Indian Residential Schools Settlement Agreement

Enforcement Notice - Hearing - 22-0184 - IIROC to Hold a Settlement Hearing for Marni Gay Harvey

Retrieved on: 
Monday, November 28, 2022

The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.

Key Points: 
  • The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.
  • Members of the public who would like to attend the appearance should contact IIROC's National Hearing Officer, at [email protected] , to obtain the details.
  • If the agreement is accepted, the Panel's decision and the Settlement Agreement will be made available at www.iiroc.ca .
  • Hearing Date:the settlement hearing will be held by a way of videoconference on December 5, 2022, at 1:00 p.m. (CT)
    The Notice of Application announcing the settlement hearing is available at:
    IIROC formally initiated the investigation into Mr. Harvey's conduct in March 2021.

Settlement of American Airlines Baggage Fee Class Action Announced By Giskan Solotaroff & Anderson LLP

Retrieved on: 
Monday, November 28, 2022

NEW YORK, Nov. 28, 2022 /PRNewswire/ -- Giskan Solotaroff & Anderson LLP announce the settlement of a class action lawsuit in the U.S. District Court for the Northern District of Texas against Defendant American Airlines ("American").

Key Points: 
  • NEW YORK, Nov. 28, 2022 /PRNewswire/ -- Giskan Solotaroff & Anderson LLP announce the settlement of a class action lawsuit in the U.S. District Court for the Northern District of Texas against Defendant American Airlines ("American").
  • Under the proposed settlement, American will refund 100% of covered baggage fees to Settlement Class Members who file a verified claim.
  • American will pay at least $7.5 million total to those Settlement Class Members who file a verified claim.
  • The Court appointed Giskan Solotaroff & Anderson LLP, Tusa P.C., and Lieff Cabraser Heimann and Bernstein LLP as "Class Counsel" to represent the Settlement Classes.

MFDA Hearing Panel accepts settlement agreement with Wealthsimple Advisor Services Inc.

Retrieved on: 
Thursday, November 24, 2022

TORONTO, Nov. 24, 2022 /CNW/ - A settlement hearing in the matter of Wealthsimple Advisor Services Inc. (the"Respondent") was held electronically by videoconference on November 23, 2022 in Toronto, Ontario before a three-member Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA").

Key Points: 
  • TORONTO, Nov. 24, 2022 /CNW/ - A settlement hearing in the matter of Wealthsimple Advisor Services Inc. (the"Respondent") was held electronically by videoconference on November 23, 2022 in Toronto, Ontario before a three-member Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA").
  • The Hearing Panel accepted the settlement agreement dated October 31, 2022 (the "Settlement Agreement"), between Staff of the MFDA and the Respondent as a consequence of which the following sanctions were imposed on the Respondent:
    a fine in the amount of $100,000; and
    costs in the amount of $20,000.
  • The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 76,695 Approved Persons with a mandate to protect investors and the public interest.
  • For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.

Gold Reserve Reports on Results of Annual Meeting

Retrieved on: 
Thursday, November 17, 2022

Gold Reserve Inc. (TSX.V: GRZ) (OTCQX: GDRZF) (Gold Reserve or the Company) announced that, at the annual general meeting held earlier today, James H. Coleman, Rockne J. Timm, James P. Geyer, Yves M. Gagnon, Robert A. Cohen, James Michael Johnston, and James Tunkey were elected to the Board of Directors of Gold Reserve to hold office until the next annual meeting or until their successors are duly elected or appointed, PricewaterhouseCoopers LLP were appointed as auditors of the Company and the audited financial statements of the Company for the year ended December 31, 2021 were duly received.

Key Points: 
  • Gold Reserve Inc. (TSX.V: GRZ) (OTCQX: GDRZF) (Gold Reserve or the Company) announced that, at the annual general meeting held earlier today, James H. Coleman, Rockne J. Timm, James P. Geyer, Yves M. Gagnon, Robert A. Cohen, James Michael Johnston, and James Tunkey were elected to the Board of Directors of Gold Reserve to hold office until the next annual meeting or until their successors are duly elected or appointed, PricewaterhouseCoopers LLP were appointed as auditors of the Company and the audited financial statements of the Company for the year ended December 31, 2021 were duly received.
  • As a result of his election to the Board, Mr. Tunkey has been granted stock options to purchase 145,000 shares of Gold Reserve Inc. at a price of US $1.08 with a term of 10 years.
  • This list is not exhaustive of the factors that may affect any of Gold Reserves forward-looking statements.
  • All subsequent written and oral forward-looking statements attributable to Gold Reserve or persons acting on its behalf are expressly qualified in their entirety by this notice.

Enforcement Notice - Hearing - 22-0180 - IIROC to Hold a Settlement Hearing for Krystal Dawn Morrison

Retrieved on: 
Thursday, November 17, 2022

The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.

Key Points: 
  • The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.
  • Members of the public who would like to attend the appearance should contact IIROC's National Hearing Officer, at [email protected] , to obtain the details.
  • If the agreement is accepted, the Panel's decision and the Settlement Agreement will be made available at www.iiroc.ca .
  • Hearing Date:the settlement hearing will be held by a way of videoconference on December 6, 2022, at 1:00 p.m. CT
    The Notice of Application announcing the settlement hearing is available at:
    IIROC formally initiated the investigation into Ms. Morrison's conduct in March 2021.

MFDA Hearing Panel accepts settlement agreement with Roger Gebhardt

Retrieved on: 
Monday, November 14, 2022

TORONTO, Nov. 14, 2022 /CNW/ - A settlement hearing in the matter of Roger Eldred Gebhardt (the"Respondent") was held electronically by videoconference on October 31, 2022 in Toronto, Ontario before a three-member Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA").

Key Points: 
  • TORONTO, Nov. 14, 2022 /CNW/ - A settlement hearing in the matter of Roger Eldred Gebhardt (the"Respondent") was held electronically by videoconference on October 31, 2022 in Toronto, Ontario before a three-member Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA").
  • A copy of the Settlement Agreement is available on the MFDA website at www.mfda.ca .
  • During the period described in the Settlement Agreement, the Respondent conducted business in the Hanover, Ontario area.
  • For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.

The Superior Court of Quebec Grants Leave under Quebec Securities Act to Institute Class Action Proceedings as against PricewaterhouseCoopers LLP for Settlement purposes only

Retrieved on: 
Sunday, November 13, 2022

MONTRÉAL, Nov. 13, 2022 /PRNewswire/ -- On November 1, 2022, the Superior Court of Quebec granted authorization to the lead Plaintiff to exercise a class action as against PricewaterhouseCoopers LLP, the Canadian member firm in the PwC network of firms, ("PwC") under the Québec Securities Act ("QSA") for the sole purpose of a Settlement (the "Settlement").

Key Points: 
  • The Action will be continuing as against Nuvei and the other non-settling defendants.
  • This notice does not mean that the Court has found liability or a likelihood of recovery on the part of any Class Member.
  • Settlement Class members who want to be bound by the PwC Settlement are automatically included and need not do anything at this time.
  • Settlement Class Members who do not want to be bound by the PwC Settlement must "opt out," meaning that they must exclude themselves from the PwC Settlement.

Enforcement Notice - Hearing - 22-0174 - IIROC to Hold a Settlement Hearing for R. J. O'Brien & Associates Canada Inc.

Retrieved on: 
Thursday, November 10, 2022

The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.

Key Points: 
  • The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.
  • If the agreement is accepted, the Panel's decision and the Settlement Agreement will be made available at www.iiroc.ca .
  • Hearing Date:The hearing will be held by way of videoconference on November 30, 2022 at 10:00 a.m.
    IIROC formally initiated the investigation into R. J. O'Brien & Associates Canada Inc.'s conduct in January 2019.
  • The Notice of Motion announcing the settlement hearing is available at:
    R. J. O'Brien & Associates Canada Inc. Notice of Motion
    All information about disciplinary proceedings relating to current and former member firms is available in the Enforcement section of the IIROC website.

Settlement Reached in Northland Resources S.A. Securities Class Action

Retrieved on: 
Tuesday, November 1, 2022

LONDON, ON, Nov. 1, 2022 /PRNewswire/ -- A Settlement has been reached in a Class Action lawsuit against Northland Resources S.A. ("Northland") and certain of its former directors and officers (the "Defendants").

Key Points: 
  • LONDON, ON, Nov. 1, 2022 /PRNewswire/ -- A Settlement has been reached in a Class Action lawsuit against Northland Resources S.A. ("Northland") and certain of its former directors and officers (the "Defendants").
  • To be a member of this Class Action, persons or entities, wherever they may reside or be domiciled, must have acquired Securities in Northland between April 1, 2012 and January 23, 2013 and have held some or all of those Securities as of January 23, 2013.
  • If you are a Class Member who wants to be included in the Class Action, you do not need to do anything.
  • Based in London, Ontario, Foreman & Company has more than 20 years' experience in class action litigation and expertise in a full range of class action matters.

Settlement Reached in Northland Resources S.A. Securities Class Action

Retrieved on: 
Monday, October 31, 2022

LONDON, ON, Oct. 31, 2022 /CNW/ - A Settlement has been reached in a Class Action lawsuit against Northland Resources S.A. ("Northland") and certain of its former directors and officers (the "Defendants").

Key Points: 
  • LONDON, ON, Oct. 31, 2022 /CNW/ - A Settlement has been reached in a Class Action lawsuit against Northland Resources S.A. ("Northland") and certain of its former directors and officers (the "Defendants").
  • To be a member of this Class Action, persons or entities, wherever they may reside or be domiciled, must have acquired Securities in Northland between April 1, 2012 and January 23, 2013 and have held some or all of those Securities as of January 23, 2013.
  • If you are a Class Member who wants to be included in the Class Action, you do not need to do anything.
  • Based in London, Ontario, Foreman & Company has more than 20 years' experience in class action litigation and expertise in a full range of class action matters.