Securities Exchange Act

SHAREHOLDER ALERT: Robbins LLP Announces that Array Technologies, Inc. (ARRY) is Being Sued for Misleading Shareholders

Retrieved on: 
Tuesday, July 6, 2021

The complaint asserts claims under the Securities Act of 1933 and Securities Exchange Act of 1934.

Key Points: 
  • The complaint asserts claims under the Securities Act of 1933 and Securities Exchange Act of 1934.
  • Array purports to be one of the world's largest manufacturers of ground-mounting systems used in solar energy projects.
  • If you suffered a loss due to Array Technologies, Inc.'s misconduct, click here .
  • According to the complaint, Array's Offering Materials stated that one of the Company's strengths related to its management of costs.

REKR Shareholder Alert: Bronstein, Gewirtz & Grossman, LLC Notifies Rekor Systems, Inc. Investors of Class Action and Encourages Shareholders to Contact the Firm

Retrieved on: 
Tuesday, July 6, 2021

Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/rekr .

Key Points: 
  • Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/rekr .
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • If you wish to review a copy of the Complaint you can visit the firms site: www.bgandg.com/rekr or you may contact Peretz Bronstein, Esq.
  • If you suffered a loss in Rekor you have until August 30, 2021, to request that the Court appoint you as lead plaintiff.

Neptune Provides Bi-Weekly Update to Management Cease Trade Order; Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Form 40-F

Retrieved on: 
Monday, July 5, 2021

The Letter has no immediate effect on the listing or trading of NEPT's common shares on the Nasdaq Capital Market.

Key Points: 
  • The Letter has no immediate effect on the listing or trading of NEPT's common shares on the Nasdaq Capital Market.
  • The Company expects that Annual Filings and its Form 40-F will be filed on or about July 15, 2021.
  • The Company has applied to, and received from, the applicable Canadian securities regulatory authorities a management cease trade order ("MCTO").
  • The MCTO does not affect the ability of shareholders who are not insiders of the Company to trade their securities.

TEDU Investor Alert: Bronstein, Gewirtz & Grossman, LLC Reminds Tarena International, Inc. Investors of Class Action and Encourages Shareholders to Contact the Firm

Retrieved on: 
Thursday, July 1, 2021

Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/tedu .

Key Points: 
  • Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/tedu .
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

Johnson Fistel, LLP Files Class Action Suit Against Rocket Companies (RKT)

Retrieved on: 
Wednesday, June 30, 2021

SAN DIEGO, June 30, 2021 (GLOBE NEWSWIRE) -- Johnson Fistel, LLP announces that a class action lawsuit has commenced on behalf of shareholders of Rocket Companies, Inc. (NYSE: RKT) Class A common.

Key Points: 
  • SAN DIEGO, June 30, 2021 (GLOBE NEWSWIRE) -- Johnson Fistel, LLP announces that a class action lawsuit has commenced on behalf of shareholders of Rocket Companies, Inc. (NYSE: RKT) Class A common.
  • The class action is on behalf of shareholders who purchased Rocket Companies between February 25, 2021 and May 5, 2021, both dates inclusive (the "Class Period").
  • The Rocket Companies class action lawsuit charges the Company and certain of its officers and directors with violations of the Securities Exchange Act of 1934.
  • The stunning collapse in Rocket Companies' gain on sale margin reflected the fact that the favorable market conditions purportedly being experienced by Rocket Companies during the Class Period had, in fact reversed.

Remedent, Inc. Files Form 15 to Suspend SEC Exchange Act Registration and Applies to Qualify for OTC Markets Alternative Reporting Standard for Pink Sheet Companies

Retrieved on: 
Wednesday, June 30, 2021

On filing the Form 15, the Companys obligation to file certain Exchange Act reports, including Forms 10-K, 10-Q and 8-K will be immediately suspended.

Key Points: 
  • On filing the Form 15, the Companys obligation to file certain Exchange Act reports, including Forms 10-K, 10-Q and 8-K will be immediately suspended.
  • After careful consideration, weighing the advantages and disadvantages of being an Exchange Act reporting company and alternatives to maintaining a Pink Sheet quote on the OTC Markets Group, the decision was made to file a Form 15 with the SEC.
  • Going forward the Company will be filing its management prepared Annual and Quarterly Financial Statements through the OTC Markets Alternative Reporting Standard (ARS) and News Service.
  • Companies trading on the OTC Markets Pink Sheet that do not report to the SEC may publish continuous disclosure documents under the ARS pursuant to OTC Markets' Pink Basic Disclosure Guidelines.

NEC Corporation to Terminate U.S. Public Reporting Obligations

Retrieved on: 
Wednesday, June 30, 2021

NEC Corporation (NEC; TOKYO: 6701) today announced that it will voluntarily file a Form 15F with the United States Securities and Exchange Commission (the SEC) to terminate the registration of its common shares under Section 12(g) of the Securities Exchange Act of 1934, as amended (the Exchange Act), and its corresponding reporting obligations under Section 13(a) of the Exchange Act.

Key Points: 
  • NEC Corporation (NEC; TOKYO: 6701) today announced that it will voluntarily file a Form 15F with the United States Securities and Exchange Commission (the SEC) to terminate the registration of its common shares under Section 12(g) of the Securities Exchange Act of 1934, as amended (the Exchange Act), and its corresponding reporting obligations under Section 13(a) of the Exchange Act.
  • Upon filing of the Form 15F, the Companys reporting obligations under the Exchange Act will be immediately suspended, including its obligations to file annual reports on Form 20-F and reports on Form 6-K.
  • These forward-looking statements include all matters that are not historical facts and include statements regarding NECs intention to terminate the registration of its common shares and the corresponding reporting obligations.
  • Forward-looking statements in respect of NECs intention to terminate its mandatory reporting obligations involve known and unknown risks, uncertainties and assumptions.

TEDU Investor Alert: Bronstein, Gewirtz & Grossman, LLC Notifies Tarena International, Inc. Investors of Class Action and Encourages Shareholders to Contact the Firm

Retrieved on: 
Tuesday, June 29, 2021

Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/tedu .

Key Points: 
  • Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/tedu .
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • or his Investor Relations Analyst, Yael Hurwitz of Bronstein, Gewirtz & Grossman, LLC at 212-697-6484.
  • In addition to representing institutions and other investor plaintiffs in class action security litigation, the firms expertise includes general corporate and commercial litigation, as well as securities arbitration.

Opera supplements annual report with Nanobank's audited financial statements

Retrieved on: 
Monday, June 28, 2021

The amendment supplements the annual report with the audited financial statements and related notes of NanoCred Cayman Company Limited ("Nanobank"), which are to be filed on or before June 30th in accordance with Rule3-09of RegulationS-Xunder the Securities Exchange Act of 1934.

Key Points: 
  • The amendment supplements the annual report with the audited financial statements and related notes of NanoCred Cayman Company Limited ("Nanobank"), which are to be filed on or before June 30th in accordance with Rule3-09of RegulationS-Xunder the Securities Exchange Act of 1934.
  • Opera's annual report is otherwise unchanged.
  • The annual report, including the amendment, can be accessed on the Opera's investor relations website at https://investor.opera.com/sec-filings or theSEC'swebsite at https://www.sec.gov .
  • Opera will provide a hard copy of its annual report, free of charge, to its shareholders and the ADS holders upon request.

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Pinterest, Inc. of Class Action Lawsuit and Upcoming Deadline – PINS

Retrieved on: 
Sunday, June 20, 2021

Plaintiff pursues claims against the Defendants under the Securities Exchange Act of 1934 (the Exchange Act).

Key Points: 
  • Plaintiff pursues claims against the Defendants under the Securities Exchange Act of 1934 (the Exchange Act).
  • If you are a shareholder who purchased Pinterest securities during the Class Period, you have until June 28, 2021 to ask the Court to appoint you as Lead Plaintiff for the class.
  • Those who inquire by e-mail are encouraged to include their mailing address, telephone number, and the number of shares purchased.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, the Pomerantz Firm pioneered the field of securities class actions.