Securities Exchange Act

WPG Investor Alert: Bronstein, Gewirtz & Grossman, LLC Reminds Washington Prime Group, Inc. Investors of Class Action and Encourages Shareholders to Contact the Firm

Retrieved on: 
Wednesday, June 2, 2021
Legal, Professional services, Civil law, Class action, Securities Exchange Act

Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/wpg .

Key Points: 
  • Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/wpg .
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

Last Chance for Investors to Actively Participate in Kadmon Holdings, Inc. (KDMN) Class Action - Bronstein, Gewirtz & Grossman, LLC

Retrieved on: 
Wednesday, June 2, 2021
Civil law, Class action, Lawsuit, Securities Exchange Act

This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.

Key Points: 
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • If you suffered a loss in Kadmon you have until June 2, 2021 to request that the Court appoint you as lead plaintiff.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

Shareholders With Losses Exceeding $100K – Final Chance to Actively Participate in SOS Limited (SOS) Class Action - Bronstein, Gewirtz & Grossman, LLC

Retrieved on: 
Tuesday, June 1, 2021
Civil law, Class action, Lawsuit, Securities Exchange Act

This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.

Key Points: 
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • If you suffered a loss in SOS you have until June 1, 2021 to request that the Court appoint you as lead plaintiff.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

Shareholders With Losses Exceeding $250K – Last Chance to Actively Participate in Canoo Inc. (GOEV) Class Action - Bronstein, Gewirtz & Grossman, LLC

Retrieved on: 
Tuesday, June 1, 2021
Civil law, Class action, Lawsuit, Securities Exchange Act

This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.

Key Points: 
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • If you suffered a loss in Canoo you have until June 1, 2021 to request that the Court appoint you as lead plaintiff.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

Gores Holdings VI, Inc. Files Quarterly Report

Retrieved on: 
Tuesday, June 1, 2021
Professional services, Finance, Corporate crime, SEC filings, Economy of New York City, NASDAQ, U.S. Securities and Exchange Commission, Agencies of the United States government, Form 10-Q, Financial markets, Finance, 73rd United States Congress, Securities Exchange Act

Gores Holdings VI, Inc. (Nasdaq: GHVI) (the Company), announced today that, on May 27, 2021, it filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the Form 10-Q) with the Securities and Exchange Commission (the SEC).

Key Points: 
  • Gores Holdings VI, Inc. (Nasdaq: GHVI) (the Company), announced today that, on May 27, 2021, it filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the Form 10-Q) with the Securities and Exchange Commission (the SEC).
  • The Notice had no immediate effect on the listing or trading of the Companys securities on the Nasdaq Capital Market.
  • On June 1, 2021, the Company received confirmation from Nasdaq stating that it is now in compliance with the Rule.
  • The Company cautions readers not to place undue reliance upon any forward-looking statements, which speak only as of the date made.

Flame Acquisition Corp. Receives Expected NYSE Notice Regarding Delayed Form 10-Q Filing

Retrieved on: 
Tuesday, June 1, 2021
Professional services, Finance, New York Stock Exchange, U.S. Securities and Exchange Commission, Corporate crime, Securities Exchange Act

On May 25, 2021, the Company received a notice (the Notice) from the NYSE indicating that the Company was not in compliance with the Rule because it had not timely filed its Form 10-Q with the SEC as required by the Rule.

Key Points: 
  • On May 25, 2021, the Company received a notice (the Notice) from the NYSE indicating that the Company was not in compliance with the Rule because it had not timely filed its Form 10-Q with the SEC as required by the Rule.
  • The Notice had no immediate effect on the listing of the Companys securities on the NYSE, and indicated that the Company had six months to file its Form 10-Q to regain compliance.
  • By letter dated May 28, 2021, the NYSE confirmed that the Company had regained compliance with the Rule with the filing of the Companys Form 10-Q with the SEC on May 28, 2021.
  • Any forward-looking statement in this press release speaks only as of the date of this press release.

East Resources Acquisition Company Receives Expected Notice From NASDAQ Regarding Delayed Quarterly Report

Retrieved on: 
Friday, May 28, 2021
Energy, Professional services, Oil, Gas, Finance, Financial markets, Finance, Economy of New York City, NASDAQ, Listing, U.S. Securities and Exchange Commission, Money, Nasdaq Nordic, Securities Exchange Act

East Resources Acquisition Company (NASDAQ:ERES) (the Company) today announced that, on May 26, 2021, it received a notice (the Notice) from the Listing Qualifications Department of The NASDAQ Stock Market LLC (NASDAQ) stating that the Company is not in compliance with NASDAQ Listing Rule 5250(c)(1) (the Rule) because the Company failed to timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the Form 10-Q) with the Securities and Exchange Commission (SEC).

Key Points: 
  • East Resources Acquisition Company (NASDAQ:ERES) (the Company) today announced that, on May 26, 2021, it received a notice (the Notice) from the Listing Qualifications Department of The NASDAQ Stock Market LLC (NASDAQ) stating that the Company is not in compliance with NASDAQ Listing Rule 5250(c)(1) (the Rule) because the Company failed to timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the Form 10-Q) with the Securities and Exchange Commission (SEC).
  • The Notice has no immediate effect on the listing or trading of the Companys securities on the NASDAQ.
  • Under NASDAQ rules, the Company has 60 calendar days from the date of the Notice, or until July 26, 2021, to submit a plan to regain compliance with the Rule.
  • East Resources Acquisition Company, led by Terrence (Terry) M. Pegula, is a blank check company formed for the purpose of entering into a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses in the energy industry in North America.

WPG Investor Update: Bronstein, Gewirtz & Grossman, LLC Notifies Washington Prime Group, Inc. Investors of Class Action and Encourages Investors to Contact the Firm

Retrieved on: 
Friday, May 28, 2021
Civil law, Class action, Securities Exchange Act

Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/wpg .

Key Points: 
  • Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/wpg .
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

China Unicom seeks to deregister its American Depositary Shares and terminate reporting obligations under the United States Securities Exchange Act

Retrieved on: 
Friday, May 28, 2021
Financial markets, Stock market, SEC filings, Finance, 73rd United States Congress, Securities Exchange Act, U.S. Securities and Exchange Commission, Listing, ADSS, Security, New York Stock Exchange, American depositary receipt

The NYSE filed Form 25 with the United States Securities and Exchange Commission (the "SEC") on 7 May 2021 and the delisting of the Company's ADSs became effective as of the beginning of the business on 18 May 2021.

Key Points: 
  • The NYSE filed Form 25 with the United States Securities and Exchange Commission (the "SEC") on 7 May 2021 and the delisting of the Company's ADSs became effective as of the beginning of the business on 18 May 2021.
  • The Company announced that in light of the delisting, the Company intends to file a Form 15F on the date of this press release with the SEC to deregister the ADSs of the Company and terminate its reporting obligations under the United States Securities Exchange Act (the "Exchange Act").
  • The Company's reporting obligation under the Exchange Act will be suspended immediately upon such filing.
  • The Company's ordinary shares are traded on The Stock Exchange of Hong Kong Limited.

SKLZ Investor Alert: Bronstein, Gewirtz & Grossman, LLC Notifies Skillz Inc. Shareholders of Class Action and Encourages Investors to Contact the Firm

Retrieved on: 
Tuesday, May 25, 2021
Civil law, Class action, Lawsuit, Securities Exchange Act

This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.

Key Points: 
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • If you wish to review a copy of the Complaint you can visit the firms site: www.bgandg.com/sklz or you may contact Peretz Bronstein, Esq.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.