MFDA Hearing Panel issues Reasons for Decision in the matter of James Lewis
TORONTO, Dec. 28, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated December 19, 2022 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontario on October 24, 2022, in the matter of James Michael Lewis (the "Respondent").
- TORONTO, Dec. 28, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated December 19, 2022 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontario on October 24, 2022, in the matter of James Michael Lewis (the "Respondent").
- In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
- A copy of the Reasons for Decision are available on the MFDA website at www.mfda.ca .
- During the period described in the Reasons for Decision, the Respondent conducted business in the Strathroy, Ontario area.