Securities Act

Nuveen Closed-End Fund Announces Intention to Redeem Preferred Shares

Retrieved on: 
Friday, September 27, 2019
Banking, Professional services, Finance, Financial markets, Stock market, U.S. Securities and Exchange Commission, Finance, 73rd United States Congress, Securities Act, SEC Rule 144A, Qualified institutional buyer, Security, Securities regulation in the United States, Nuveen, Qualified institutional placement

The Fund intends to offer the new preferred shares to qualified institutional buyers (as defined in Rule 144A under the Securities Act of 1933 (the Securities Act) in a private offering exempt from registration under the Securities Act.

Key Points: 
  • The Fund intends to offer the new preferred shares to qualified institutional buyers (as defined in Rule 144A under the Securities Act of 1933 (the Securities Act) in a private offering exempt from registration under the Securities Act.
  • The new preferred shares have not been and will not be registered under the Securities Act or any state securities laws.
  • Unless so registered, no preferred shares may be offered or sold in the United States except pursuant to an exemption from the registration requirements of the Securities Act and applicable state securities laws.
  • Nuveen and the closed-end funds managed by Nuveen and its affiliates undertake no responsibility to update publicly or revise any forward-looking statements.

Glancy Prongay & Murray LLP Files Securities Class Action on Behalf of electroCore, Inc. Investors

Retrieved on: 
Thursday, September 26, 2019
Legal, Professional services, 73rd United States Congress, U.S. Securities and Exchange Commission, Securities Act, Securities Exchange Act, Decades, Units of time, Federal government of the United States

Glancy Prongay & Murray LLP (GPM) announces that it has filed a class action lawsuit in the United States District Court for the District of New Jersey captioned Turnofsky v. electroCore, Inc., et al., (Case No.

Key Points: 
  • Glancy Prongay & Murray LLP (GPM) announces that it has filed a class action lawsuit in the United States District Court for the District of New Jersey captioned Turnofsky v. electroCore, Inc., et al., (Case No.
  • Plaintiff pursues claims under Sections 11 and 15 of the Securities Act of 1933 (the Securities Act) and Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 (the Exchange Act).
  • Investors are hereby notified that they have 60 days from the date of this notice to move the Court to serve as lead plaintiff in this action.
  • On this news, the Companys share price fell $1.58, nearly 29%, to close at $3.75 per share on May 15, 2019, thereby injuring investors.

ChinaNet Online Holdings Completes First Half of Private Placement and Share Issuance

Retrieved on: 
Wednesday, September 25, 2019
Finance, Economy, China Telecommunications Corporation, U.S. Securities and Exchange Commission, Private placement, Security, Securities Act, Telecommunications companies

The Company sold each Share to Investors at $1.4927 per Share and conducted the private placement pursuant to Section 4(2) of the Securities Act of 1933, as amended, and Regulation S promulgated thereunder.

Key Points: 
  • The Company sold each Share to Investors at $1.4927 per Share and conducted the private placement pursuant to Section 4(2) of the Securities Act of 1933, as amended, and Regulation S promulgated thereunder.
  • ChinaNet Online Holdings, Inc., a parent company of ChinaNet Online Media Group Ltd., incorporated in the BVI (ChinaNet), is an integrated online advertising, precision marketing and data-analysis and management services platform.
  • ChinaNet provides prescriptive analysis for its clients to improve business outcomes and to create more efficient enterprises.
  • There can be no assurance that future developments affecting ChinaNet will be those anticipated by ChinaNet.

VEON Announces Launch of Offering of $1,000,000,000 Senior Notes

Retrieved on: 
Wednesday, September 25, 2019
Financial markets, Finance, Companies, Telenor, Alfa Group, VEON, Euronext, 73rd United States Congress, VEON, Security, Securities Act, NASDAQ

AMSTERDAM, Sept. 25, 2019 /PRNewswire/ -- VEON Holdings B.V. (the "Issuer"), a subsidiary of VEON Ltd. (NASDAQ: VEON) (Euronext Amsterdam: VEON), announces an offering of $1,000,000,000 in aggregate principal amount of senior unsecured notes (the "Notes"), subject to market and other customary conditions (the "Offering").

Key Points: 
  • AMSTERDAM, Sept. 25, 2019 /PRNewswire/ -- VEON Holdings B.V. (the "Issuer"), a subsidiary of VEON Ltd. (NASDAQ: VEON) (Euronext Amsterdam: VEON), announces an offering of $1,000,000,000 in aggregate principal amount of senior unsecured notes (the "Notes"), subject to market and other customary conditions (the "Offering").
  • VEON is a NASDAQ and Euronext Amsterdam-listed global provider of connectivity and internet services, headquartered in Amsterdam.
  • The Offering is being made by means of an offering memorandum.
  • The Notes have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the "Securities Act").

Huntsman to Discuss Third Quarter 2019 Results on October 25, 2019

Retrieved on: 
Tuesday, September 24, 2019
Communication, Forward-looking statement, Financial markets, Stock market, Securities Act, Security

Certain information in this release constitutes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934.

Key Points: 
  • Certain information in this release constitutes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934.
  • These statements are based on management's current beliefs and expectations.
  • The company assumes no obligation to provide revisions to any forward-looking statementsshould circumstances change, except as otherwise required by applicable laws.
  • View original content to download multimedia: http://www.prnewswire.com/news-releases/huntsman-to-discuss-third-quarte...

Beazer Homes Announces Closing of Offering of $350 Million Senior Unsecured Notes Due 2029

Retrieved on: 
Tuesday, September 24, 2019
Construction & Property, Residential Building & Real Estate, U.S. Securities and Exchange Commission, 73rd United States Congress, Securities Act, Security, Repurchase agreement

Beazer Homes USA, Inc. (NYSE: BZH) (the Company) announced today the completion of its previously-announced offering of $350 million aggregate principal amount of 7.25% Senior Unsecured Notes due 2029 (the Notes).

Key Points: 
  • Beazer Homes USA, Inc. (NYSE: BZH) (the Company) announced today the completion of its previously-announced offering of $350 million aggregate principal amount of 7.25% Senior Unsecured Notes due 2029 (the Notes).
  • The Notes were offered in a private offering that was exempt from the registration requirements of the Securities Act of 1933, as amended (the Securities Act).
  • The net proceeds of the offering, together with borrowings under a new senior unsecured term loan facility and cash on hand, will be used to finance the repurchase of all of the $500 million aggregate principal amount of the Companys 8.75% Senior Notes due 2022 (the 2022 Notes).
  • We build our homes in Arizona, California, Delaware, Florida, Georgia, Indiana, Maryland, Nevada, North Carolina, South Carolina, Tennessee, Texas, and Virginia.

Progressive Care Inc. Announces $3.7 Million Gross Revenue for August 2019

Retrieved on: 
Tuesday, September 24, 2019
U.S. Securities and Exchange Commission, 73rd United States Congress, Communication, Forward-looking statement, Securities Act, Securities Exchange Act, Meaning, Analytic philosophy, Logic, Articles

Statements contained herein that are not based upon current or historical fact are forward-looking in nature and constitute forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934.

Key Points: 
  • Statements contained herein that are not based upon current or historical fact are forward-looking in nature and constitute forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934.
  • Such forward-looking statements reflect the Companys expectations about its future operating results, performance, and opportunities that involve substantial risks and uncertainties.
  • These statements include but are not limited to statements regarding the intended terms of the offering, closing of the offering and use of any proceeds from the offering.
  • When used herein, the words anticipate, believe, estimate, upcoming, plan, target, intend and expect and similar expressions, as they relate to Progressive Care Inc., its subsidiaries, or its management, are intended to identify such forward-looking statements.

iAnthus Announces Conversion to Single Class of Securities

Retrieved on: 
Tuesday, September 24, 2019
Financial markets, Finance, Equity securities, Money, Stock market, Corporate finance, Security, Securities Act, Common stock, Class A share

The conversion of 13.56 million Class A shares into 13.56 million Common shares has been completed and filed as required with SEDI.

Key Points: 
  • The conversion of 13.56 million Class A shares into 13.56 million Common shares has been completed and filed as required with SEDI.
  • With this change, we are effectively eliminating our dual class equity structure with different voting rights and moving to one class of common."
  • Forward-looking statements include, without limitation, statements relating to the benefits of converting the Class A Shares to common shares, and the conversion of the Class A Shares into the underlying common shares.
  • Persons unless registered under the U.S. Securities Act and applicable state securities laws or an exemption from such registration is available.

SHAREHOLDER ALERT: CLAIMSFILER REMINDS FTCH, GNLN, OLLI, VRAY INVESTORS of Lead Plaintiff Deadline in Class Action Lawsuits

Retrieved on: 
Tuesday, September 24, 2019
Financial markets, Stock market, Initial public offering, Finance, Security, Corporate finance, Class action, Securities Class Action, Milberg, Securities Act

NEW ORLEANS, Sept. 23, 2019 (GLOBE NEWSWIRE) -- ClaimsFiler, a FREE shareholder information service, reminds investors of pending deadlines in the following securities class action lawsuits:

Key Points: 
  • NEW ORLEANS, Sept. 23, 2019 (GLOBE NEWSWIRE) -- ClaimsFiler, a FREE shareholder information service, reminds investors of pending deadlines in the following securities class action lawsuits:
    Class Period: shares issued either in or after the April 2019 initial public offering.
  • Class Period: 9/21/2018 - 8/8/2019 or purchase of securities issued either in or after the September 2018 Initial Public Offering.
  • If you wish to serve as a Lead Plaintiff in the class action, you must petition the Court on or before the Lead Plaintiff Motion deadline.
  • ClaimsFiler has a single mission: to serve as the information source to help retail investors recover their share of billions of dollars from securities class action settlements.

SailPoint Announces Pricing of Upsized $350 Million Convertible Senior Notes Offering

Retrieved on: 
Friday, September 20, 2019
Software, Technology, Security, Financial markets, U.S. Securities and Exchange Commission, Stock market, 73rd United States Congress, SEC Rule 144A, Securities Act, Qualified institutional buyer, Security, Finance

SailPoint Technologies Holdings, Inc. (NYSE: SAIL) (SailPoint or the Company) today announced the pricing of $350 million aggregate principal amount of 0.125% convertible senior notes due 2024 (the notes) in a private offering (the offering) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the Securities Act).

Key Points: 
  • SailPoint Technologies Holdings, Inc. (NYSE: SAIL) (SailPoint or the Company) today announced the pricing of $350 million aggregate principal amount of 0.125% convertible senior notes due 2024 (the notes) in a private offering (the offering) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the Securities Act).
  • The aggregate principal amount of the offering was increased from the previously announced offering size of $300 million.
  • SailPoint also granted the initial purchasers of the notes a 13-day option to purchase up to an additional $50 million aggregate principal amount of notes.
  • The notes will be convertible into cash, shares of SailPoints common stock or a combination thereof, at SailPoints election.