MFDA Hearing Panel imposes sanctions in the matter of Joel Attis
TORONTO, Nov. 11, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Joel Henry Attis (the "Respondent") by Notice of Hearing dated December 18, 2019, as amended on July 12, 2021 ("Amended Notice of Hearing").
- TORONTO, Nov. 11, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Joel Henry Attis (the "Respondent") by Notice of Hearing dated December 18, 2019, as amended on July 12, 2021 ("Amended Notice of Hearing").
- In its Decision (Misconduct) and Reasons dated July 5, 2022, the Hearing Panel found that the two allegations set out in theAmendedNotice of Hearing against the Respondent had been established.
- A penalty hearing in this proceeding took place electronically by videoconference on November 10, 2022, before a three-member Hearing Panel of the MFDA's Atlantic Regional Council.
- Copies of the Decision (Misconduct) and Reasons and the Amended Notice of Hearing are available on the MFDA website at www.mfda.ca .