Draft:Torino Capital LLC

Steward Partners Welcomes Michael Drumm as Divisional President for Tri-State Region

Retrieved on: 
Thursday, July 9, 2020
United States securities law, Economy of the United States, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, Raymond James Financial, Government, Finance, Draft:Torino Capital LLC

NEW YORK, July 9, 2020 /PRNewswire/ -- Steward Partners Global Advisory , LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), today announced that Michael Drumm has joined the firm as Divisional President overseeing the tri-state region.

Key Points: 
  • NEW YORK, July 9, 2020 /PRNewswire/ -- Steward Partners Global Advisory , LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), today announced that Michael Drumm has joined the firm as Divisional President overseeing the tri-state region.
  • Michael Drumm brings more than 25 years of leadership experience to the firm, most recently serving as a complex manager and senior vice president with Janney Montgomery Scott.
  • "Michael is an exceptional leader with a deep understanding of our industry and the tri-state region's financial landscape," said Doug Kentfield, Head of Wealth Management at Steward Partners.
  • Steward Partners Holdings, Steward Partners Global Advisory, LLC maintain a separate professional business relationship with, and our registered professionals offer securities through, Raymond James Financial Services, Inc., member FINRA/SIPC.

Launch of Follow-On Preferred Equity Offering for World’s First Tax-Exempt Global Digital Bank

Retrieved on: 
Wednesday, July 1, 2020
Finance, Money, Economy, Financial markets, Stock market, United States securities law, Security, Financial Industry Regulatory Authority, Private placement, Broker-dealer, Draft:Torino Capital LLC, Securities market participants

Following on from US Capital Global Securities convertible note offering for EQITrade earlier this year, EQITrade is now seeking $5 million in Series A preferred equity.

Key Points: 
  • Following on from US Capital Global Securities convertible note offering for EQITrade earlier this year, EQITrade is now seeking $5 million in Series A preferred equity.
  • All private placements, securities, and other related services are offered by the groups FINRA -registered broker-dealer affiliate, US Capital Global Securities LLC.
  • EQIBank is one of the worlds leading innovative banks and strives to provide more products to more countries than any other digital bank.
  • To learn more about US Capital Global Securities, email Charles Towle , CEO, at [email protected] or call +1 415-889-1010

Maxim Group LLC Announces the Next Installment of Its COVID-19 Virtual Conference Series to Be Hosted by Maxim Group and M-Vest

Retrieved on: 
Tuesday, June 23, 2020
Finance, Economy, Money, United States securities law, Financial markets, Brokerage firms, Financial Industry Regulatory Authority, U.S. Securities and Exchange Commission, Broker-dealer, Investment banking, Draft:Torino Capital LLC, Depository Trust & Clearing Corporation

Maxim Group LLC is a full-service investment banking, securities and wealth management firm headquartered in New York.

Key Points: 
  • Maxim Group LLC is a full-service investment banking, securities and wealth management firm headquartered in New York.
  • M Vest LLC is an investment banking firm headquartered in New York.
  • Its website, M-Vest.com, serves as a digital marketplace, creating a community of Issuers, Investors and Thought Leaders.
  • M Vest LLC is a registered broker-dealer with the U.S. Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA).

Maxim Group LLC Announces the Second Installment of Its COVID-19 Virtual Conference Series to Be Hosted by M-Vest

Retrieved on: 
Friday, May 22, 2020
Finance, Economy, Money, United States securities law, Financial markets, Brokerage firms, Financial Industry Regulatory Authority, U.S. Securities and Exchange Commission, Broker-dealer, Investment banking, Draft:Torino Capital LLC, Depository Trust & Clearing Corporation

Maxim Group LLC is a full-service investment banking, securities and wealth management firm headquartered in New York.

Key Points: 
  • Maxim Group LLC is a full-service investment banking, securities and wealth management firm headquartered in New York.
  • M Vest LLC is an investment banking firm headquartered in New York.
  • Its website, M-Vest.com, serves as a digital marketplace, creating a community of Issuers, Investors and Thought Leaders.
  • M Vest LLC is a registered broker-dealer with the U.S. Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA).

iCapital Network® Acquires Artivest, Extending iCapital’s Leadership Position in the Alternative Investments Technology Ecosystem

Retrieved on: 
Wednesday, May 13, 2020
Professional services, Technology, Finance, Software, Consulting, Banking, Financial markets, Finance, United States securities law, Money, Brokerage firms, Securities Investor Protection Corporation, Broker-dealer, Financial Industry Regulatory Authority, Security, Draft:Torino Capital LLC, Eaton Partners, iCapital Network, Artivest

Under the terms of the agreement, iCapital will purchase the majority of Artivests assets, including all technology and its operating platform.

Key Points: 
  • Under the terms of the agreement, iCapital will purchase the majority of Artivests assets, including all technology and its operating platform.
  • The acquisition will create further operational economies of scale in the offering and servicing of alternative investments and additional benefits for both Artivest and iCapital clients and partners.
  • Securities may be offered through iCapital Securities, LLC, a registered broker dealer, member of FINRA and SIPC and subsidiary of iCapital Network.
  • iCapital and iCapital Network are registered trademarks of Institutional Capital Network, Inc. All rights reserved.

Priority Income Fund Announces Preferred Stock Distributions for June 2020

Retrieved on: 
Tuesday, May 12, 2020
Financial markets, Finance, Financial Industry Regulatory Authority, United States securities law, Security, Money, Fund.com, Investment banks, Draft:Torino Capital LLC

The Fund is managed by Priority Senior Secured Income Management, LLC, which is owned 50% by Prospect Capital Management L.P. For more information, visit priorityincomefund.com .

Key Points: 
  • The Fund is managed by Priority Senior Secured Income Management, LLC, which is owned 50% by Prospect Capital Management L.P. For more information, visit priorityincomefund.com .
  • Prospect and its affiliates employ a team of approximately 100 professionals who focus on credit-oriented investments yielding attractive current income.
  • Preferred Capital Securities, LLC serves as the dealer manager for Priority Income Fund, Inc. and has been a member of FINRA/SIPC since 2015.
  • This press release may contain certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including statements regarding the future performance of Priority Income Fund, Inc.

Waddell & Reed, Inc. Adds Four Experienced Advisors

Retrieved on: 
Wednesday, May 6, 2020
Banking, Professional services, Finance, Finance, Economy, Money, United States securities law, Brokerage firms, Waddell & Reed, Securities Investor Protection Corporation, Registered Investment Adviser, Financial Industry Regulatory Authority, Broker-dealer, Financial adviser, Draft:Torino Capital LLC

While pursuing its growth strategy, Waddell & Reed also is reinvigorating its focus on advisor retention by advancing support, service and overall experience for its existing national network of independent advisors.

Key Points: 
  • While pursuing its growth strategy, Waddell & Reed also is reinvigorating its focus on advisor retention by advancing support, service and overall experience for its existing national network of independent advisors.
  • Founded in 1937, Waddell & Reed, Inc. provides financial planning services to clients throughout the U.S. through its network of financial advisors working in nearly 400 offices nationwide.
  • Waddell & Reed, Inc. is a subsidiary of Waddell & Reed Financial, Inc. (NYSE: WDR), which had approximately $56 billion in total assets under management at March 31, 2020.
  • Securities and Investment Advisory Services offered through Waddell & Reed, Inc., a Broker/Dealer, Member FINRA/SIPC and Federally Registered Investment Advisor.

US Capital Global Securities Engaged by Consortia to Facilitate $2MM Capital Formation

Retrieved on: 
Monday, April 20, 2020
Finance, Money, United States securities law, Financial markets, Security, Stock market, Broker-dealer, Financial Industry Regulatory Authority, Draft:Torino Capital LLC

San Francisco, California, USA, April 20, 2020 (GLOBE NEWSWIRE) -- US Capital Global Securities LLC , an affiliate of US Capital Global, has been engaged by Real Estate Consortia, Inc. (Consortia) as lead placement agent for a $2 million investment opportunity in the company.

Key Points: 
  • San Francisco, California, USA, April 20, 2020 (GLOBE NEWSWIRE) -- US Capital Global Securities LLC , an affiliate of US Capital Global, has been engaged by Real Estate Consortia, Inc. (Consortia) as lead placement agent for a $2 million investment opportunity in the company.
  • Its registered broker-dealer affiliate, US Capital Global Securities LLC, is acting as the lead placement agent for the investment offering for Consortia.
  • Teresa Grobecker, CEO at Consortia, said: We are delighted to have US Capital Global Securities leading the way on this capital formation for our firm.
  • http://consortia.realestate/
    US Capital Global Securities LLC is the FINRA-registered broker-dealer division of US Capital Global that acts as placement agent for growth-stage companies, projects, and investment funds.

Centaurus Financial, Inc. Keeps Workers Safe and Employed

Retrieved on: 
Wednesday, April 1, 2020
United States securities law, Finance, Economy, Money, Securities Investor Protection Corporation, Financial Industry Regulatory Authority, U.S. Securities and Exchange Commission, Broker-dealer, Registered Investment Adviser, Financial adviser, Draft:Torino Capital LLC

"We did not lay anyone off during the financial crisis that started in 2008," said Ron King , Chairman and CEO.

Key Points: 
  • "We did not lay anyone off during the financial crisis that started in 2008," said Ron King , Chairman and CEO.
  • "Centaurus has been built over the last 27 years to weather a storm like this," Centaurus General Counsel Paul King said in an email to the company's employees.
  • Centaurus Financial is a member of both the Financial Industry Regulatory Authority ( FINRA ) and the Securities Investor Protection Corporation ( SIPC ).
  • Centaurus Financial is registered as a broker-dealer and a Registered Investment Adviser with the Securities & Exchange Commission ( SEC ).

SIMON Markets LLC Forms Partnership With Insurance Technologies; Expands Cloud-Based Investment Platform With Integrated Annuity Illustration Capabilities

Retrieved on: 
Tuesday, March 31, 2020
Professional services, Technology, Insurance, Software, Finance, Consulting, Accounting, Economy, Finance, United States securities law, Money, Brokerage firms, Securities Investor Protection Corporation, Financial Industry Regulatory Authority, Insurance, Broker-dealer, Draft:Torino Capital LLC, SIMON, Insurance Technologies

SIMON Markets LLC and SIMON Annuities and Insurance Services LLC (SIMON) today announced a new partnership with Insurance Technologies, LLC, a provider of sales and regulatory automation solutions for the insurance and financial services industries.

Key Points: 
  • SIMON Markets LLC and SIMON Annuities and Insurance Services LLC (SIMON) today announced a new partnership with Insurance Technologies, LLC, a provider of sales and regulatory automation solutions for the insurance and financial services industries.
  • By partnering with Insurance Technologies, were turning manual and time intensive workflows into a simplified process, centralized in one location.
  • Securities products and services offered by SIMON Markets LLC, a broker-dealer registered with the SEC, Member FINRA / SIPC .
  • Annuities and insurance services provided by SIMON Annuities and Insurance Services LLC.