Securities and Futures Commission

Eaton Partners Acts as Exclusive Placement Agent for Turning Rock Partners Fund II

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Wednesday, August 3, 2022 - 4:56pm
SFC, Security (finance), Eaton, LLP, NYSE, Company, Financial Conduct Authority, FCA, Broker-dealer, Blue Rock Partners, Insurance, Investment, Partner, Solution, Miller Buckfire & Co., Securities and Futures Commission, GLOBE, COO, SIPC, LLC, Foundation, SF, Growth, Financial services, Public relations, Eaton Partners, Incorporated, Stifel

ROWAYTON, Conn., Aug. 03, 2022 (GLOBE NEWSWIRE) -- Eaton Partners, one of the largest capital placement agents and fund advisory firms and a wholly owned subsidiary of Stifel Financial Corp. (NYSE: SF), is pleased to have acted as placement agent for Turning Rock Partners ("Turning Rock").

Key Points: 
  • ROWAYTON, Conn., Aug. 03, 2022 (GLOBE NEWSWIRE) -- Eaton Partners, one of the largest capital placement agents and fund advisory firms and a wholly owned subsidiary of Stifel Financial Corp. (NYSE: SF), is pleased to have acted as placement agent for Turning Rock Partners ("Turning Rock").
  • Over the last year, Turning Rock Partners Fund II has made substantial progress in deployment of this vehicle.
  • Turning Rock Partners now has a total of over $900M of capital commitment and is poised for continued growth.
  • Eaton Partners and the Eaton Partners logo are trademarks of Eaton Partners, LLC, a limited liability company.

Eaton Partners Acts as Placement Agent for Assured Healthcare Partners Fund II

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Tuesday, August 2, 2022 - 2:21pm
SF, LLP, Investment, GLOBE, Insurance, Foundation, Industry, Miller Buckfire & Co., Partner (business rank), NYSE, FCA, Securities and Futures Commission, SIPC, SFC, Partner, Eaton, Financial Conduct Authority, Broker-dealer, Company, Security (finance), AHP, Frazier Healthcare Partners, LLC, Growth, Founder, Public relations, Financial services, Incorporated, Eaton Partners, Stifel

AHP Fund II L.P. (Fund II) exceeded its initial cap of $750 million of capital commitments, surpassing its target of $650 million.

Key Points: 
  • AHP Fund II L.P. (Fund II) exceeded its initial cap of $750 million of capital commitments, surpassing its target of $650 million.
  • Assured Healthcare Partners is led by a talented investment team with extensive healthcare expertise, said Eric Deyle, Managing Director at Eaton Partners.
  • Eaton Partners subsidiary Eaton Partners (UK) LLP is authorized and regulated by the Financial Conduct Authority (FCA).
  • Eaton Partners and the Eaton Partners logo are trademarks of Eaton Partners, LLC, a limited liability company.

Webull Launches Expansion into Singapore

Retrieved on: 
Monday, August 1, 2022 - 1:31pm
Crypto, GLOBE, ETF, Industry, SEC, Google Play, FINRA, Securities and Futures Commission, App Store (iOS/iPadOS), News, Money, Security (finance), Monetary Authority of Singapore, Tutoring, Webull

NEW YORK, Aug. 01, 2022 (GLOBE NEWSWIRE) -- Webull Corporation (Webull), the owner of the popular Webull trading platform, today announced a promotional campaign to officially launch its Singapore business and entry into the Asia-Pacific region.

Key Points: 
  • NEW YORK, Aug. 01, 2022 (GLOBE NEWSWIRE) -- Webull Corporation (Webull), the owner of the popular Webull trading platform, today announced a promotional campaign to officially launch its Singapore business and entry into the Asia-Pacific region.
  • Ltd. (Webull Singapore), a subsidiary of Webull, Singapore residents can trade U.S.-listed equities, ETFs, options, and fractional shares, as well as Hong Kong-listed equities and ETFs, all at low commissions through the award-winning Webull app.
  • Bernard Teo, the Chief Executive Officer of Webull Singapore, said, We are excited to bring Webulls platform to Singapores tech-savvy investment community.
  • Webull Singapore secured its capital markets services license from the Monetary Authority of Singapore in November 2021, and Singapore residents have been able to trade on Webulls platform since May.

Piper Sandler Companies Reports Second Quarter 2022 Results; Declares Quarterly Dividend of $0.60 Per Share

Retrieved on: 
Friday, July 29, 2022 - 1:00pm
Banking, Accounting, Professional Services, Finance, NYSE, Securities and Futures Commission, View, SIPC, Security (finance), Financial adviser

Piper Sandler Companies (NYSE: PIPR) has released its most recent financial results.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR) has released its most recent financial results.
  • Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership.
  • Securities brokerage and investment banking services are offered in the U.S. through Piper Sandler & Co., member SIPC and NYSE; in the U.K. through Piper Sandler Ltd., authorized and regulated by the U.K. Financial Conduct Authority; and in Hong Kong through Piper Sandler Hong Kong Ltd., authorized and regulated by the Securities and Futures Commission.
  • Alternative asset management and fixed income advisory services are offered through separately registered advisory affiliates.

Linmon Media Proposed Listing on the Main Board of the Hong Kong Stock Exchange

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Friday, July 29, 2022 - 1:41am
Acquisition, Sale, Knowledge, Motherboard, BlueFocus Communication Group, Company, Stock exchange, Law of Property (Miscellaneous Provisions) Act 1989, Person, Securities and Futures Commission, Board, Drama, Prospectus, China International Capital Corporation, Hong Kong Stock Exchange, Security (finance), Advertising, IPS, Frost & Sullivan, S. D. Warren Co. v. Maine Board of Environmental Protection, Property management, PRC

HONG KONG, July 29, 2022 - (ACN Newswire) - A leading drama series production company in China - Linmon Media Limited ("Linmon Media" or the "Company", together with its subsidiaries, the "Group", stock code: 9857.HK), today announced the proposed listing of its shares on the Main Board of The Stock Exchange of Hong Kong Limited ("Hong Kong Stock Exchange").

Key Points: 
  • HONG KONG, July 29, 2022 - (ACN Newswire) - A leading drama series production company in China - Linmon Media Limited ("Linmon Media" or the "Company", together with its subsidiaries, the "Group", stock code: 9857.HK), today announced the proposed listing of its shares on the Main Board of The Stock Exchange of Hong Kong Limited ("Hong Kong Stock Exchange").
  • Linmon Media will open for Hong Kong Public Offering in Hong Kong at 9 a.m., July 29, 2022 (Friday), and close at 12:00 noon, August 3, 2022 (Wednesday).
  • Dealings in shares of Linmon Media on the Main Board of the Hong Kong Stock Exchange is expected to commence on August 10, 2022 (Wednesday).
  • This press release has not been reviewed or approved by The Stock Exchange of Hong Kong Limited or the Securities and Futures Commission of Hong Kong.

Standard Chartered-Backed Zodia Markets Receives FCA Crypto Registration, Launches Institutional Exchange and Brokerage in UK and EU

Retrieved on: 
Thursday, July 28, 2022 - 11:14am
HK, FCA, Standard Chartered, Partnership, Compliance, Risk, Science and technology in Asia, SFC, FIX, BC, Commerce, FX, Software as a service, OSL, API, Securities and Futures Commission, OTC, Cryptocurrency, Audit, Financial services, Financial adviser

LONDON, July 28, 2022 /PRNewswire/ -- Zodia Markets, a UK-based cryptoasset exchange and brokerage for institutional clients backed by Standard Chartered, today announced that it has received cryptoasset registration from the UK Financial Conduct Authority (FCA) and officially launched its institutional crypto exchange and brokerage business.

Key Points: 
  • LONDON, July 28, 2022 /PRNewswire/ -- Zodia Markets, a UK-based cryptoasset exchange and brokerage for institutional clients backed by Standard Chartered, today announced that it has received cryptoasset registration from the UK Financial Conduct Authority (FCA) and officially launched its institutional crypto exchange and brokerage business.
  • At Zodia Markets, our mission is to be the most trusted trading partner for institutional participants as they navigate this rapidly evolving asset class."
  • Zodia Markets partners with high-quality third-party custodians, including Standard Chartered-backed Zodia Custody, to support its trading activities, providing clearly segregated responsibilities.
  • Zodia Markets is an institutional grade trading venue and brokerage that enables expert navigation of digital asset markets.

Standard Chartered-Backed Zodia Markets Receives FCA Crypto Registration, Launches Institutional Exchange and Brokerage in UK and EU

Retrieved on: 
Thursday, July 28, 2022 - 11:07am
HK, FCA, Standard Chartered, Partnership, Compliance, Risk, Science and technology in Asia, SFC, FIX, BC, Commerce, FX, Software as a service, OSL, API, Securities and Futures Commission, OTC, Cryptocurrency, Audit, Financial services, Financial adviser

LONDON, July 28, 2022 /PRNewswire/ -- Zodia Markets, a UK-based cryptoasset exchange and brokerage for institutional clients backed by Standard Chartered, today announced that it has received cryptoasset registration from the UK Financial Conduct Authority (FCA) and officially launched its institutional crypto exchange and brokerage business.

Key Points: 
  • LONDON, July 28, 2022 /PRNewswire/ -- Zodia Markets, a UK-based cryptoasset exchange and brokerage for institutional clients backed by Standard Chartered, today announced that it has received cryptoasset registration from the UK Financial Conduct Authority (FCA) and officially launched its institutional crypto exchange and brokerage business.
  • At Zodia Markets, our mission is to be the most trusted trading partner for institutional participants as they navigate this rapidly evolving asset class."
  • Zodia Markets partners with high-quality third-party custodians, including Standard Chartered-backed Zodia Custody, to support its trading activities, providing clearly segregated responsibilities.
  • Zodia Markets is an institutional grade trading venue and brokerage that enables expert navigation of digital asset markets.

Nasdaq Grants MICT Extension to Regain Compliance with the $1.00 Minimum Bid Price Rule

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Wednesday, July 27, 2022 - 6:33pm
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MONTVALE, NJ, July 27, 2022 (GLOBE NEWSWIRE) -- MICT, Inc. (NASDAQ: MICT) (MICT ot the Company) announces that it has received a letter from Nasdaq granting it an additional 180-day extension, or until January 23, 2023 to evidence compliance with Nasdaqs $1.00 minimum bid price requirement.

Key Points: 
  • MONTVALE, NJ, July 27, 2022 (GLOBE NEWSWIRE) -- MICT, Inc. (NASDAQ: MICT) (MICT ot the Company) announces that it has received a letter from Nasdaq granting it an additional 180-day extension, or until January 23, 2023 to evidence compliance with Nasdaqs $1.00 minimum bid price requirement.
  • The Company intends to regain compliance with the minimum bid price requirement on or beforeJanuary 23, 2023.
  • MICT believes the closing of its proposed merger (the Merger) with Tingo, Inc., a Nevada corporation will resolve its minimum bid price requirement.
  • If for some reason the Merger does not close within the prescribed period or the minimum bid price is not otherwise met, MICT will consider alternative options to regain compliance.

Kingsoft Cloud Files Application for Hong Kong Dual Primary Listing

Retrieved on: 
Wednesday, July 27, 2022 - 1:38pm
Cloud, Sale, Motherboard, GLOBE, KC, Industry, Forward-looking statement, SEC, Government, Private Securities Litigation Reform Act, Securities Act of 1933, Securities and Futures Commission, Prospectus, NASDAQ, Customer, Social conditioning, Hong Kong Stock Exchange, Company, Security (finance), Nasdaq, Annual report, Terminology, Growth, S. D. Warren Co. v. Maine Board of Environmental Protection, Property management, Public relations

BEIJING, July 27, 2022 (GLOBE NEWSWIRE) -- Kingsoft Cloud Holdings Limited (we, Kingsoft Cloud or the Company) (NASDAQ: KC), a leading independent cloud service provider in China, today announced its filing of an application with theStock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange) in connection with its proposed dual primary listing of ordinary shares on the Main Board of the Hong Kong Stock Exchange.

Key Points: 
  • BEIJING, July 27, 2022 (GLOBE NEWSWIRE) -- Kingsoft Cloud Holdings Limited (we, Kingsoft Cloud or the Company) (NASDAQ: KC), a leading independent cloud service provider in China, today announced its filing of an application with theStock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange) in connection with its proposed dual primary listing of ordinary shares on the Main Board of the Hong Kong Stock Exchange.
  • The Company expects to be dual-listed on the Nasdaq and the Hong Kong Stock Exchange upon the completion of the proposed listing.
  • This press release has not been reviewed or approved by the Hong Kong Stock Exchange or the Securities and Futures Commission of Hong Kong.
  • Kingsoft Cloud has built a comprehensive and reliable cloud platform consisting of extensive cloud infrastructure, cutting-edge cloud products and well-architected industry-specific solutions across public cloud and enterprise cloud.

TINGO and MICT Announce Filing of Form S-4 Merger Registration and Joint Proxy Statement

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Tuesday, July 26, 2022 - 3:40pm
Sale, SME, MICT, Â, TMNA, London Stock Exchange, Partnership, GSM, Person, Securities Exchange Act of 1934, Press release, Review, African, Ecosystem, Security (finance), Company, Accounting, Securities Act of 1933, Group, Ernst & Young, U.S. Securities and Exchange Commission, Euronext Paris, Prospectus, HKSE, Technology, Acceleration, Farm, Rest, Growth, London, Proxy, Securities and Futures Commission, TMX, GLOBE, Insurance, Farmer, CEO, SEC, Financial technology, Mergers and acquisitions, Frankfurt Stock Exchange, B2B, Nasdaq, Risk, LSE, Form, LLP, Register, OTC Markets Group, Jenner & Block, Dentons, Food security, NYSE, Registration statement, NASDAQ, Hong Kong Stock Exchange, Empowerment, City, Online shopping, Mobile phone, Bank, Tingo District

NEW YORK, NY and MONTVALE, NJ, July 26, 2022 (GLOBE NEWSWIRE) -- Tingo, Inc. (OTC Markets: TMNA) (“Tingo”) and MICT, Inc. (NASDAQ: MICT) (“MICT”) announced that they have filed a registration and joint proxy statement with the Securities and Exchange Commission (“SEC”) in connection with their anticipated merger (the “Merger”) which is expected to create a >$1.0 billion annualized revenue and highly profitable Fintech and Agri-Fintech company serving the African and Asian markets with a global expansion strategy.

Key Points: 
  • The SEC will now review this submission and, following their review and the registration statement being declared effective, shareholders of each company will have the ability to approve the Merger.
  • Once consummated, the Merger will represent a substantial move by both Tingo and MICT to globalize their businesses and synergistically leverage their proprietary technologies to create best-in-class financial platforms, products and services.
  • On July 26, 2022, MICT filed with the U.S. Securities and Exchange Commission (the SEC) a registration statement on Form S-4 (as amended, the Registration Statement), which includes a preliminary proxy statement of MICT, a preliminary proxy statement of Tingo and a prospectus in connection with the Merger.
  • The definitive proxy statement and other relevant documents will be mailed to the respective shareholders of MICT and Tingo as of a record date to be established for voting on the Merger.