Securities and Futures Commission

Piper Sandler Advises PETRONAS Chemicals Group Berhad on Acquisition of Perstorp

Retrieved on: 
Tuesday, May 17, 2022
Professional Services, Chemicals, Plastics, Manufacturing, Finance, Consulting, Banking, Perstorp, Securities and Futures Commission, S&P Global, Methanol, View, Solution, Economy, Marketing, Research, SIPC, Industry, PCG, Dow Jones, Polymer, Enterprise value, Security (finance), Piper Sandler Companies, Acquisition, Fertilizer, NYSE, Social, Environment

Piper Sandler & Co. chemicals investment banking announced today that it has advised PETRONAS Chemicals Group Berhad (PCG) on its acquisition of Perstorp Holding AB.

Key Points: 
  • Piper Sandler & Co. chemicals investment banking announced today that it has advised PETRONAS Chemicals Group Berhad (PCG) on its acquisition of Perstorp Holding AB.
  • The transaction Enterprise Value is 2,300 million and base purchase price, less adjusted net debt, is 1,538 million.
  • PCG is the leading integrated chemicals producer in Malaysia and one of the largest in Southeast Asia.
  • Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership.

Piper Sandler Expands Restructuring Investment Banking Team With the Hiring of Mike Genereux

Retrieved on: 
Tuesday, May 17, 2022
Banking, Professional Services, Finance, Securities and Futures Commission, Genereux, Perella Weinberg Partners, PJT Partners, Partner, Blackstone, View, Piper Sandler Companies, Culture, SIPC, Industry, Security (finance), NYSE, Financial adviser

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the addition of Mike Genereux as a managing director in the New York office.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the addition of Mike Genereux as a managing director in the New York office.
  • Genereux joins Piper Sandler with 28 years of investment banking experience.
  • We are thrilled to welcome Mike to the Piper Sandler restructuring group, TRS Advisors.
  • I am super excited to collaborate with my colleagues at Piper Sandler and help in every way possible, said Mike Genereux.

Eaton Partners Acts as Exclusive Placement Agent for NovaQuest Private Equity Fund II

Retrieved on: 
Monday, May 16, 2022
Diversified Pharmaceutical Services, SF, SFC, Company, Partner, Investment, Insurance, List of life sciences, Securities and Futures Commission, Financial Conduct Authority, Broker-dealer, Miller Buckfire & Co., LLP, SIPC, Technology, FCA, Security (finance), LLC, Growth, Eaton, NYSE, GLOBE, Financial services, Stifel, Incorporated, Eaton Partners

Eaton Partners also served as the exclusive placement agent for NQPEs first institutional fundraise of $275 million in 2018.

Key Points: 
  • Eaton Partners also served as the exclusive placement agent for NQPEs first institutional fundraise of $275 million in 2018.
  • Eaton Partners subsidiary Eaton Partners (UK) LLP is authorized and regulated by the Financial Conduct Authority (FCA).
  • Eaton Partners and the Eaton Partners logo are trademarks of Eaton Partners, LLC, a limited liability company.
  • NovaQuest Private Equity is a private equity firm that invests in lower middle market healthcare companies primarily in North America.

Piper Sandler Hires Shiva Kumar as Managing Director and Head of Mobility Technology

Retrieved on: 
Monday, May 16, 2022
Banking, Professional Services, Finance, Internet, MBA, Securities and Futures Commission, Software, Jefferies, University of California, Los Angeles, View, Transport, Institute, SIPC, Kellogg School of Management, University, Travel, Head, Security (finance), Indian Institutes of Technology, LLC, CFO, Innovation, NYSE, Technology, Northwestern University

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the addition of Shiva Kumar as managing director and head of mobility technology based in the San Francisco office.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, is pleased to announce the addition of Shiva Kumar as managing director and head of mobility technology based in the San Francisco office.
  • Shiva joins the team with over 20 years of investment banking, finance and corporate development & strategy experience in mobility and technology.
  • Shiva has been a C-level executive as well as an advisor in a number of high-profile mobility technology transactions.
  • We look forward to having Shiva lead our efforts in the mobility sector, said Steven Schmidt , head of technology investment banking.

MICT’s Merger Target Announces its Q1 2022 Results

Retrieved on: 
Monday, May 16, 2022
Euronext Paris, U.S. Securities and Exchange Commission, OTC Markets Group, ANY, Financial technology, Farmer, London Stock Exchange, Risk, Securities Act of 1933, SEC, African, TMX, City, LSE, PARTIES, HKSE, Frankfurt Stock Exchange, Proxy, Name, SME, Growth, NYSE, GLOBE, Securities and Futures Commission, London, Company, OR, Mergers and acquisitions, TMNA, MICT, THE, Securities Exchange Act of 1934, Hong Kong Stock Exchange, Security (finance), Nasdaq, NASDAQ, Technology, B2B, AS, Tingo District

Earlier today, Tingo announced its results for the quarter ended March 31st, 2022 and filed its Quarterly Report on Form 10-Q.

Key Points: 
  • Earlier today, Tingo announced its results for the quarter ended March 31st, 2022 and filed its Quarterly Report on Form 10-Q.
  • With regard to the status of the merger, due diligence work is underway, and significant progress is being made on the transaction process.
  • In connection with the proposed Merger, the Company will file a proxy statement on Schedule 14A with the SEC.
  • This press release does not constitute a solicitation of a proxy from any stockholder with respect to the proposed Merger.

TINGO and MICT Announce Execution of Definitive Merger Agreement

Retrieved on: 
Tuesday, May 10, 2022
Science and technology in Asia, NEW, Pacific Asia Travel Association, Visa, Frankfurt Stock Exchange, Adoption, Mergers and acquisitions, SEC, MICT, Securities Exchange Act of 1934, CEO, Technology, B2B, Farm, Ecosystem, Securities and Futures Commission, Board, NASDAQ, NYSE, Securities Act of 1933, Risk, SME, Hong Kong Stock Exchange, Executive, GSM, Cyprus Securities and Exchange Commission, Insurance, Board of directors, Smartphone, Security (finance), London, Leadership, Farmer, City, Growth, Acquisition, HKSE, TMX, Nasdaq, GLOBE, Financial technology, LSE, Banking as a service, Euronext Paris, Food security, London Stock Exchange, OTC Markets Group, TMNA, Airline, Online shopping, Video game, Mobile phone, Retail, Bank, Tingo District, African

 NEW YORK, NY and MONTVALE, NJ, May 10, 2022 (GLOBE NEWSWIRE) -- Tingo, Inc. (OTC Markets: TMNA) (“Tingo”) and MICT, Inc. (NASDAQ: MICT) (“MICT”) announced that they have executed a definitive agreement to merge and consolidate their operations (the “Merger”) to create an over $900 million annual revenue and highly profitable Nasdaq-listed Fintech and Agri-Fintech company serving the African and Asian markets with a global expansion strategy.

Key Points: 
  • The Merger represents a substantial move by both Tingo and MICT to globalize their businesses and synergistically leverage their proprietary technologies to create best-in-class financial platforms, products and services.
  • As a result of the Merger, Dozy Mmobuosi will become Chief Executive Officer of MICT (which is expected to be renamed Tingo Inc.), and the executive officers of Tingo shall be appointed to similar positions within MICT.
  • Darren Mercer, the current Chief Executive Officer of MICT, will become the Executive Vice Chairman and Pacific-Asia Chief Executive Officer.
  • Additional information regarding the Merger will be provided in Current Reports on Form 8-K to be filed with the SEC by each of Tingo and MICT.

TINGO and MICT Announce Execution of Definitive Merger Agreement

Retrieved on: 
Tuesday, May 10, 2022
Science and technology in Asia, NEW, Pacific Asia Travel Association, Visa, Frankfurt Stock Exchange, Adoption, Mergers and acquisitions, SEC, MICT, Securities Exchange Act of 1934, CEO, Technology, B2B, Farm, Ecosystem, Securities and Futures Commission, Board, NASDAQ, NYSE, Securities Act of 1933, Risk, SME, Hong Kong Stock Exchange, Executive, GSM, Cyprus Securities and Exchange Commission, Insurance, Board of directors, Smartphone, Security (finance), London, Leadership, Farmer, City, Growth, Acquisition, HKSE, TMX, Nasdaq, GLOBE, Financial technology, LSE, Banking as a service, Euronext Paris, Food security, London Stock Exchange, OTC Markets Group, TMNA, Online shopping, Bank, Video game, Mobile phone, Retail, Tingo District, African

NEW YORK, NY and MONTVALE, NJ, May 10, 2022 (GLOBE NEWSWIRE) -- Tingo, Inc. (OTC Markets: TMNA) (“Tingo”) and MICT, Inc. (NASDAQ: MICT) (“MICT”) announced that they have executed a definitive agreement to merge and consolidate their operations (the “Merger”) to create an over $900 million annual revenue and highly profitable Nasdaq-listed Fintech and Agri-Fintech company serving the African and Asian markets with a global expansion strategy.

Key Points: 
  • The Merger represents a substantial move by both Tingo and MICT to globalize their businesses and synergistically leverage their proprietary technologies to create best-in-class financial platforms, products and services.
  • As a result of the Merger, Dozy Mmobuosi will become Chief Executive Officer of MICT (which is expected to be renamed Tingo Inc.), and the executive officers of Tingo shall be appointed to similar positions within MICT.
  • Darren Mercer, the current Chief Executive Officer of MICT, will become the Executive Vice Chairman and Pacific-Asia Chief Executive Officer.
  • Additional information regarding the Merger will be provided in Current Reports on Form 8-K to be filed with the SEC by each of Tingo and MICT.

Piper Sandler Companies Announces Share Repurchase Authorization

Retrieved on: 
Friday, May 6, 2022
Banking, Professional Services, Finance, NYSE, View, Annual report, Securities and Futures Commission, SEC, Share repurchase, SIPC, Forward-looking statement, Security (finance)

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, announced today that its board of directors has authorized the repurchase of up to $150 million of the company's outstanding common stock.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, announced today that its board of directors has authorized the repurchase of up to $150 million of the company's outstanding common stock.
  • This share repurchase authorization is in addition to the companys existing share repurchase authorization which became effective on January 1, 2022, and expires on December 31, 2023.
  • Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership.
  • Securities brokerage and investment banking services are offered in the U.S. through Piper Sandler & Co., member SIPC and NYSE; in Europe through Piper Sandler Ltd., authorized and regulated by the U.K. Financial Conduct Authority; and in Hong Kong through Piper Sandler Hong Kong Limited, authorized and regulated by the Securities and Futures Commission.

New Stifel & Eaton Partners Survey Finds Strong Investor Appetite for GP-Led Secondary Transactions

Retrieved on: 
Wednesday, May 4, 2022
Securities and Futures Commission, Investment, Miller Buckfire & Co., Eaton, LLC, GLOBE, FCA, Company, NYSE, Security (finance), IRR, Broker-dealer, Re Recher's Will Trusts, Partner, Financial Conduct Authority, List of life sciences, Face, SFC, LLP, Software as a service, Technology, SIPC, SF, Surveying, Satellite navigation device, Financial services, Health care, Eaton Partners, Secondaries, Incorporated, Stifel

The Stifel/Eaton Partners 2022 GP Advisory Survey questioned 97 global investors regarding their approach to investing in GP-led secondary transactions.

Key Points: 
  • The Stifel/Eaton Partners 2022 GP Advisory Survey questioned 97 global investors regarding their approach to investing in GP-led secondary transactions.
  • Eaton Partners subsidiary Eaton Partners (UK) LLP is authorized and regulated by the Financial Conduct Authority (FCA).
  • Eaton Partners subsidiary Stifel Hong Kong Limited, doing business as Eaton Partners Hong Kong, is approved as a Type 1-licensed company under the Securities and Futures Commission (SFC) in Hong Kong.
  • Eaton Partners and the Eaton Partners logo are trademarks of Eaton Partners, LLC, a limited liability company.

DL Holdings to cooperate with Harvest Global Capital Investments to expand capital market investment business

Retrieved on: 
Saturday, April 30, 2022
ESG, Artificial intelligence, DL Holdings, CEO, IPO, Securities and Futures Commission, SFC, Hong Kong Stock Exchange, Type 1, Type 4, Partnership, HK, Philosophy, Security (finance), Research, Carbon, Ford Type 9 transmission, Harvest, Cornerstone, Financial services

HONG KONG, April 30, 2022 /PRNewswire/ -- DL Holdings announced on April 29 that the company signed an agreement with Harvest Global Capital Investments Limited (HGCI) to reach a strategic partnership.

Key Points: 
  • HONG KONG, April 30, 2022 /PRNewswire/ -- DL Holdings announced on April 29 that the company signed an agreement with Harvest Global Capital Investments Limited (HGCI) to reach a strategic partnership.
  • Joseph Lang, executive director of DL Holdings group and CEO of DL Securities, said that "DL Holdings is a listed company that provides one-stop financial services for high-net-worth clients in Asia.
  • With rich experience, professional team, good reputation and strict risk control, DL Holdings provides HGCI with excellent capital market investment opportunities and post investment management services.
  • Harvest Global Capital Investments 's comprehensive investment and research coverage can also provide DL Holdings with competitive and unique market information and views.