Accredited Investment Fiduciary

Carter Funds Expands Sales Distribution Team

Retrieved on: 
Thursday, November 17, 2022

TAMPA, Fla., Nov. 17, 2022 /PRNewswire/ -- Carter Funds , a full-service commercial real estate acquisition and investment fund management firm, today announced the expansion of its sales and acquisitions team with four new hires.

Key Points: 
  • TAMPA, Fla., Nov. 17, 2022 /PRNewswire/ -- Carter Funds , a full-service commercial real estate acquisition and investment fund management firm, today announced the expansion of its sales and acquisitions team with four new hires.
  • "Carter Funds is committed to providing the highest level of professional support to our network of independent broker-dealer and registered investment advisor partners," said spokesperson Lisa Robinson, president, Carter Equity.
  • With more than 20 years in the financial services industry, Rob Babcock joins Carter Funds as senior vice president of the Central and Northern region.
  • In January, Carter Funds announced the internalization of its distribution efforts under the leadership of industry veteran Weldon Evans, who serves as executive vice president and director of national sales.

Wealth Management Team Led by Marc Koch and Christopher Walters Joins First Republic

Retrieved on: 
Tuesday, November 8, 2022

First Republic Bank (NYSE:FRC), a leading private bank and wealth management company, today announced that a five-member team led by Marc Koch and Christopher Walters has joined First Republic Investment Management in New York and Connecticut.

Key Points: 
  • First Republic Bank (NYSE:FRC), a leading private bank and wealth management company, today announced that a five-member team led by Marc Koch and Christopher Walters has joined First Republic Investment Management in New York and Connecticut.
  • The team will provide portfolio management, retirement planning, investment consulting and other wealth management services to individuals, families, nonprofits and private family foundations.
  • Marc Koch and Christopher Walters join our growing team of wealth managers serving clients in New York and Connecticut, said Bob Thornton, President of First Republic Private Wealth Management.
  • Before joining First Republic, he was an Executive Director and Wealth Partner with J.P. Morgan Wealth Management.

Diamond Group Wealth Advisors Founder Marilyn Suey Profiled in "Advisors Magazine"

Retrieved on: 
Tuesday, October 11, 2022

SAN RAMON, Calif., Oct. 11, 2022 /PRNewswire/ -- Marilyn Suey, CFP and an Accredited Investment Fiduciary with The Diamond Group Wealth Advisors, based in San Ramon, Calif., was featured in an article in a recent issue of Advisors Magazine , titled, "Putting People Ahead of Portfolios."

Key Points: 
  • SAN RAMON, Calif., Oct. 11, 2022 /PRNewswire/ -- Marilyn Suey, CFP and an Accredited Investment Fiduciary with The Diamond Group Wealth Advisors, based in San Ramon, Calif., was featured in an article in a recent issue of Advisors Magazine , titled, "Putting People Ahead of Portfolios."
  • The Diamond Group Wealth Advisors is an independent wealth management firm that empowers its clients to design and define their ideal lifestyles starting today, for tomorrow and for life.
  • Investment advice offered through Strategic Wealth Advisors Group, LLC, a registered investment advisor.
  • and The Diamond Group Wealth Advisors are separate entities from LPL Financial.

Pete Dorsey Joins LPL as Executive Vice President, Institution Services

Retrieved on: 
Monday, September 26, 2022

SAN DIEGO, Sept. 26, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Pete Dorsey has joined the firm as executive vice president, Institution Services.

Key Points: 
  • SAN DIEGO, Sept. 26, 2022 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Pete Dorsey has joined the firm as executive vice president, Institution Services.
  • Dorsey joins LPL from Altruist, where he served as chief strategy and revenue officer since February 2021.
  • As LPLs presence in the institution space continues to grow, we are confident that Pete will bring tremendous value to our partners and their financial advisors, Enyedi said.
  • I am thrilled to join the LPL Institution Services team and look forward to building meaningful relationships with our institutions and supporting their advisors, Dorsey said.

Ascensus Appoints Two New Regional Vice Presidents

Retrieved on: 
Wednesday, August 17, 2022

DRESHER, Pa., Aug. 17, 2022 /PRNewswire/ -- Ascensus—whose technology and expertise helps millions of people save for retirement, education, and healthcare—announced that industry veterans Chris Brock and Nick Eschenheimer have been appointed Regional Vice Presidents on the firm's retirement plan sales team.

Key Points: 
  • Brock joins Ascensus as Regional Vice President in the Northern Florida region, reporting to Anthony Bologna, Eastern Division vice president.
  • Brock has served in the financial services industry for 25 years, most recently as Regional Vice President at Securian Financial.
  • Nick Eschenheimer joins the Ascensus retirement sales team as Regional Vice President serving Oklahoma, Louisiana and Arkansas, reporting to Lori Zeman, Western Division vice president.
  • The company's brands include Ascensus; Newport, an Ascensus company; PAi, an Ascensus company; and FuturePlan by Ascensus.

Texas Capital Bank Appoints Bryan Kucholtz as Head of Private Wealth

Retrieved on: 
Thursday, August 4, 2022

DALLAS, Aug. 04, 2022 (GLOBE NEWSWIRE) -- Texas Capital Bancshares, Inc. (NASDAQ: TCBI), the parent company of Texas Capital Bank (the Bank), today announced that Bryan Kucholtz has been appointed to serve as Executive Vice President, Head of Private Wealth, effective immediately.

Key Points: 
  • DALLAS, Aug. 04, 2022 (GLOBE NEWSWIRE) -- Texas Capital Bancshares, Inc. (NASDAQ: TCBI), the parent company of Texas Capital Bank (the Bank), today announced that Bryan Kucholtz has been appointed to serve as Executive Vice President, Head of Private Wealth, effective immediately.
  • Prior to joining Texas Capital Bank, he most recently served as Executive Vice President, Regional Sales Manager, North Texas, at PNC Investments.
  • We are pleased to name Bryan to this well-deserved new role, said Texas Capital Banks Chief Administrative Officer John Cummings.
  • Mr. Kucholtz said, I am honored and excited to assume the role of Head of Private Wealth at Texas Capital Bank as the company continues its strategic progress.

Bernadette Mashas, CPA Joins the Investment Counsel Company (ICC) in Las Vegas

Retrieved on: 
Thursday, July 7, 2022

LAS VEGAS, July 7, 2022 /PRNewswire-PRWeb/ -- The Investment Counsel Company is pleased to announce the addition of Bernadette Mashas, CPA, to the team as an Investment Consultant | Tax & Estate Planning Specialist. Bernadette brings a wealth of experience as a former bank CFO and Treasurer and Senior Tax Manager. Her expertise encompasses the preparation of individual, corporate, partnership, trust, estate, gift, and benefit plan tax returns. Bernadette has worked with clients in the preparation of complex tax returns and business consulting, including reviewing various strategies to determine the best outcome for clients. Her depth of knowledge adds to the already deep pool of talent at the Investment Consultant Company. She joins a team of investment management consultants who include an attorney, CPA, Certified Financial Planners, and consultants with AIFA® (Accredited Investment Fiduciary Analyst) and CIMA® (Certified Investment Management Analyst) accreditations.

Key Points: 
  • The Investment Counsel Company is pleased to announce the addition of Bernadette Mashas, CPA, to the team as an Investment Consultant | Tax & Estate Planning Specialist.
  • LAS VEGAS, July 7, 2022 /PRNewswire-PRWeb/ -- The Investment Counsel Company is pleased to announce the addition of Bernadette Mashas, CPA, to the team as an Investment Consultant | Tax & Estate Planning Specialist.
  • The Investment Counsel Company (ICC), founded in 1987 by Randy Garcia, was among the first independent, fiduciary investment management firms in Nevada.
  • Since 1987, The Investment Counsel Company has assisted clients with establishing investment goals and risk parameters and structuring and implementing investment plans tailored to help them achieve their investment goals.

Beacon Pointe Sprouts Two New Offices in Spring 2022

Retrieved on: 
Monday, May 2, 2022

NEWPORT BEACH, Calif., May 2, 2022 /PRNewswire/ -- Beacon Pointe Advisors ("Beacon Pointe") announces its two latest partnerships with Duncan Financial based in Carlsbad, CA, and Goldstein Group located in Indianapolis, Indiana, further expanding Beacon Pointe's presence in Southern California and the Midwest regions.

Key Points: 
  • Duncan Financial of Carlsbad, CA & Goldstein Financial Group of Indianapolis, IN select partner in Beacon Pointe Advisors
    NEWPORT BEACH, Calif., May 2, 2022 /PRNewswire/ -- Beacon Pointe Advisors ("Beacon Pointe") announces its two latest partnerships with Duncan Financial based in Carlsbad, CA, and Goldstein Group located in Indianapolis, Indiana, further expanding Beacon Pointe's presence in Southern California and the Midwest regions.
  • "The main thing that stood out to us was that in every meeting with Beacon Pointe, they always began each conversation with how aligning with Beacon Pointe would benefit our clients," shares Charles Duncan, President of Duncan Financial.
  • Helen Goldstein, sole founder and President of Goldstein Group, will be joining Beacon Pointe as a Managing Director and Partner.
  • "We could not be more thrilled to have Charlie and Helen joining the Beacon Pointe family," shares Beacon Pointe Chief Executive Officer, Shannon Eusey.

Veteran Financial Advisor Seth Cohan Joins The Wealth Alliance in Melville, New York

Retrieved on: 
Thursday, April 21, 2022

Prior to joining The Wealth Alliance, Cohan was a Founder and Partner at RCA Capital Group, LLC a Commonwealth Financial Network firm that experienced substantial growth.

Key Points: 
  • Prior to joining The Wealth Alliance, Cohan was a Founder and Partner at RCA Capital Group, LLC a Commonwealth Financial Network firm that experienced substantial growth.
  • Founded by Robert Conzo and Eric Diton in August 2019, The Wealth Alliance utilizes a holistic, unbiased approach to financial planning and coordinates closely with clients attorneys, Certified Public Accountants and other financial advisors.
  • The firm aims to create an alliance of trusted professionals, collaborating to meet each clients unique financial needs and goals.
  • I look forward to providing the best-in-class service and research to my clients as part of The Wealth Alliance family.

Cannon Financial Institute and Broadridge form an alliance to expand Accredited Investment Fiduciary® Training

Retrieved on: 
Wednesday, January 26, 2022

ATHENS, Ga., Jan. 26, 2022 /PRNewswire/ --Cannon Financial Institute, a leading professional development firm specializing in financial services, announced their alliance with Broadridge Financial Solutions, a global Fintech leader.

Key Points: 
  • ATHENS, Ga., Jan. 26, 2022 /PRNewswire/ --Cannon Financial Institute, a leading professional development firm specializing in financial services, announced their alliance with Broadridge Financial Solutions, a global Fintech leader.
  • The two firms come together to bring the Fi360 Accredited Investment Fiduciary (AIF) instruction to Cannon effective January 2022.
  • The Accredited Investment Fiduciary Designation helps advisors demonstrate that perspective both in actions and results."
  • Founded in 1961, Cannon Financial Institute is recognized as one of the leading global consulting and professional development firms serving the financial services industry.