Constitutional law

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Thursday, February 18, 2021

TORONTO, Feb. 18, 2021 /CNW/ -The Office of the Secretary issued a Notice of Hearing to consider the Application dated February 5, 2021 made by the party named above to review a decision of the Mutual Fund Dealers Association of Canada dated December 16, 2020.

Key Points: 
  • TORONTO, Feb. 18, 2021 /CNW/ -The Office of the Secretary issued a Notice of Hearing to consider the Application dated February 5, 2021 made by the party named above to review a decision of the Mutual Fund Dealers Association of Canada dated December 16, 2020.
  • The hearing will be held on March 4, 2021 at 10:00 a.m.
    A copy of the Notice of Hearing dated February 18, 2021 and the Application dated February 5, 2021 are available at www.osc.gov.on.ca

MFDA issues Notice of Settlement Hearing in respect of Patrick Lynch

Retrieved on: 
Friday, February 12, 2021

The settlement agreement will be between Staff of the MFDA and Patrick Daniel Lynch ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Patrick Daniel Lynch ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out of the Hamilton, Ontario area.

MFDA issues Notice of Settlement Hearing in respect of Bertha Ravn

Retrieved on: 
Friday, February 12, 2021

The settlement agreement will be between Staff of the MFDA and Bertha Effie Ravn ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Bertha Effie Ravn ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out of the Hamilton, Ontario area.

MFDA issues Notice of Settlement Hearing in respect of Julio Moreno

Retrieved on: 
Thursday, February 11, 2021

The settlement agreement will be between Staff of the MFDA and Julio Rafael Moreno ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Julio Rafael Moreno ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out of the Etobicoke, Ontario area.

MFDA Hearing Panel issues Reasons for Decision in the matter of Marilyn Kennedy

Retrieved on: 
Monday, February 8, 2021

TORONTO, Feb. 8, 2021 /CNW/ -A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated February 5, 2021 ("Reasons for Decision"), in connection with a settlement hearing held by electronic hearing in Toronto, Ontario on January 26, 2021, in the matter of Marilyn Kennedy ("Respondent").

Key Points: 
  • TORONTO, Feb. 8, 2021 /CNW/ -A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated February 5, 2021 ("Reasons for Decision"), in connection with a settlement hearing held by electronic hearing in Toronto, Ontario on January 26, 2021, in the matter of Marilyn Kennedy ("Respondent").
  • In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
  • A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca .
  • During the period described in the Reasons for Decision, the Respondent conducted business out of the Cambridge, Ontario area.

Initiative on Global Law and Policy at UH Law Center to host international speaker series

Retrieved on: 
Monday, February 8, 2021

The Latin America Interest Group from the American Society of International Law (ASIL-LAIG) will also co-sponsor the event.

Key Points: 
  • The Latin America Interest Group from the American Society of International Law (ASIL-LAIG) will also co-sponsor the event.
  • The theme of the series is, "Constitutionalism, Trade, Social Justice, and Sustainability in the Americas: Lessons from the 2020 Global Pandemic."
  • This series also marks the first for the newly-launched GLPA initiative, which provides a fresh approach to international law.
  • The University of Houston Law Center (UHLC) is a dynamic, top tier law school located in the nation's 4th largest city.

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Friday, February 5, 2021

THREEGOLD RESOURCES INC., VICTOR GONCALVES and JON SNELSON, File No.

Key Points: 
  • THREEGOLD RESOURCES INC., VICTOR GONCALVES and JON SNELSON, File No.
  • 2019-42
    TORONTO, Feb. 5, 2021 /CNW/ - The Office of the Secretary issued a Notice of Hearing on February 5, 2021 setting the matter down to be heard on February 25, 2021 at 10:00 a.m. as soon thereafter as the hearing can be held in the above named matter.
  • A copy of the Notice of Hearing dated February 5, 2021 are available at www.osc.gov.on.ca .

Robbins Geller Rudman & Dowd LLP Announce a Notice of Pendency of Class Action for Douglas S. Chabot, et al. v. Walgreens Boots Alliance, Inc., et al

Retrieved on: 
Monday, February 1, 2021

The Court has directed that notice of the Court's certification of the Litigation as a class action on behalf of the Class be provided to such persons and entities.

Key Points: 
  • The Court has directed that notice of the Court's certification of the Litigation as a class action on behalf of the Class be provided to such persons and entities.
  • If you have not received a copy of the detailed "Notice of Pendency of Class Action" (the "Notice"), you may obtain a copy by contacting the Notice Administrator at: Chabot v. Walgreens, c/o A.B.
  • Inquiries, other than requests for the Notice, may be made to Court-appointed Class Counsel:
    If you are a Class Member, you have the right to decide whether to remain a member of the Class.
  • If you are a Class Member and do not wish to remain a member of the Class, you must take steps to exclude yourself from the Class.

MFDA Hearing Panel accepts settlement agreement with Albert Koo

Retrieved on: 
Tuesday, January 26, 2021

TORONTO, Jan. 26, 2021 /CNW/ -A settlement hearing in the matter of Albert Hoo-Cheong Koo ("Respondent") was held by electronic hearing on January 25, 2021, before a three-member Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA").

Key Points: 
  • TORONTO, Jan. 26, 2021 /CNW/ -A settlement hearing in the matter of Albert Hoo-Cheong Koo ("Respondent") was held by electronic hearing on January 25, 2021, before a three-member Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA").
  • In the Settlement Agreement, the Respondent admitted that between February 2014 and February 2017, he altered and used to process transactions, 28 account forms in respect of 15 clients by altering information on the account forms without having the client initial the alterations, contrary to MFDA Rule 2.1.1.
  • A copy of the Settlement Agreement is available on the MFDA website at www.mfda.ca .
  • During the period described in the Settlement Agreement, the Respondent conducted business out of the Toronto, Ontario area.

Robbins Geller Rudman & Dowd LLP Announces Proposed Settlement in the Chemical and Mining Company of Chile Securities Settlement

Retrieved on: 
Friday, January 15, 2021

PLEASE READ THIS NOTICE CAREFULLY AND IN ITS ENTIRETY.

Key Points: 
  • PLEASE READ THIS NOTICE CAREFULLY AND IN ITS ENTIRETY.
  • com, before making any plans to attend the Settlement Hearing.
  • Any updates regarding the Settlement Hearing, including any changes to the date or time of the hearing or updates regarding in-person, telephonic or videoconference appearances at the hearing, will also be posted to the Settlement website, www.SQMSecuritiesSettlement.com .
  • IF YOU PURCHASED SQM ADSs BETWEEN JUNE 30, 2010 THROUGH MARCH 18, 2015, INCLUSIVE, YOUR RIGHTS ARE AFFECTED BY THE SETTLEMENT OF THIS LITIGATION.