Placement

Surgalign Holdings, Inc. Announces Closing of $50 Million Registered Direct Offering Priced At-The-Market under Nasdaq Rules

Monday, June 14, 2021 - 9:05pm

The registered direct offering was priced at-the-market under Nasdaq rules.

Key Points: 
  • The registered direct offering was priced at-the-market under Nasdaq rules.
  • H.C. Wainwright & Co. acted as the exclusive placement agent for the offering.
  • The gross proceeds from the offering were approximately $50 million before deducting placement agent fees and other offering expenses.
  • A final prospectus supplement and the accompanying prospectus relating to the securities being offered in the registered direct offering have been filed with the SEC.

Canada Iron Announces Closing of Private Placement

Thursday, June 10, 2021 - 5:43pm

Toronto, Ontario--(Newsfile Corp. - June 10, 2021) - Canada Iron Inc. (the "Company" or "Canada Iron") is pleased to announce that it closed a non-brokered private placement (the "Private Placement") for gross proceeds of $50,000.

Key Points: 
  • Toronto, Ontario--(Newsfile Corp. - June 10, 2021) - Canada Iron Inc. (the "Company" or "Canada Iron") is pleased to announce that it closed a non-brokered private placement (the "Private Placement") for gross proceeds of $50,000.
  • All securities issued pursuant to the Private Placement are subject to a statutory hold period of four months and one day.
  • The Private Placement constitutes a "related party transaction" under Multilateral Instrument 61-101 - Protection of Minority Security Holders in Special Transactions ("MI 61-101").
  • The Company did not file a material change report related to the Private Placement more than 21 days before the expected closing of the Private Placement as required by MI 61-101 as the Company requires the consideration it will receive in connection with the Private Placement immediately for working capital purposes.

Aterian Announces Pricing of $40 Million Private Placement

Thursday, June 10, 2021 - 2:00pm

NEW YORK, June 10, 2021 (GLOBE NEWSWIRE) -- Aterian, Inc. (Nasdaq: ATER) (Aterian or the Company) announced today that it has entered into a securities purchase agreement with several institutional investors for a private placement of the Companys common stock (the Private Placement).

Key Points: 
  • NEW YORK, June 10, 2021 (GLOBE NEWSWIRE) -- Aterian, Inc. (Nasdaq: ATER) (Aterian or the Company) announced today that it has entered into a securities purchase agreement with several institutional investors for a private placement of the Companys common stock (the Private Placement).
  • The Private Placement is expected to result in gross proceeds to the Company of approximately $40 million before deducting placement agent fees and other transaction-related expenses payable by the Company.
  • The Private Placement is expected to close on or about June 15, 2021, subject to the satisfaction of customary closing conditions.
  • A.G.P./Alliance Global Partners is acting as the sole placement agent for the Private Placement.

Surgalign Holdings, Inc. Announces $50 Million Registered Direct Offering Priced At-The-Market under Nasdaq Rules

Thursday, June 10, 2021 - 1:00pm

The registered direct offering is expected to close on or about June 14, 2021, subject to the satisfaction of customary closing conditions.

Key Points: 
  • The registered direct offering is expected to close on or about June 14, 2021, subject to the satisfaction of customary closing conditions.
  • H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering.
  • The gross proceeds from the offering are expected to be approximately $50 million before deducting placement agent fees and other offering expenses.
  • A final prospectus supplement and the accompanying prospectus relating to the securities being offered in the registered direct offering will be filed with the SEC.

BriaCell Therapeutics Corp. Announces Closing of US$27.2 Million Private Placement

Tuesday, June 8, 2021 - 12:50am

The Company expects to use the net proceeds of the private placement to further advance its research and development pipeline and for general corporate purposes.

Key Points: 
  • The Company expects to use the net proceeds of the private placement to further advance its research and development pipeline and for general corporate purposes.
  • ThinkEquity, a division of Fordham Financial Management, Inc. (the Placement Agent), acted as sole placement agent for the private placement offering.
  • BriaCell has agreed to file a registration statement with the SEC covering the resale of the shares of common stock and shares underlying the warrants issued in the private placement.
  • Forward-looking statements contained in this announcement are made as of this date, and BriaCell Therapeutics Corp. undertakes no duty to update such information except as required under applicable law.

Histogen Announces $6.5 Million Registered Direct Offering Priced At-the-Market under Nasdaq Rules

Monday, June 7, 2021 - 9:05pm

Histogen also agreed to issue to the investors, in a concurrent private placement, unregistered warrants to purchase up to an aggregate of4,781,840 shares of its common stock.

Key Points: 
  • Histogen also agreed to issue to the investors, in a concurrent private placement, unregistered warrants to purchase up to an aggregate of4,781,840 shares of its common stock.
  • The closing of the offering is expected to occur on or about June 9, 2021, subject to the satisfaction of customary closing conditions.
  • H.C. Wainwright& Co. is acting as the exclusive placement agent for the offering.
  • The gross proceeds from this offering are expected to be approximately $6.5 million, before deducting placement agents fees and other offering expenses.

Gold Reserve Completes Sale of Shares to 401(k) Plan

Monday, June 7, 2021 - 9:09pm

Gold Reserve Inc. (TSX.V:GRZ) (OTCQX:GDRZF) (the Company) announces that it completed a previously announced, non-brokered private placement to Rockne Timm, Douglas Belanger and Robert McGuinness, (the Plan Trustees), as Trustees for the Gold Reserve Corporation 401(k) Savings Plan (the 401(k) Plan), and James Coleman (the Private Placement).

Key Points: 
  • Gold Reserve Inc. (TSX.V:GRZ) (OTCQX:GDRZF) (the Company) announces that it completed a previously announced, non-brokered private placement to Rockne Timm, Douglas Belanger and Robert McGuinness, (the Plan Trustees), as Trustees for the Gold Reserve Corporation 401(k) Savings Plan (the 401(k) Plan), and James Coleman (the Private Placement).
  • Pursuant to the Private Placement the Company issued 152,662 Class A common shares (Shares) at a price of CAD$1.66 per Share to the Plan Trustees and James Coleman.
  • No commission or finders fee was paid in connection with the Shares issued pursuant to the Private Placement.
  • All subsequent written and oral forward-looking statements attributable to Gold Reserve or persons acting on its behalf are expressly qualified in their entirety by this notice.

P2 Gold Announces Closing of Flow-Through Private Placement

Friday, June 4, 2021 - 9:00pm

VANCOUVER, British Columbia, June 04, 2021 (GLOBE NEWSWIRE) -- P2 Gold Inc. (P2 or the Company) (TSX-V:PGLD) reports it has closed the non-brokered flow-through private placement (the Private Placement) (see P2s news release dated May 19, 2021) for gross proceeds of approximately $1.75 million.

Key Points: 
  • VANCOUVER, British Columbia, June 04, 2021 (GLOBE NEWSWIRE) -- P2 Gold Inc. (P2 or the Company) (TSX-V:PGLD) reports it has closed the non-brokered flow-through private placement (the Private Placement) (see P2s news release dated May 19, 2021) for gross proceeds of approximately $1.75 million.
  • In closing the Private Placement, the Company issued 2,917,170 flow-through units (the Units) of the Company at a price of $0.60 per Unit for gross proceeds of $1,750,302.
  • All securities issued pursuant to the Private Placement are subject to a four-month hold period.
  • P2 is a mineral exploration and development company focused on advancing precious metals discoveries and acquisitions in the western United States and British Columbia.

iSIGN Media Announces the Close of its Previously Announced Private Placement of $400,000

Thursday, June 3, 2021 - 9:53pm

TORONTO, June 03, 2021 (GLOBE NEWSWIRE) -- iSIGN Media Solutions Inc. (iSIGN or Company) (TSX-V: ISD) (OTC: ISDSF), a leading provider of interactive mobile proximity marketing and public security alert solutions, announced that it has closed its previously announced non-brokered private placement (Placement) for aggregate gross proceeds of $400,000.

Key Points: 
  • TORONTO, June 03, 2021 (GLOBE NEWSWIRE) -- iSIGN Media Solutions Inc. (iSIGN or Company) (TSX-V: ISD) (OTC: ISDSF), a leading provider of interactive mobile proximity marketing and public security alert solutions, announced that it has closed its previously announced non-brokered private placement (Placement) for aggregate gross proceeds of $400,000.
  • Under the terms of the Offering the Company will issue 8 million Units at a price of $0.05 per Unit.
  • The forward-looking statements are not historical facts but reflect iSIGN Medias current expectations regarding future results or events.
  • iSIGN Media assumes no obligation to update the forward-looking statements, or to update the reasons why actual results could differ from those reflected in the forward-looking statements.

Edgemont Arranges Non-Brokered Private Placement for $670,000

Thursday, June 3, 2021 - 12:00pm

The proceeds of this private placement will be used to extend the drill program scheduled this summer at Edgemont's Dungate copper/gold porphyry project near Houston, B.C.

Key Points: 
  • The proceeds of this private placement will be used to extend the drill program scheduled this summer at Edgemont's Dungate copper/gold porphyry project near Houston, B.C.
  • Common shares comprising part of the Units issued under this private placement will qualify as flow through shares under the Income Tax Act (Canada).
  • All securities to be issued with respect to this private placement will be subject to a hold period expiring four months and one day from the closing date of the placement, in accordance with applicable securities laws.
  • Closing of the private placement is subject to final acceptance by the Canadian Securities Exchange.