Beneficial owner

IFIC Makes Submission to CSA on Access-Based Model for Investment Fund Reporting Issuers

Retrieved on: 
Tuesday, December 20, 2022
Investment fund, Disclosure, National Policy, News, Secure Electronic Delivery, Communication, CSA, Game design document, Beneficial owner, National instrument, Document, Issuer

TORONTO, Dec. 20, 2022 (GLOBE NEWSWIRE) -- The Investment Funds Institute of Canada (IFIC) today made its submission to the Canadian Securities Administrators (CSA) on the Access-Based Model for Investment Fund Reporting Issuers consultation.

Key Points: 
  • TORONTO, Dec. 20, 2022 (GLOBE NEWSWIRE) -- The Investment Funds Institute of Canada (IFIC) today made its submission to the Canadian Securities Administrators (CSA) on the Access-Based Model for Investment Fund Reporting Issuers consultation.
  • “IFIC commends and strongly supports the CSA’s efforts to create a more cost-efficient, timely and environmentally- friendly process for disclosing financial statements,” said Paul Bourque, President and CEO, IFIC.
  • “Our comments focus on ways to further streamline this delivery process, which will both reduce the regulatory burden for firms and improve the investor experience.”
    In its submission, IFIC recommended: that the CSA require issuing a single news release for all funds that file Designated Documents on the same day rather than the proposed separate news release for each fund; that disclosure about the Annual Documents Notices be included in the news release requirements applicable to the Designated Documents and that the CSA undertake a significant review of National Policy 11-201 Electronic Delivery of Documents and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to facilitate ease of electronic delivery.

GRC Today Summit Opens Next Week Amidst Growing Concern and Spotlight on Risk and Governance in the Financial Industry

Retrieved on: 
Saturday, November 19, 2022
Crypto, NEXO, MENA, COVID-19, Growth, Communication, Blockchain, Policy, Organization, ESG, Wealth, Risk, Ministry, GRC, Knowledge, Summit, Beneficial owner, Cornerstone, Agenda, Swanson v. Citibank N.A., Dubai Financial Services Authority, Business, MD, International, News, Moody, DFSA, Wealth management, TRM, Ecosystem, Nexø, The Biltmore Mayfair, LXR Hotels & Resorts, Fraud, Entrepreneurship, Risk management, KYC, MEA, Citibank, CFA, Moody's Analytics, Agriculture, Marketing, Cryptocurrency, Management

The GRC Today Summit agenda is set to be the stage of forward-looking discussions on the state and transformation of governance, risk and compliance, which the financial services industry must strive to adopt to thrive.

Key Points: 
  • The GRC Today Summit agenda is set to be the stage of forward-looking discussions on the state and transformation of governance, risk and compliance, which the financial services industry must strive to adopt to thrive.
  • Speaking on the relevance of hosting the GRC Today Summit at such a time, Mohamed Daoud, Director Territory Business Development GRC, Moody's Analytics said: "Moody's Analytics Middle-East is pleased to participate in GRC Today Summit on 23 Nov 2022 in Dubai.
  • This annual event provides an opportunity to connect to the regional compliance communities and raise awareness of effective approaches to fighting financial crimes.
  • To express interest in attending the event, or to access the full agenda kindly visit the GRC Today Summit website.

FinCEN's CDD Rule and the impact of the AML Act of 2020 Webinar - ResearchAndMarkets.com

Retrieved on: 
Tuesday, August 9, 2022
Professional Services, Finance, KYC, Person, Bank, Research, AML, Financial Crimes Enforcement Network, Beneficial owner, Small business

The "FinCEN's CDD Rule and the impact of the AML Act of 2020" webinar has been added to ResearchAndMarkets.com's offering.

Key Points: 
  • The "FinCEN's CDD Rule and the impact of the AML Act of 2020" webinar has been added to ResearchAndMarkets.com's offering.
  • It goes far beyond knowledge of the Customer Legal Entity to the Beneficial Owner of that entity and its Controlling Persons.
  • It is focused beyond the initial customer acceptance step, requiring updating and ongoing monitoring against baseline "normal" activity for the customer type.
  • They will impact commercial, small business, private, and international banking areas of the Banks as well as compliance officers and areas currently performing KYC tasks.

Ensysce Biosciences Reminds Stockholders to Vote at Upcoming Special Meeting

Retrieved on: 
Wednesday, January 19, 2022
Drug, SAN, Exercise, Common stock, COVID-19, CA, Death, NASDAQ, Proxy, GLOBE, Common, Cyprus Securities and Exchange Commission, Ownership, Special, OTC, Issuer, Pain, Director, Beneficial owner, Sexual abuse, Company, Shareholder, Date, Board of directors, Plan, Opioid, Security (finance), Board, Proxy statement, Holding company, Auction

Questions and answers pertaining to the upcoming meeting are included below:

Key Points: 
  • Questions and answers pertaining to the upcoming meeting are included below:
    What is the purpose of the Special Meeting?
  • At the Special Meeting, the stockholders will act upon the matters outlined in the Notice of Special Meeting of Stockholders.
  • Due to health concerns stemming from the COVID-19 pandemic, the Special Meeting will be a virtual meeting.
  • You will receive an e-mail prior to the meeting with a link and instructions for entering the Special Meeting.

FTS International, Inc. Announces Record Date and Date of 2019 Annual Meeting of Stockholders

Retrieved on: 
Friday, March 1, 2019
Energy, Oil, Gas, Property law, Stock market, Beneficial ownership, Ownership, Beneficial owner, New York Stock Exchange

FTS International, Inc. (NYSE: FTSI) announced today that the record date for determining stockholders entitled to vote at the 2019 Annual Meeting of Stockholders (the Annual Meeting) will be March 21, 2019.

Key Points: 
  • FTS International, Inc. (NYSE: FTSI) announced today that the record date for determining stockholders entitled to vote at the 2019 Annual Meeting of Stockholders (the Annual Meeting) will be March 21, 2019.
  • The Annual Meeting will be held at 10:00 a.m. Central Time on Thursday, May 16, 2019 at 777 Main Street, Lobby Level Conference Room, Fort Worth, Texas 76102.
  • Attendance at the Annual Meeting will be limited to stockholders of record and beneficial owners who provide proof of beneficial ownership as of the record date (such as an account statement, a copy of the voting instruction card provided by a broker, bank, trustee, or nominee, or other similar evidence of ownership).
  • The Companys services enhance hydrocarbon flow from oil and natural gas wells drilled by exploration and production, or E&P, companies in shale and other unconventional resource formations.