Herzfeld

RegeneRx Consultant to Receive Prestigious Award for Contributions in Field of Health

Retrieved on: 
Friday, February 11, 2022

Dr. Kleinman will be the first living Jewish female in the world to receive the prestigious Herzfeld Prize.

Key Points: 
  • Dr. Kleinman will be the first living Jewish female in the world to receive the prestigious Herzfeld Prize.
  • Her career and personal life emulate and mirror the historic achievements of Dr. Herzfeld both in health and the advancement of women in science.
  • Dr. Kleinman has published over 440 papers and been awarded ten patents, three of which have been successfully commercialized.
  • One of her inventions, Matrigel, is used worldwide and was among the top 15 National Institutes of Health (NIH) patents bearing royalties for many years.

Stockholder Group Mails Proxy Statement and BLUE Proxy Card in Connection with Evercel Inc.’s 2021 Annual Meeting of Stockholders

Retrieved on: 
Monday, September 27, 2021

NEW YORK, Sept. 27, 2021 (GLOBE NEWSWIRE) -- James D. Gerson and Richard A. Krantz (collectively, the “Stockholder Group” or “we”), the collective owners of approximately 12.0% of the outstanding voting stock of the Company, today announced that it has mailed a proxy statement and BLUE proxy card to solicit votes in favor of its three business proposals seeking to amend Evercel’s Bylaws in order to allow stockholders to expand the size of the Board of Directors (the “Board’) and fill the resulting vacancies with its slate of three highly-qualified directors – Daniel Lewis, Richard Lewisohn III and Alan Mitrani (the “Nominees”) – at the Company’s annual meeting of stockholders scheduled to be held virtually at 10:00 a.m. Eastern Time on Thursday, October 7, 2021 (the “Annual Meeting”).

Key Points: 
  • The Stockholder Group notes that the Companys 2021 financial statements are still not available, despite the year ending almost 6 months ago.
  • The Stockholder Group has concerns with the level of compensation paid to the Companys CEO, Daniel Allen, despite the Companys underperformance.
  • The Stockholder Group believes this announcement was a direct reaction to our proxy statement and proposals, and is intended to distract stockholders from the Companys longstanding lack of performance.
  • Please follow the instructions located on your BLUE proxy card and/or BLUE voting instruction form.

The Herzfeld Caribbean Basin Fund, Inc. Pays Quarterly Distribution

Retrieved on: 
Wednesday, June 30, 2021

The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.

Key Points: 
  • The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.
  • Thomas J. Herzfeld Advisors, Inc., founded in 1984, is an SEC registered investment advisor, specializing in investment analysis and account management in closed-end funds.
  • The Firm also specializes in investment in the Caribbean Basin.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).

The Herzfeld Caribbean Basin Fund, Inc. Announces Quarterly Distribution

Retrieved on: 
Thursday, June 10, 2021

The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.

Key Points: 
  • The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.
  • The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.
  • Thomas J. Herzfeld Advisors, Inc., founded in 1984, is an SEC registered investment advisor, specializing in investment analysis and account management in closed-end funds.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).

The Herzfeld Caribbean Basin Fund, Inc. Pays Quarterly Distribution

Retrieved on: 
Wednesday, March 31, 2021

The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.

Key Points: 
  • The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.
  • The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.
  • Thomas J. Herzfeld Advisors, Inc., founded in 1984, is an SEC registered investment advisor, specializing in investment analysis and account management in closed-end funds.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).

The Herzfeld Caribbean Basin Fund, Inc. Announces Quarterly Distribution

Retrieved on: 
Monday, March 8, 2021

The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.

Key Points: 
  • The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.
  • The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.
  • Thomas J. Herzfeld Advisors, Inc., founded in 1984, is an SEC registered investment advisor, specializing in investment analysis and account management in closed-end funds.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).

The Herzfeld Caribbean Basin Fund, Inc. Commences Tender Offer for up to 5% of Outstanding Common Shares

Retrieved on: 
Friday, February 12, 2021

MIAMI BEACH, Fla., Feb. 12, 2021 (GLOBE NEWSWIRE) -- Thomas J. Herzfeld Advisors, Inc., an SEC-registered investment advisor, today announced the commencement of an Interim Tender Offer by The Herzfeld Caribbean Basin Fund, Inc. (Nasdaq: CUBA) (the Fund).

Key Points: 
  • MIAMI BEACH, Fla., Feb. 12, 2021 (GLOBE NEWSWIRE) -- Thomas J. Herzfeld Advisors, Inc., an SEC-registered investment advisor, today announced the commencement of an Interim Tender Offer by The Herzfeld Caribbean Basin Fund, Inc. (Nasdaq: CUBA) (the Fund).
  • Under the terms of the Interim Tender Offer the Fund is offering to purchase up to 5% of outstanding shares of the Fund at 97.5% of NAV.
  • Shareholders of the Fund should read the Offer to Purchase, the Letter of Transmittal and related exhibits, as they will contain important information about the Interim Tender Offer.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).

The Herzfeld Caribbean Basin Fund, Inc. Pays Quarterly Distribution

Retrieved on: 
Thursday, December 31, 2020

The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.

Key Points: 
  • The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.
  • The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.
  • Thomas J. Herzfeld Advisors, Inc., founded in 1984, is an SEC registered investment advisor, specializing in investment analysis and account management in closed-end funds.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).

The Herzfeld Caribbean Basin Fund, Inc. Announces Quarterly Distribution and Results of 2020 Annual Stockholders Meeting

Retrieved on: 
Tuesday, December 8, 2020

The MDP is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.

Key Points: 
  • The MDP is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.
  • The amendment or termination of the MDP could have an adverse effect on the market price of the Fund's shares.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).
  • Actual results could differ materially from those anticipated in forward-looking statements and future results could differ materially from historical performance.

The Herzfeld Caribbean Basin Fund, Inc. Pays Quarterly Distribution

Retrieved on: 
Wednesday, September 30, 2020

The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.

Key Points: 
  • The Plan is subject to ongoing review by the Board to determine whether it should be continued, modified or terminated.
  • The amendment or termination of the Plan could have an adverse effect on the market price of the Fund's shares.
  • Thomas J. Herzfeld Advisors, Inc., founded in 1984, is an SEC registered investment advisor, specializing in investment analysis and account management in closed-end funds.
  • The HERZFELD/CUBA division of Thomas J. Herzfeld Advisors, Inc. serves as the investment advisor to The Herzfeld Caribbean Basin Fund, Inc. a publicly traded closed-end fund (NASDAQ: CUBA).