MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Ken Derksen
TORONTO, Dec. 9, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Ken David Derksen (the "Respondent") by Notice of Hearing dated May 6, 2022 (the "Notice of Hearing").
- TORONTO, Dec. 9, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Ken David Derksen (the "Respondent") by Notice of Hearing dated May 6, 2022 (the "Notice of Hearing").
- A disciplinary hearing in this proceeding was held electronically by videoconference on December7, 2022 before a three-member Hearing Panel of the MFDA's Pacific Regional Council.
- A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca .
- During the period described in the Notice of Hearing, the Respondent carried on business in the Victoria, British Columbia area.