CIRO Hearing Panel issues Reasons for Decision in the matter of Bernard Phanthavong
TORONTO, Nov. 8, 2023 /CNW/ - A Hearing Panel of the Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated October 13, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Winnipeg, Manitoba on March 27, 2023 in the matter of Bernard Kevin Phanthavong (the "Respondent").
- TORONTO, Nov. 8, 2023 /CNW/ - A Hearing Panel of the Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated October 13, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Winnipeg, Manitoba on March 27, 2023 in the matter of Bernard Kevin Phanthavong (the "Respondent").
- In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
- A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca .
- During the period described in the Notice of Hearing, the Respondent conducted business in the Winnipeg, Manitoba area.