Roth Capital Partners

Beyond Air® Announces Pricing of $16.0 Million Registered Direct Offering of Common Stock and Warrants

Retrieved on: 
Wednesday, March 20, 2024
Exercise, Health, Form, Patient, Research, Sale, Attention, Prospectus, Suite, Fifth, DSM-IV codes, Syndicate, Roth Capital Partners, Security (finance)

The Company can call the warrants if it reports equal to or greater than $4.5 million of net sales for the quarter ending March 31, 2025 which will require exercise within 10 business days.

Key Points: 
  • The Company can call the warrants if it reports equal to or greater than $4.5 million of net sales for the quarter ending March 31, 2025 which will require exercise within 10 business days.
  • The closing of the offering is expected to occur on or about March 22, 2024, subject to the satisfaction of customary closing conditions.
  • The gross proceeds to the Company from this offering are expected to be approximately $16.0 million before deducting the placement agent fees and other offering expenses payable by the Company.
  • The Company intends to use the net proceeds from this offering to fund commercial sales development, research, working capital, and other general corporate purposes.

IBN Re-Engaged to Provide Real-Time Coverage of the 36th Annual Roth Conference

Retrieved on: 
Thursday, March 14, 2024
Conference, Research, Metal, Roth Capital Partners, IBN, Health

ROTH, a relationship-driven investment bank dedicated to serving growth companies and their investors, excels in fostering connections between c-suite executives of innovative companies and seasoned investors across varied sectors.

Key Points: 
  • ROTH, a relationship-driven investment bank dedicated to serving growth companies and their investors, excels in fostering connections between c-suite executives of innovative companies and seasoned investors across varied sectors.
  • With a network of clients and partners at the forefront of multiple high-growth industries, including business services, healthcare, oil & gas, metals & mining, technology, media, AgTech, and sustainability, ROTH will once again deliver exceptional value at its flagship annual conference.
  • The annual conference will also feature fireside chats and insightful interactive industry panels.
  • Its flagship annual conference remains one of the most respected and anticipated events in the financial space," said Keim.

Bowman Announces Pricing of Public Offering of Common Stock

Retrieved on: 
Wednesday, March 27, 2024
Engineering, Communications, Manufacturing, Public Relations, Investor Relations, BofA Securities, Built environment, Bowman, Telephone, Sale, Attention, Prospectus, Robert W. Baird, Roth Capital Partners, Security (finance)

Bowman Consulting Group Ltd. (the “Company” or “Bowman”) (NASDAQ: BWMN), a national engineering and infrastructure services firm supporting owners and developers of the built environment, announced today the pricing of its previously announced underwritten public offering at a public offering price of $34.00 per share.

Key Points: 
  • Bowman Consulting Group Ltd. (the “Company” or “Bowman”) (NASDAQ: BWMN), a national engineering and infrastructure services firm supporting owners and developers of the built environment, announced today the pricing of its previously announced underwritten public offering at a public offering price of $34.00 per share.
  • Gross proceeds to Bowman from the offering are expected to be approximately $45.0 million, before deducting underwriting discounts and commissions and estimated offering expenses.
  • Bowman and the selling stockholders have granted the underwriters an option to purchase up to an additional 220,588 shares of common stock at the public offering price, less underwriting discounts and commissions.
  • Bowman will not receive any proceeds from the sale of shares of common stock by the selling stockholders.

Bowman Announces Launch of Public Offering of Common Stock

Retrieved on: 
Tuesday, March 26, 2024
Professional Services, Engineering, Other Construction & Property, Manufacturing, Construction & Property, Consulting, BofA Securities, Built environment, Telephone, Sale, Attention, Prospectus, Robert W. Baird, Roth Capital Partners, Life insurance

Bowman Consulting Group Ltd. (the “Company” or “Bowman”) (NASDAQ: BWMN), a national engineering and infrastructure services firm supporting owners and developers of the built environment, announced today the commencement of an underwritten public offering of up to $50.0 million of shares of its common stock.

Key Points: 
  • Bowman Consulting Group Ltd. (the “Company” or “Bowman”) (NASDAQ: BWMN), a national engineering and infrastructure services firm supporting owners and developers of the built environment, announced today the commencement of an underwritten public offering of up to $50.0 million of shares of its common stock.
  • In addition, Bowman and the selling stockholders intend to grant the underwriters a 30-day option to purchase up to an aggregate of an additional $7.5 million of shares of the Company’s common stock at the price to the public, less underwriting discounts and commissions.
  • The proposed offering is subject to market conditions, and there can be no assurance as to whether or when the offering may be completed or as to the actual size or terms of the proposed offering.
  • The offering will be made only by means of a prospectus supplement and accompanying prospectus that form a part of the registration statement.

Danimer Scientific Announces Closing of $15 Million Registered Direct Offering

Retrieved on: 
Monday, March 25, 2024
Research, Other Energy, Environmental Health, Energy, Technology, Environment, Other Manufacturing, Science, Chemicals, Plastics, Other Technology, Manufacturing, Other Science, Form, Suite, Prospectus, DNMR, Roth Capital Partners, Sale, Danimer Scientific, Security (finance)

Roth Capital Partners acted as the exclusive placement agent for the offering.

Key Points: 
  • Roth Capital Partners acted as the exclusive placement agent for the offering.
  • The gross proceeds to the Company from the offering were approximately $15 million before deducting placement agent fees and other offering expenses payable by the Company.
  • The Company intends to use the net proceeds from the offering for working capital and general corporate purposes.
  • A final prospectus supplement and accompanying prospectus relating to the registered direct offering were filed with the SEC.

Danimer Scientific Announces $15 Million Registered Direct Offering

Retrieved on: 
Thursday, March 21, 2024
Research, Other Energy, Sustainability, Alternative Energy, Energy, Technology, Environment, Science, Nanotechnology, Chemicals, Plastics, Other Technology, Other Science, Manufacturing, Form, Suite, Prospectus, DNMR, Roth Capital Partners, Sale, Danimer Scientific, Security (finance)

The closing of the offering is expected to occur on or about March 25, 2024, subject to the satisfaction of customary closing conditions.

Key Points: 
  • The closing of the offering is expected to occur on or about March 25, 2024, subject to the satisfaction of customary closing conditions.
  • Roth Capital Partners is acting as the exclusive placement agent for the offering.
  • The gross proceeds to the Company from the offering are expected to be approximately $15 million before deducting placement agent fees and other offering expenses payable by the Company.
  • A final prospectus supplement and accompanying prospectus relating to the registered direct offering will be filed with the SEC.

Astera Labs Announces Pricing of Initial Public Offering

Retrieved on: 
Wednesday, March 20, 2024
Data Management, Semiconductor, Communications, Technology, Software, Artificial Intelligence, Public Relations, Investor Relations, J. P. Morgan, Needham & Company, Sale, Attention, Prospectus, Morgan Stanley, Jefferies, Varick Street, Roth Capital Partners, 2nd Floor, Evercore, Capital Group Companies, J.P. Morgan & Co., Security (finance)

Astera Labs, Inc. (“Astera Labs”) today announced the pricing of its initial public offering of 19,800,000 shares of its common stock at a price to the public of $36.00 per share.

Key Points: 
  • Astera Labs, Inc. (“Astera Labs”) today announced the pricing of its initial public offering of 19,800,000 shares of its common stock at a price to the public of $36.00 per share.
  • The offering consists of 16,788,903 shares of common stock offered by Astera Labs and 3,011,097 shares of common stock to be sold by certain of Astera Labs’ existing stockholders.
  • In addition, the underwriters will have a 30-day option to purchase up to an additional 2,970,000 shares of common stock from Astera Labs at the initial public offering price, less underwriting discounts and commissions.
  • The gross proceeds to Astera Labs from the offering, before deducting underwriting discounts and commissions and estimated offering expenses payable by Astera Labs, are expected to be approximately $604.4 million.

Cadre Holdings Announces Pricing of Public Primary and Secondary Offering of Common Stock

Retrieved on: 
Thursday, March 14, 2024
Manufacturing, White House, Federal Government, Law Enforcement, Emergency Services, State, Local, Specialty, Retail, Government Technology, Defense, Contracts, Public Policy, Government, Engineering, BofA Securities, Form, EDGAR, Sale, Security (finance), Prospectus, Safety, Jefferies, Roth Capital Partners

In addition, the Company has granted the underwriters a 30-day option to purchase up to an additional 545,719 shares of common stock.

Key Points: 
  • In addition, the Company has granted the underwriters a 30-day option to purchase up to an additional 545,719 shares of common stock.
  • The offering is expected to close on or about March 19, 2024, subject to the satisfaction of customary closing conditions.
  • Cadre intends to use the net proceeds received from the offering for general corporate purposes.
  • The Selling Stockholder will receive the net proceeds from the sale of shares of common stock sold by it in the offering.

Marchex to Participate at the Roth Conference

Retrieved on: 
Monday, March 11, 2024
Marketing, Communications, Technology, Search Engine Marketing, Artificial Intelligence, Intelligence, Conference, Roth Capital Partners

Marchex (NASDAQ: MCHX), the award-winning AI-powered conversation intelligence company that helps businesses leverage deep vertical market data to provide actionable insights for revenue acceleration and operational excellence, today announced that CEO Edwin Miller will participate in a panel focused on artificial intelligence: “Monetization Opportunities in AI” with Senior Research Analyst Darren Aftahi at the Roth Capital Markets Investor Conference on Monday, March 18, 2024 at 11 am PT.

Key Points: 
  • Marchex (NASDAQ: MCHX), the award-winning AI-powered conversation intelligence company that helps businesses leverage deep vertical market data to provide actionable insights for revenue acceleration and operational excellence, today announced that CEO Edwin Miller will participate in a panel focused on artificial intelligence: “Monetization Opportunities in AI” with Senior Research Analyst Darren Aftahi at the Roth Capital Markets Investor Conference on Monday, March 18, 2024 at 11 am PT.
  • For additional information, please contact your Roth Capital Partners representatives or Marchex Investor Relations.

Viper Energy Announces Pricing of Secondary Common Stock Offering by Diamondback Energy, Inc.

Retrieved on: 
Wednesday, March 6, 2024
Attention, Goldman Sachs, J.P. Morgan & Co., TPH, Telephone, Scotiabank, Sale, Perella Weinberg Partners, Equity capital markets, Form, Broadridge Financial Solutions, BofA Securities, Roth Capital Partners, Security (finance), Evercore, Barclays, Form S-3

MIDLAND, Texas, March 05, 2024 (GLOBE NEWSWIRE) -- Viper Energy, Inc. (NASDAQ: VNOM) (“Viper”) announced today the pricing of an underwritten public offering of 11,500,000 shares of its Class A common stock (the “Secondary Offering”) by Viper’s parent, Diamondback Energy, Inc. (the “Secondary Stockholder”).

Key Points: 
  • MIDLAND, Texas, March 05, 2024 (GLOBE NEWSWIRE) -- Viper Energy, Inc. (NASDAQ: VNOM) (“Viper”) announced today the pricing of an underwritten public offering of 11,500,000 shares of its Class A common stock (the “Secondary Offering”) by Viper’s parent, Diamondback Energy, Inc. (the “Secondary Stockholder”).
  • The Secondary Offering is expected to close on March 8, 2024, subject to customary closing conditions.
  • J.P. Morgan, Barclays, Evercore ISI and Goldman Sachs & Co. LLC are acting as joint book-running managers for the Secondary Offering.
  • The Secondary Offering may only be made by means of a prospectus supplement and related base prospectus.