Inheritance

Sientra Reports Inducement Grants Under NASDAQ Listing Rule 5635(c)(4)

Wednesday, February 19, 2020 - 10:00pm

In each case, the vesting of shares is contingent upon the recipients continued service with the Company through each vesting date.

Key Points: 
  • In each case, the vesting of shares is contingent upon the recipients continued service with the Company through each vesting date.
  • The grants were made as an inducement that was a material component of each persons compensation and subsequent acceptance of employment with the Company or the Companys miraDry subsidiary, and were granted as employment inducement awards pursuant to NASDAQ Listing Rule 5635(c)(4) approved by the Compensation Committee.
  • Headquartered in Santa Barbara, California, Sientra is a diversified global medical aesthetics company and a leading partner to aesthetic physicians.
  • Sientra has developed a broad portfolio of products with technologically differentiated characteristics, supported by independent laboratory testing and strong clinical trial outcomes.

ERES REIT Declares February 2020 Monthly Distribution

Tuesday, February 18, 2020 - 10:00pm

TORONTO, Feb. 18, 2020 (GLOBE NEWSWIRE) -- European Residential Real Estate Investment Trust (TSX-V:ERE.UN, ERES) is pleased to announce that the trustees of ERES have declared the February 2020 monthly cash distribution of 0.00875 per Unit and Class B LP Unit (the February Distribution), being equivalent to 0.105 per Unit annualized.

Key Points: 
  • TORONTO, Feb. 18, 2020 (GLOBE NEWSWIRE) -- European Residential Real Estate Investment Trust (TSX-V:ERE.UN, ERES) is pleased to announce that the trustees of ERES have declared the February 2020 monthly cash distribution of 0.00875 per Unit and Class B LP Unit (the February Distribution), being equivalent to 0.105 per Unit annualized.
  • The distribution will be payable to holders of the Units and Class B LP Units (the Unitholders) of record on February 28, 2020, with payment on March 16, 2020.
  • The final cash distribution in respect of January 2020 was C$0.01257 per Unit and Class B LP Unit.
  • ERES intends to continue to make regular monthly distributions, subject to the discretion of the ERES board of trustees.

Marine Petroleum Trust Announces First Quarter Cash Distribution

Tuesday, February 18, 2020 - 2:30pm

DALLAS, Feb. 18, 2020 /PRNewswire/ --Marine Petroleum Trust (NASDAQ: MARPS) ("Marine") today declared a quarterly cash distribution to the holders of its units of beneficial interest of $0.065452 per unit, payable on March 30, 2020, to unitholders of record on February 28, 2020.

Key Points: 
  • DALLAS, Feb. 18, 2020 /PRNewswire/ --Marine Petroleum Trust (NASDAQ: MARPS) ("Marine") today declared a quarterly cash distribution to the holders of its units of beneficial interest of $0.065452 per unit, payable on March 30, 2020, to unitholders of record on February 28, 2020.
  • This distribution of $0.065452 per unit is higher than the $0.048759 per unit distributed last quarter.
  • The price realized for both oil and natural gas produced and included in the current distribution decreased compared to the previous quarter.
  • This distribution is lower than the $0.079880 per unit distributed in the comparable quarter in 2019.

Form 8.3 - The Vanguard Group, Inc.: Ei Group plc

Monday, February 17, 2020 - 3:03pm

(b)Owner or controller of interests and short positions disclosed, if different from 1(a):

Key Points: 
  • (b)Owner or controller of interests and short positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is insufficient.
  • For a trust, the trustee(s), settlor and beneficiaries must be named.
  • (c)Name of offeror/offeree in relation to whose relevant securities this form relates:
    (d)If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
    For an opening position disclosure, state the latest practicable date prior to the disclosure
    (f)In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
  • If it is a cash offer or possible cash offer, state "N/A"
    If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

Form 8.3 - The Vanguard Group, Inc.: Sophos Group plc

Friday, February 14, 2020 - 2:04pm

(b)Owner or controller of interests and short positions disclosed, if different from 1(a):

Key Points: 
  • (b)Owner or controller of interests and short positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is insufficient.
  • For a trust, the trustee(s), settlor and beneficiaries must be named.
  • (c)Name of offeror/offeree in relation to whose relevant securities this form relates:
    (d)If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
    For an opening position disclosure, state the latest practicable date prior to the disclosure
    (f)In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
  • If it is a cash offer or possible cash offer, state "N/A"

Retrophin, Inc. Reports Inducement Grants Under Nasdaq Listing Rule 5635(c)(4)

Thursday, February 13, 2020 - 10:00pm

These inducement stock options and inducement RSUs are subject to the terms of Retrophins 2018 Equity Incentive Plan (2018 Plan), but were granted outside of the 2018 Plan and were granted as inducements material to the new employees entering into employment with Retrophin in accordance with Nasdaq Listing Rule 5635(c)(4).

Key Points: 
  • These inducement stock options and inducement RSUs are subject to the terms of Retrophins 2018 Equity Incentive Plan (2018 Plan), but were granted outside of the 2018 Plan and were granted as inducements material to the new employees entering into employment with Retrophin in accordance with Nasdaq Listing Rule 5635(c)(4).
  • The RSUs vest over four years, with 25% of the shares vesting on each anniversary of the grant date, subject to the new employees continued service relationship with Retrophin through the applicable vesting dates.
  • Retrophin is a biopharmaceutical company specializing in identifying, developing and delivering life-changing therapies to people living with rare disease.
  • Retrophins R&D efforts are supported by revenues from the Companys commercial products Chenodal, Cholbam, Thiola and Thiola EC.

Gabelli Global Small and Mid Cap Value Trust Declares First Quarter Distribution of $0.16 Per Share, a 14% Increase From the Prior Quarter

Wednesday, February 12, 2020 - 1:14pm

The Board of Trustees authorized a 14% increase in the cash distribution from $0.14 per share to $0.16 per share for March 2020.

Key Points: 
  • The Board of Trustees authorized a 14% increase in the cash distribution from $0.14 per share to $0.16 per share for March 2020.
  • The Fund intends to pay a quarterly distribution of an amount determined each quarter by the Board of Trustees.
  • Each quarter, the Board of Trustees reviews the amount of any potential distribution from the income, realized capital gain, or capital available.
  • The Funds distribution policy is subject to modification or termination by the Board of Trustees at any time.

Harbor Launches First CIT

Monday, February 10, 2020 - 4:08pm

Harbor Capital serves as the investment adviser to the Harbor Funds family of no-load, openend mutual funds and Harbor Capital Appreciation CIT.

Key Points: 
  • Harbor Capital serves as the investment adviser to the Harbor Funds family of no-load, openend mutual funds and Harbor Capital Appreciation CIT.
  • Harbor Trust Company, Inc. (Harbor Trust Company) has established the Harbor Collective Investment Trust (the Harbor CIT) pursuant to a Declaration of Trust and the Harbor Capital Appreciation CIT (the Fund), a collective investment fund of the Harbor CIT, pursuant to a Fund Declaration.
  • Harbor Capital Advisors, Inc. (Harbor Capital), an affiliate of Harbor Trust Company, serves as investment adviser and Jennison Associates LLC (the Subadviser) serves as subadviser with respect to the Fund, subject to Harbor Trust Companys oversight.
  • Participation in the Harbor Capital Appreciation CIT is limited to Eligible Trusts that are accepted by Harbor Trust Company, as the trustee, as Participating Trusts.

Form 8.3 - The Vanguard Group, Inc.: Ei Group plc

Monday, February 10, 2020 - 3:05pm

(b)Owner or controller of interests and short positions disclosed, if different from 1(a):

Key Points: 
  • (b)Owner or controller of interests and short positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is insufficient.
  • For a trust, the trustee(s), settlor and beneficiaries must be named.
  • (c)Name of offeror/offeree in relation to whose relevant securities this form relates:
    (d)If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
    For an opening position disclosure, state the latest practicable date prior to the disclosure
    (f)In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
  • If it is a cash offer or possible cash offer, state "N/A"
    If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

Whiting USA Trust II Announces Trust Quarterly Distribution

Thursday, February 6, 2020 - 10:00pm

Total production volumes decreased 39 MBOE (or 15%) during the fourth quarterly payment period of 2019 as compared to the third quarterly payment period of 2019.

Key Points: 
  • Total production volumes decreased 39 MBOE (or 15%) during the fourth quarterly payment period of 2019 as compared to the third quarterly payment period of 2019.
  • All costless collar hedge contracts terminated as of December 31, 2014, and no additional hedges are allowed to be placed on Trust assets.
  • Additionally, the estimated time when the market price of the Trust units should decline to zero is based on the economic rights of the Trust units.
  • The trading price of the Trust units is affected by factors outside of the control of the Trust or Whiting, including actions of market participants, among others.