Commodity Futures Trading Commission

New S&P Global Market Intelligence global survey finds stark contrast between European and US financial regulation readiness

Retrieved on: 
Tuesday, November 15, 2022
SFDR, Automation, Technology, SPGI, EMIR, Organization, S&P Global, Commodity Futures Trading Commission, Industry, NYSE, Smart contract, Multimedia, CFTC, Program, Refit, S, Rewrite, Tier 1, European Market Infrastructure Regulation, Office of Global Regulatory Operations and Policy, Renewable energy, Fine chemical, Cryptocurrency, Risk management, EU

NEW YORK, Nov. 15, 2022 /PRNewswire/ -- While the importance of global regulatory reporting continues to increase, there is a noticeable contrast between readiness across geographies, according to the S&P Global Market Intelligence Global Regulatory Reporting Survey, published today.

Key Points: 
  • NEW YORK, Nov. 15, 2022 /PRNewswire/ -- While the importance of global regulatory reporting continues to increase, there is a noticeable contrast between readiness across geographies, according to the S&P Global Market Intelligence Global Regulatory Reporting Survey, published today.
  • "The survey results indicate that more than a year ahead of implementation, those firms with EMIR Refit reporting requirements are taking a proactive approach to regulatory readiness," said Igor Kaplun, Head of Cappitech Business Development, S&P Global Market Intelligence.
  • Conducted by S&P Global Market Intelligence Cappitech, the survey found that 99% of respondents indicate having reporting obligations in at least two jurisdictions.
  • S&P Global Market Intelligence is a division of S&P Global (NYSE: SPGI).

Reuben Jeffery III and Sylvestre Frezal Appointed to PartnerRe’s Board

Retrieved on: 
Thursday, November 10, 2022
Professional Services, Insurance, Finance, Head, Rockefeller, Sciences Po, National Organization of Life and Health Insurance Guaranty Associations, Financial services, Risk, Davis, Board, Life, Goldman, Davis Polk & Wardwell, Wardwell, Under Secretary of State for Economic Growth, Energy, and the Environment, Solution, P&C, Board of directors, Commodity Futures Trading Commission, Company, Economy, CEO, Industry, Smart contract, Insurance, Management, Health

Joining the Board are Reuben Jeffery III, as an independent director, and Sylvestre Frezal, both effective immediately.

Key Points: 
  • Joining the Board are Reuben Jeffery III, as an independent director, and Sylvestre Frezal, both effective immediately.
  • Reuben Jeffery is the former President and Chief Executive Officer of Rockefeller & Co.
  • Mr. Frezal joined Cova in 2018 and has held various positions in the Company and in the wider insurance industry.
  • Commenting on the appointment, PartnerRe Board Chairman Thierry Derez said, On behalf of the Board, Jacques Bonneau and I are pleased to welcome Reuben and Sylvestre.

Miami International Holdings Reports October 2022 Trading Results; SPIKES Futures, MIAX Options and MIAX Pearl Equities Set Year-to-Date Volume Records

Retrieved on: 
Friday, November 4, 2022
Emerald, BSX, Company, Private Securities Litigation Reform Act, LLC, Sale, Multimedia, DCM, Industry, United Nations Operation in Côte d'Ivoire, MGEX, SPY, DCO, Minneapolis Grain Exchange, U.S. Securities and Exchange Commission, SPDR, Smart contract, Commodity broker, Bermuda Stock Exchange, Forward-looking statement, Trade, Ticker, Security (finance), Insurance, CFTC, SEC, Commodity Futures Trading Commission, ETF, Financial adviser

MIAX's parent holding company, Miami International Holdings, Inc., owns Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC (Dorman Trading).

Key Points: 
  • MIAX's parent holding company, Miami International Holdings, Inc., owns Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC (Dorman Trading).
  • MIAX, MIAX Pearl and MIAX Emerald are national securities exchanges registered with the Securities and Exchange Commission (SEC) that are enabled by MIAX's in-house built, proprietary technology.
  • MIAX offers trading of options on all three exchanges as well as cash equities through MIAX Pearl Equities.
  • BSX specializes in the listing and trading of capital market instruments such as equities, debt issues, funds, hedge funds, derivative warrants, and insurance linked securities.

Miami International Holdings Reports October 2022 Trading Results; SPIKES Futures, MIAX Options and MIAX Pearl Equities Set Year-to-Date Volume Records

Retrieved on: 
Friday, November 4, 2022
Emerald, BSX, Company, Private Securities Litigation Reform Act, LLC, Sale, DCM, Industry, United Nations Operation in Côte d'Ivoire, MGEX, SPY, DCO, Minneapolis Grain Exchange, U.S. Securities and Exchange Commission, SPDR, Smart contract, Commodity broker, Bermuda Stock Exchange, Forward-looking statement, Trade, Ticker, Security (finance), Insurance, CFTC, SEC, Commodity Futures Trading Commission, ETF, Financial adviser

MIAX's parent holding company, Miami International Holdings, Inc., owns Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC (Dorman Trading).

Key Points: 
  • MIAX's parent holding company, Miami International Holdings, Inc., owns Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC (Dorman Trading).
  • MIAX, MIAX Pearl and MIAX Emerald are national securities exchanges registered with the Securities and Exchange Commission (SEC) that are enabled by MIAX's in-house built, proprietary technology.
  • MIAX offers trading of options on all three exchanges as well as cash equities through MIAX Pearl Equities.
  • BSX is a fully electronic, vertically integrated international securities market headquartered in Bermuda and organized in 1971.

Miami International Holdings Announces SPIKES Futures and Options are Now Trading in Penny Increments

Retrieved on: 
Tuesday, November 1, 2022
Emerald, Security (finance), Commodity Futures Trading Commission, CFTC, MIH, U.S. Securities and Exchange Commission, SEC, DCM, Ticker, LLC, Commodity broker, Industry, Smart contract, ETF, SPY, Ecosystem, Chicago Mercantile Exchange, Bermuda Stock Exchange, Sale, SPIKES, Minneapolis Grain Exchange, Private Securities Litigation Reform Act, SPDR, Company, CME, BSX, DCO, Index, Multimedia, MGEX, United Nations Operation in Côte d'Ivoire, Forward-looking statement, Insurance, Financial adviser, Auction

PRINCETON, N.J., Nov. 1, 2022 /PRNewswire/ -- Miami International Holdings, Inc. (MIH), owner of Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC announced today that SPIKES Futures and Options are now trading in penny ($0.01) increments.

Key Points: 
  • PRINCETON, N.J., Nov. 1, 2022 /PRNewswire/ -- Miami International Holdings, Inc. (MIH), owner of Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC announced today that SPIKES Futures and Options are now trading in penny ($0.01) increments.
  • The minimum trading increment for all series of SPIKES options is $0.01 if the options series is trading at less than $3.00 or $0.05 if the options series is trading at $3.00 or higher.
  • "We believe penny increments will provide traders with a more efficient way to trade volatility, allowing greater precision in trading strategies, improved execution prices and potentially lowering overall trading costs."
  • SPIKES Futures and Options are traded on the SPIKES Volatility Index (Ticker: SPIKE), which updates every 100 milliseconds for pinpoint accuracy.

Miami International Holdings Announces SPIKES Futures and Options are Now Trading in Penny Increments

Retrieved on: 
Tuesday, November 1, 2022
Emerald, Security (finance), Commodity Futures Trading Commission, CFTC, MIH, U.S. Securities and Exchange Commission, SEC, DCM, Ticker, LLC, Commodity broker, Industry, Smart contract, ETF, SPY, Ecosystem, Chicago Mercantile Exchange, Bermuda Stock Exchange, Sale, SPIKES, Minneapolis Grain Exchange, Private Securities Litigation Reform Act, SPDR, Company, CME, BSX, DCO, Index, MGEX, United Nations Operation in Côte d'Ivoire, Forward-looking statement, Insurance, Financial adviser, Auction

PRINCETON, N.J., Nov. 1, 2022 /PRNewswire/ -- Miami International Holdings, Inc. (MIH), owner of Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC announced today that SPIKES Futures and Options are now trading in penny ($0.01) increments.

Key Points: 
  • PRINCETON, N.J., Nov. 1, 2022 /PRNewswire/ -- Miami International Holdings, Inc. (MIH), owner of Miami International Securities Exchange, LLC (MIAX), MIAX PEARL, LLC (MIAX Pearl), MIAX Emerald, LLC (MIAX Emerald), Minneapolis Grain Exchange, LLC (MGEX), The Bermuda Stock Exchange (BSX) and Dorman Trading, LLC announced today that SPIKES Futures and Options are now trading in penny ($0.01) increments.
  • The minimum trading increment for all series of SPIKES options is $0.01 if the options series is trading at less than $3.00 or $0.05 if the options series is trading at $3.00 or higher.
  • "We believe penny increments will provide traders with a more efficient way to trade volatility, allowing greater precision in trading strategies, improved execution prices and potentially lowering overall trading costs."
  • SPIKES Futures and Options are traded on the SPIKES Volatility Index (Ticker: SPIKE), which updates every 100 milliseconds for pinpoint accuracy.

*MEDIA ADVISORY* PROVIDER OF PREDICTIT, THE NATION’S ONLY POLITICAL PREDICTION MARKET, ANTICIPATES RELEASING A STATEMENT IN RESPONSE TO EXPECTED CFTC DECISION ON KALSHIEX FILING

Retrieved on: 
Friday, October 28, 2022
Smart contract, Comment, CFTC, Aristotle, Commodity Futures Trading Commission, GLOBE, Review, PredictIt, Online gambling, Birth control, Public relations

Washington, DC, Oct. 28, 2022 (GLOBE NEWSWIRE) -- Oct. 28, 2022 PredictIt is the only prediction market legally offering election-related contracts in the United States.

Key Points: 
  • Washington, DC, Oct. 28, 2022 (GLOBE NEWSWIRE) -- Oct. 28, 2022 PredictIt is the only prediction market legally offering election-related contracts in the United States.
  • In view of the Commodity Futures Trading Commission (CFTC) commitment tocomplete their review of the KalshiEx request to offer a political market by today, Oct. 28, PredictIt service provider Aristotle will release a statement shortly after the CFTC announces its decision on the KalshiEx filing.
  • Aristotle, and its CEO John Phillips, have publicly supported the KalshiEx request during the comment period.

Investment Management Compliance Manual: Achieve and Maintain Compliance With All Applicable Securities Laws and Regulations - ResearchAndMarkets.com

Retrieved on: 
Friday, October 28, 2022
Other Professional Services, Professional Services, Asset Management, SEC, Directory, Security (finance), DOL, Investment, U.S. Securities and Exchange Commission, Ministry of Labour, Department, Dodd–Frank Wall Street Reform and Consumer Protection Act, Investment company, Blue Sky, Compliance, Commodity Futures Trading Commission, C, Smart contract, CFTC, Advertising, Financial adviser

Plus, the SEC has tightened the rules that require investment advisers to submit to surprise examinations at their own expense.

Key Points: 
  • Plus, the SEC has tightened the rules that require investment advisers to submit to surprise examinations at their own expense.
  • The Investment Management Compliance Guide is the guide you need to stay in compliance and prevent costly fines and penalties.
  • The Investment Management Compliance Guide is an invaluable guide for chief compliance officers (CCOs) to help them achieve and maintain compliance with all applicable securities laws and regulations.
  • Tab 300 - Investment Company: Definitions and Exemptions
    Tab 400 - Registered Investment Company: Organization and Structure
    View source version on businesswire.com: https://www.businesswire.com/news/home/20221028005357/en/

SynOption received exemption from SEF registration requirements from CFTC

Retrieved on: 
Thursday, October 27, 2022
SEF, Optimus, Efficiency, Option, MAS, Risk management, CFTC, Solution, FX, Commodity Futures Trading Commission, Entrepreneurship, COO, CEO, SynOptics, Monetary Authority of Singapore, Swap, RMO, Commodity Futures Modernization Act of 2000, Online gambling

SINGAPORE, Oct. 27, 2022 /PRNewswire/ -- SynOption Pte Ltd, a leading Options analytics and trading firm headquartered in Singapore and licensed as a Recognized Market Operator (RMO) by Monetary Authority of Singapore (MAS), announced it has received exemption from SEF (Swap Execution Facilities) registration requirements from CFTC (Commodities Futures Trading Commission) on 26thOct 2022.

Key Points: 
  • SINGAPORE, Oct. 27, 2022 /PRNewswire/ -- SynOption Pte Ltd, a leading Options analytics and trading firm headquartered in Singapore and licensed as a Recognized Market Operator (RMO) by Monetary Authority of Singapore (MAS), announced it has received exemption from SEF (Swap Execution Facilities) registration requirements from CFTC (Commodities Futures Trading Commission) on 26thOct 2022.
  • The exemption comes under the MAS-CFTC regime of mutual recognition of derivative trading venues in the United States and Singapore.
  • The public statement from CFTC can be seen here https://www.cftc.gov/PressRoom/PressReleases/7887-19 .
  • Since launching SynOption, it has built very niche Options focused products for institutional use including trading, analytics, and risk systems.

SynOption received exemption from SEF registration requirements from CFTC

Retrieved on: 
Thursday, October 27, 2022
SEF, Optimus, Efficiency, Option, MAS, Risk management, CFTC, Solution, FX, Commodity Futures Trading Commission, Entrepreneurship, COO, CEO, SynOptics, Monetary Authority of Singapore, Swap, RMO, Commodity Futures Modernization Act of 2000, Online gambling

SINGAPORE, Oct. 27, 2022 /PRNewswire/ -- SynOption Pte Ltd, a leading Options analytics and trading firm headquartered in Singapore and licensed as a Recognized Market Operator (RMO) by Monetary Authority of Singapore (MAS), announced it has received exemption from SEF (Swap Execution Facilities) registration requirements from CFTC (Commodities Futures Trading Commission) on 26thOct 2022.

Key Points: 
  • SINGAPORE, Oct. 27, 2022 /PRNewswire/ -- SynOption Pte Ltd, a leading Options analytics and trading firm headquartered in Singapore and licensed as a Recognized Market Operator (RMO) by Monetary Authority of Singapore (MAS), announced it has received exemption from SEF (Swap Execution Facilities) registration requirements from CFTC (Commodities Futures Trading Commission) on 26thOct 2022.
  • The exemption comes under the MAS-CFTC regime of mutual recognition of derivative trading venues in the United States and Singapore.
  • The public statement from CFTC can be seen here https://www.cftc.gov/PressRoom/PressReleases/7887-19 .
  • Since launching SynOption, it has built very niche Options focused products for institutional use including trading, analytics, and risk systems.