The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.
- The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.
- Members of the public who would like to attend the appearance should contact IIROC's National Hearing Officer, at [email protected] , to obtain the details.
- If the agreement is accepted, the Panel's decision and the Settlement Agreement will be made available at www.iiroc.ca .
- Hearing Date:the settlement hearing will be held by a way of videoconference on December 5, 2022, at 1:00 p.m. (CT)
The Notice of Application announcing the settlement hearing is available at:
IIROC formally initiated the investigation into Mr. Harvey's conduct in March 2021.