Sandlers merchant banking group after having served as partner with Frontier Growth, where he evaluated thousands of growth-stage software businesses and was instrumental in building Frontiers growth equity investment origination capability within the technology & software sector.
  • Seth brings a proven capability of building an effective investment origination organization to merchant banking, which will augment our teams existing capabilities and help us continue scaling our growth equity investment practice as we invest the remaining Fund II capital and prepare to raise Piper Sandler Merchant Banking Fund III, said Ted Christianson, merchant banking managing director.
  • Piper Sandler Merchant Banking is the growth equity investment arm of Piper Sandler Companies.