Hearing Notice - CIRO to Hold a Disciplinary Hearing for Clarus Securities Inc. and James Christodoulis
TORONTO, Jan. 23, 2024 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Investment Dealer and Partially Consolidated Rules in the matter of Clarus Securities Inc. (Clarus) and James Christodoulis.
- TORONTO, Jan. 23, 2024 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Investment Dealer and Partially Consolidated Rules in the matter of Clarus Securities Inc. (Clarus) and James Christodoulis.
- The decision of the hearing panel will be made available at www.ciro.ca .
- The Notice of Hearing and Statement of Allegations, which set out the allegations, are available at:
The alleged violations occurred while James Christodoulis was a Registered Representative with Clarus. - James Christodoulis is the co-founder of Clarus and has been the firm's Ultimate Designated Person since 2013.