MFDA Hearing Panel imposes sanctions in the matter of Marja Harmer
TORONTO, July 7, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Marja Grobbink Harmer(the "Respondent") by Notice of Hearing dated December 14, 2020 ("Notice of Hearing").
- TORONTO, July 7, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Marja Grobbink Harmer(the "Respondent") by Notice of Hearing dated December 14, 2020 ("Notice of Hearing").
- As previously announced , the sanctions phase in this proceeding was held electronically by videoconference on July 6, 2022, before a three-member Hearing Panel of the MFDA's Prairie Regional Council.
- During the period described in the Notice of Hearing, the Respondent carried on business in the Regina Saskatchewan area.
- For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.