SEC filing

Phunware Announces Pricing of $2.8 Million Public Offering

Retrieved on: 
Thursday, December 7, 2023
Finance, Cryptocurrency, Professional Services, Technology, Software, Sale, Suite, Location, Roth Capital Partners, Security (finance), Form, SEC filing, Register, Software as a service, Registration statement, Phunware

All of the shares of common stock (and pre-funded warrants in lieu thereof) were offered by Phunware pursuant to an effective shelf registration statement on Form S-3 (File No.

Key Points: 
  • All of the shares of common stock (and pre-funded warrants in lieu thereof) were offered by Phunware pursuant to an effective shelf registration statement on Form S-3 (File No.
  • Roth Capital Partners is acting as sole placement agent for the offering on a reasonable best-efforts basis.
  • The offering is expected to close on or about December 11, 2023, subject to the satisfaction of customary closing conditions.
  • The gross proceeds from the offering, before deducting the placement agent's fees and other offering expenses payable by Phunware, are expected to be approximately $2.8 million.

Ferguson Files Form 10-Q

Retrieved on: 
Thursday, December 7, 2023
HVAC, Other Construction & Property, Manufacturing, Construction & Property, Building Systems, Other Manufacturing, Form 10-Q, SEC filing, Ferguson plc, Security (finance)

On December 6, 2023, Ferguson plc (the "Company") filed a Form 10-Q with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website corporate.ferguson.com/investor/financial-information/sec-filings.

Key Points: 

On December 6, 2023, Ferguson plc (the "Company") filed a Form 10-Q with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website corporate.ferguson.com/investor/financial-information/sec-filings.

Delve Risk and ThreatNG Security to Provide Innovative Intelligence Solutions for Security Vendors through a New Partnership

Retrieved on: 
Thursday, December 7, 2023
Software, Networks, Defense, Internet, Other Defense, Data Management, Technology, Security, Cloud, Data quality, Research, Organization, SEC filing, Intelligence, Marketing, System, OSINT, DRP, Partnership, Retail, Risk management

The collaboration between Delve Risk and ThreatNG Security represents a strategic alliance aimed at revolutionizing intelligence solutions for security vendors.

Key Points: 
  • The collaboration between Delve Risk and ThreatNG Security represents a strategic alliance aimed at revolutionizing intelligence solutions for security vendors.
  • "We are thrilled to announce our transformative partnership with ThreatNG Security, a collaboration at the forefront of innovation in intelligence solutions for security vendors.
  • Innovative Cybersecurity Insights: Security vendors partnering with Delve Risk and ThreatNG Security gain access to a unique blend of OSINT-driven market and security intelligence, providing unparalleled insights into the ever-evolving technology landscape.
  • The partnership between Delve Risk and ThreatNG Security is now in effect, offering security vendors a comprehensive suite of intelligence solutions that seamlessly integrate market research and cybersecurity expertise.

Cazoo Announces Completion of Debt Restructuring and Related Transactions on December 6, 2023

Retrieved on: 
Thursday, December 7, 2023
Online Retail, Aftermarket, Retail, Automotive, Other Automotive, General Automotive, Specialty, Nexus, GPU, Exchange offer, Economics, NYSE, Audit committee, New Board, DLA Piper, Transaction, Pinsent Masons, Form, Piper, Toggle, Multimedia, Reverse stock split, MITIE, Debt-to-GDP ratio, Note, SEC filing, Gemfields, Health, Security (finance), Management, Cazoo

Cazoo Group Ltd (NYSE: CZOO) (“Cazoo” or “the Company”), the UK online used car retailer, which makes buying and selling a car as simple as ordering any other product online, announces today the completion of its restructuring transactions (the “Transactions”) on December 6, 2023.

Key Points: 
  • Cazoo Group Ltd (NYSE: CZOO) (“Cazoo” or “the Company”), the UK online used car retailer, which makes buying and selling a car as simple as ordering any other product online, announces today the completion of its restructuring transactions (the “Transactions”) on December 6, 2023.
  • View the full release here: https://www.businesswire.com/news/home/20231206913728/en/
    Paul Whitehead, Chief Executive Officer of Cazoo, said, “I am delighted that we have now completed these transactions.
  • Cazoo launched only four years ago this week and has already sold almost 150,000 cars entirely online to consumers across the UK.
  • “Completion of these transactions represents a significant inflection point for Cazoo.

IPA Announces Pricing of $1.1 Million Public Offering of Common Shares

Retrieved on: 
Wednesday, December 6, 2023
Research, Infectious Diseases, Health Technology, Biotechnology, Health, Pharmaceutical, General Health, Other Science, Science, Sale, Telephone, Form, SEC filing, Public expenditure, Prospectus, Life insurance

ImmunoPrecise Antibodies Ltd. (NASDAQ: IPA) (“ImmunoPrecise” or “IPA” or the “Company”) today announced that it has priced its underwritten public offering of 1,100,000 common shares at a public offering price of $1.00 per share.

Key Points: 
  • ImmunoPrecise Antibodies Ltd. (NASDAQ: IPA) (“ImmunoPrecise” or “IPA” or the “Company”) today announced that it has priced its underwritten public offering of 1,100,000 common shares at a public offering price of $1.00 per share.
  • All common shares in the underwritten public offering are to be sold by the Company.
  • The Company expects the aggregate gross proceeds from this offering, to be approximately $1.1 million, before deducting the underwriting discount and other estimated offering expenses.
  • The Company has granted the underwriters a 30-day option to purchase up to 165,000 additional common shares.

Vesta Announces Proposed Follow-On Offering

Retrieved on: 
Tuesday, December 5, 2023
Commercial Building & Real Estate, Construction & Property, REIT, Sale, NYSE, Telephone, Attention, Form, Varick Street, Morgan Stanley, Securities commission, ADS, 2nd Floor, Vesta, RNV, SEC filing, American depositary receipt, Prospectus, BofA Securities, Barclays, Registro Nacional de Estrangeiros, Broadridge Financial Solutions, Security (finance)

Barclays, BofA Securities and Morgan Stanley are acting as global coordinators of this offering.

Key Points: 
  • Barclays, BofA Securities and Morgan Stanley are acting as global coordinators of this offering.
  • The offering will be made only by means of a prospectus.
  • A registration statement on Form F-1 relating to these securities has been filed with the SEC but has not yet become effective.
  • These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective.

Ferguson Files Form S-8

Retrieved on: 
Monday, December 4, 2023
HVAC, Manufacturing, SEC filing, Ferguson plc, Security (finance)

On December 1, 2023, Ferguson plc (the "Company") filed a Form S-8 with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website corporate.ferguson.com/investor/financial-information/sec-filings.

Key Points: 

On December 1, 2023, Ferguson plc (the "Company") filed a Form S-8 with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website corporate.ferguson.com/investor/financial-information/sec-filings.

Ferguson Files Form 8-K

Retrieved on: 
Tuesday, December 5, 2023
Professional Services, HVAC, Other Construction & Property, Manufacturing, Finance, Construction & Property, Other Manufacturing, SEC filing, Ferguson plc, Financial adviser

On December 4, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website corporate.ferguson.com/investor/financial-information/sec-filings .

Key Points: 

On December 4, 2023, Ferguson plc (the "Company") filed a Form 8-K with the U.S. Securities and Exchange Commission ("SEC"). It is available on the SEC's website at sec.gov and on the SEC Filings page of the Company's website corporate.ferguson.com/investor/financial-information/sec-filings .

SharkNinja Announces Launch of Secondary Offering of Ordinary Shares

Retrieved on: 
Monday, December 4, 2023
Other Consumer, Technology, Other Retail, Other Technology, Home Goods, Lifestyle, Consumer, Retail, Consumer Electronics, Sale, NYSE, Madison Avenue, William Blair & Company, Telephone, Attention, Security (finance), J. P. Morgan, Form, Jefferies, Varick Street, Morgan Stanley, CDH, Investment, 2nd Floor, Jefferies Group, SEC filing, Prospectus, Guggenheim Partners, Guggenheim, CDH Investments, SharkNinja, L.L.C

Additionally, the Selling Shareholder affiliated with CDH Investments intends to grant the underwriters a 30-day option to purchase up to an additional 841,896 ordinary shares of SharkNinja.

Key Points: 
  • Additionally, the Selling Shareholder affiliated with CDH Investments intends to grant the underwriters a 30-day option to purchase up to an additional 841,896 ordinary shares of SharkNinja.
  • SharkNinja is not selling any ordinary shares in the offering and will not receive any of the proceeds from the sale.
  • Goldman Sachs & Co. LLC, J.P. Morgan, Jefferies and Morgan Stanley are acting as joint lead book-running managers for the proposed offering.
  • The proposed offering of these securities will be made only by means of a prospectus.

Cazoo Announces Expected Record Date for Distribution of Warrants and Expected Effective Date for Reverse Stock Split

Retrieved on: 
Thursday, November 30, 2023
Online Retail, Retail, General Automotive, Automotive, Specialty, Exchange offer, NYSE, Warrant, Form, Toggle, Multimedia, Debt-to-GDP ratio, Exchange, SEC filing, Reverse stock split, Security (finance), Cazoo

The Class A shares will begin trading on an ex-dividend basis at the open of trading on December 6, 2023.

Key Points: 
  • The Class A shares will begin trading on an ex-dividend basis at the open of trading on December 6, 2023.
  • The payment date for the Warrant Distribution is expected to be on or around December 13, 2023.
  • Implementation of the Reverse Stock Split and the Warrant Distribution are subject to conditions precedent and, as a result, the related effective date and record date and other information set forth in this announcement may be subject to change.
  • No Warrants will be distributed in respect of any Class A ordinary shares issued in connection with the Exchange Offer.