Edward Jones Continues Compliance Momentum by Hosting Semiannual Symposium
ST. LOUIS, Dec. 13, 2023 /PRNewswire/ -- As financial services firm Edward Jones continues its transformational journey with strategic growth in its compliance efforts, the firm today is holding its semiannual Compliance Symposium, which started in 1999 and has been held nearly every spring and fall since. The event convenes compliance and legal experts to discuss industry trends, new regulations, preparing and reacting to the changing regulatory environment and the impacts on associate ethics and daily decision-making.
- Event focuses on strengthening alignment on firm's behaviors, actions and solutions
ST. LOUIS, Dec. 13, 2023 /PRNewswire/ -- As financial services firm Edward Jones continues its transformational journey with strategic growth in its compliance efforts, the firm today is holding its semiannual Compliance Symposium, which started in 1999 and has been held nearly every spring and fall since. - The event is comprised of lectures and panel discussions that further strengthen Edward Jones' culture of compliance at all levels of the firm and support the firm's 2024 strategic objectives.
- "As our firm continues to deliver value to our clients, colleagues and communities, we are called to collaborate across teams and innovate in ways that push our business forward," said Rich Link, Principal and Chief Compliance Officer at Edward Jones.
- The Edward Jones Compliance Symposium is part of a robust governance and ethics program designed to create value for our clients, colleagues and communities.