CIRO Hearing Panel accepts settlement agreement with Maria Santos
TORONTO, July 11, 2023 /CNW/ - A settlement hearing in the matter of Maria Khristine Santos (the "Respondent") was held electronically by videoconference on March 8, 2023 in Winnipeg, Manitoba before a three-member Hearing Panel of the Manitoba District Hearing Committee of the Canadian Investment Regulatory Organization ("CIRO").
- TORONTO, July 11, 2023 /CNW/ - A settlement hearing in the matter of Maria Khristine Santos (the "Respondent") was held electronically by videoconference on March 8, 2023 in Winnipeg, Manitoba before a three-member Hearing Panel of the Manitoba District Hearing Committee of the Canadian Investment Regulatory Organization ("CIRO").
- A copy of the Settlement Agreement is available on the MFDA website at www.mfda.ca .
- During the period described in the Settlement Agreement, the Respondent carried on business in the Winnipeg, Manitoba area.
- Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.