Notice

First Trust Enhanced Equity Income Fund Issues Notice Regarding March 2024 Distribution

Retrieved on: 
Thursday, March 28, 2024
Asset Management, Professional Services, Finance, Uncertainty, Hamas, FTP, Infection, ERISA, Notice, FTA, Risk, COVID-19, Federal, AIB (NI), Terrorism, Movement, Judgement, Investment, Internal Revenue Code, Federal Reserve, Fund, Calendar, FINRA, Net asset value, Security (finance)

(2) The Fund estimates that it has distributed more than its income and net realized capital gains; therefore, a portion of your distribution may be a return of capital.

Key Points: 
  • (2) The Fund estimates that it has distributed more than its income and net realized capital gains; therefore, a portion of your distribution may be a return of capital.
  • A return of capital distribution does not necessarily reflect the Fund's investment performance and should not be confused with "yield" or "income."
  • The Fund will send you a Form 1099-DIV for the calendar year that will tell you how to report these distributions for federal income tax purposes.
  • First Trust Advisors L.P. ("FTA") is a federally registered investment advisor and serves as the Fund's investment advisor.

First Trust Energy Infrastructure Fund Issues Notice Regarding March 2024 Distribution

Retrieved on: 
Friday, March 15, 2024
Asset Management, Professional Services, Finance, Uncertainty, Hamas, FTP, Infection, EIP, ERISA, Risk, Notice, FTA, COVID-19, Federal, AIB (NI), Terrorism, Judgement, Investment, Internal Revenue Code, Federal Reserve, MLP, Fund, Calendar, FINRA, Net asset value, Life insurance

A return of capital distribution does not necessarily reflect the Fund's investment performance and should not be confused with "yield" or "income."

Key Points: 
  • A return of capital distribution does not necessarily reflect the Fund's investment performance and should not be confused with "yield" or "income."
  • The amounts and sources of distributions reported in this Notice are only estimates and are not being provided for tax reporting purposes.
  • First Trust Advisors L.P. ("FTA") is a federally registered investment advisor and serves as the Fund's investment advisor.
  • FTP is also a distributor of mutual fund shares and exchange-traded fund creation units.

Kroll Settlement Administration Announces That a Proposed Class Action Settlement Has Been Reached in the Lawsuit Steamship Trade Association of Baltimore – International Longshoremen’s Association Pension Fund V. Olo Inc.

Retrieved on: 
Thursday, March 14, 2024
Legal, Professional Services, COMMON, OLO, Agreement, Party, Notice, District court, ALL, Class, Pearl Street, THIS, Judgement, Settlement, Counsel, Court, Hearing, JSR, Cryptocurrency

The following statement is being issued by Kroll Settlement Administration regarding Steamship Trade Association of Baltimore – International Longshoremen’s Association Pension Fund v. Olo Inc., 22-CV-8228 (JSR) (S.D.N.Y.).

Key Points: 
  • The following statement is being issued by Kroll Settlement Administration regarding Steamship Trade Association of Baltimore – International Longshoremen’s Association Pension Fund v. Olo Inc., 22-CV-8228 (JSR) (S.D.N.Y.).
  • TO: ALL PERSONS AND ENTITIES THAT PURCHASED OR OTHERWISE ACQUIRED SHARES OF THE CLASS A COMMON STOCK (“COMMON STOCK”) OF OLO INC. (“OLO”) BETWEEN MARCH 17, 2021 AND AUGUST 11, 2022, INCLUSIVE (THE “CLASS”).
  • The Court may change the date of the Settlement Hearing without providing another notice.
  • You do NOT need to attend the Settlement Hearing in order to receive a distribution from the Net Settlement Fund.

Angeion Group (Kia Theft Settlement Administrator) Announces Proposed Settlement in In re: Kia Hyundai Vehicle Theft Marketing, Sales Practices, and Products Liability Litigation

Retrieved on: 
Thursday, April 4, 2024
Failure, Theft, Documentation, Notice, District court, Vexatious litigation, Upgrade, Software, Class, JVS, Death, Settlement, OEM, Court, Hearing, Common Fund for Commodities

PHILADELPHIA, April 4, 2024 /PRNewswire/ -- A settlement has been reached in a product liability class action lawsuit, in California federal court titled, In re: Kia Hyundai Vehicle Theft Marketing, Sales Practices, and Products Liability Litigation, No. 8:22-ML-3052 JVS(KESx) (C.D. Cal.). This lawsuit alleges certain 2011-2022 model year Kia vehicles contain design flaws, including the failure to manufacture the Class Vehicles with an anti-theft device called an engine immobilizer, that make them susceptible to theft and damage.

Key Points: 
  • PHILADELPHIA, April 4, 2024 /PRNewswire/ -- A settlement has been reached in a product liability class action lawsuit, in California federal court titled, In re: Kia Hyundai Vehicle Theft Marketing, Sales Practices, and Products Liability Litigation, No.
  • To receive a benefit under the Settlement, you must file a Claim Form as well as all required supporting documentation.
  • Completed Claim Forms must be submitted no later than January 11, 2025, and required supporting documentation can be mailed to Kia Theft Settlement P.O.
  • The Court may also decide how much to pay Class Counsel and whether to approve the Class Representatives' service awards.

Angeion Group (Hyundai Theft Settlement Administrator) Announces Proposed Settlement in In re: Kia Hyundai Vehicle Theft Marketing, Sales Practices, and Products Liability Litigation

Retrieved on: 
Thursday, April 4, 2024
Failure, Theft, Documentation, Notice, District court, Vexatious litigation, Upgrade, Class, JVS, Death, Settlement, Kia, OEM, Court, Hearing, Common Fund for Commodities

Exclude Yourself or Object:Unless you exclude yourself in writing as described in the Notice, available at www.HyundaiTheftSettlement.com, you will be treated as part of the Settlement Class and unable to sue, continue to sue, or be part of any other lawsuit against Defendants, or other related entities or individuals listed in the Settlement Agreement, arising from the legal issues in this case -- primarily relating to the lack of engine immobilizers as alleged in this case (except for death or personal injury claims). If you want to keep your right to sue Hyundai separately, you must exclude yourself by MAY 3, 2024.

Key Points: 
  • PHILADELPHIA, April 4, 2024 /PRNewswire/ -- A settlement has been reached in a product liability class action lawsuit, in California federal court titled, In re: Kia Hyundai Vehicle Theft Marketing, Sales Practices, and Products Liability Litigation, No.
  • To receive a benefit under the Settlement, you must file a Claim Form as well as all required supporting documentation.
  • Completed Claim Forms must be submitted no later than January 11, 2025, and required supporting documentation can be mailed to Hyundai Theft Settlement, P.O.
  • The Court may also decide how much to pay Class Counsel and whether to approve the Class Representatives' service awards.

Caravelle International Group Announces Receipt of Nasdaq Deficiency Notice

Retrieved on: 
Friday, March 29, 2024
Annual, Notice, Form, CACO, Security (finance), Annual report, Calendar, Cryptocurrency

The Notice has no immediate impact on the listing of the Company's securities, which will continue to trade on Nasdaq, subject to the Company's compliance with the other continued listing requirements of Nasdaq.

Key Points: 
  • The Notice has no immediate impact on the listing of the Company's securities, which will continue to trade on Nasdaq, subject to the Company's compliance with the other continued listing requirements of Nasdaq.
  • Under the Nasdaq Listing Rules, the Company has 60 calendar days from the date of the Notice to submit a plan of compliance to Nasdaq.
  • If the Company fails to timely regain compliance with the Nasdaq Listing Rules, the securities of the Company will be subject to delisting from Nasdaq.
  • Caravelle International Group is fully committed to satisfying all of NASDAQ's listing requirements.

Direct Purchaser Plaintiffs Announce Additional Settlements in In Re Generic Pharmaceutical Pricing Antitrust Litigation

Retrieved on: 
Friday, March 29, 2024
Fairness, Letter, Notice, District court, Hearing, Defendant, Market Street, Lawsuit, Settling, DPP, Post office box, Allocation, Person

The proposed Settlements do not resolve any of the claims of the Settlement Class against the remaining Defendants.

Key Points: 
  • The proposed Settlements do not resolve any of the claims of the Settlement Class against the remaining Defendants.
  • The Court has certified three Settlement Classes, one Settlement Class for each proposed Settlement: (1) the Breckenridge Settlement Class, (2) the Apotex Settlement Class, and (3) the Heritage Settlement Class.
  • The Settlement Agreements listing the Named Generic Drugs and Current and Former Defendants are available on the settlement website: GenericDrugsDirectPurchaserSettlement.com .
  • The Settlement Agreements also are on public file with the United States District Court for the Eastern District of Pennsylvania, 601 Market Street, Philadelphia, PA 19106 in the case In re: Generic Pharmaceuticals Pricing Antitrust Litigation, Case No.

SunPower Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Annual Report on Form 10-K

Retrieved on: 
Thursday, March 21, 2024
Notice, Form, Calendar, SunPower

RICHMOND, Calif., March 21, 2024 /PRNewswire/ -- SunPower (NASDAQ:SPWR) received on March 20, 2024, a notice (the "Notice") from The Nasdaq Stock Market LLC ("Nasdaq") indicating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the "Listing Rule"), which requires timely filing of all required periodic financial reports with the SEC, as a result of not having timely filed the Form 10-K with the SEC, as described more fully in the Company's Notification of Late Filing on Form 12b-25 filed with the SEC on February 29, 2024.

Key Points: 
  • RICHMOND, Calif., March 21, 2024 /PRNewswire/ -- SunPower (NASDAQ:SPWR) received on March 20, 2024, a notice (the "Notice") from The Nasdaq Stock Market LLC ("Nasdaq") indicating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the "Listing Rule"), which requires timely filing of all required periodic financial reports with the SEC, as a result of not having timely filed the Form 10-K with the SEC, as described more fully in the Company's Notification of Late Filing on Form 12b-25 filed with the SEC on February 29, 2024.
  • The Notice has no immediate effect on the listing or trading of the Company's common stock on the Nasdaq.
  • The Notice indicated that the Company must submit a plan to regain compliance with the Listing Rule within 60 calendar days and, following receipt of such plan, Nasdaq may grant an extension of up to 180 calendar days from the Form 10-K due date, or until September 11, 2024, for the Company to regain compliance.
  • While the Company can provide no assurances as to timing, the Company is working diligently to finalize the Form 10-K and plans to file the Form 10-K as soon as practicable to regain compliance with the Listing Rule.

Lowey Dannenberg, P.C. Announces an Additional Settlement for Those Who Have Transacted in Euroyen-Based Derivatives Between January 1, 2006 through June 30, 2011

Retrieved on: 
Thursday, March 21, 2024
Barclays, J. P. Morgan, Agreement, Hearing, JPMorgan Chase, E pluribus unum, HSBC (United Kingdom), HSBC Bank, HSBC, American Bankers Association, Bank, TP ICAP, Chase Bank, Singapore Exchange, UBS AG, Sumitomo Mitsui Banking Corporation, Class, Lawyer, Interbank, Citibank, National Association, Person, Citigroup, Fairness, Tokyo Financial Exchange, Negotiation, GBD, Mitsubishi Group, District court, UBS, Defendant, Vexatious litigation, Knowledge, Settlement, Resona Holdings, TP, Norinchukin Bank, Shinkin Central Bank, TFX, Prior, Government, Société Générale, Plaintiff, Notice, CME, Conspiracy theory, Chicago Mercantile Exchange, ICAP, Court

The Settlement will provide an additional $35,000,000 to pay claims from persons who transacted in Euroyen-Based Derivatives from January 1, 2006 through June 30, 2011, inclusive.

Key Points: 
  • The Settlement will provide an additional $35,000,000 to pay claims from persons who transacted in Euroyen-Based Derivatives from January 1, 2006 through June 30, 2011, inclusive.
  • Before any money is paid, the Court will hold a Fairness Hearing to decide whether to approve the Settlement.
  • Contact your brokerage firm to see if you purchased, sold, held, traded, or otherwise had any interest in Euroyen-Based Derivatives.
  • These payments will also be deducted from the Settlement Fund before any distributions are made to the Settlement Class.

Notice - CAPITAL MARKETS TRIBUNAL ANNOUNCES AMENDMENTS TO ITS RULES OF PROCEDURE

Retrieved on: 
Tuesday, March 19, 2024
Element, Notice, Practice, Appendix, Form, Ontario Securities Commission, Tribunal, Practice of law

TORONTO, March 19, 2024 /CNW/ - On March 19, 2024, the Capital Markets Tribunal implemented substantial amendments to its Rules of Procedure (Rules).

Key Points: 
  • TORONTO, March 19, 2024 /CNW/ - On March 19, 2024, the Capital Markets Tribunal implemented substantial amendments to its Rules of Procedure (Rules).
  • The former Rules of Procedure and Forms and Practice Guideline are repealed in their entirety and replaced by the new Rules, which are effective immediately.
  • The Rules apply to all Tribunal proceedings, including proceedings commenced prior to the issuance of this Notice.
  • In addition, the amendments to the Rules improve readability, clarify requirements, and will improve the efficiency of Tribunal proceedings.