Securities Act

DGAP-News: ABOUT YOU Holding AG: ABOUT YOU sets final offer price at €23.00 per share

Retrieved on: 
Monday, June 14, 2021

There will be no public offering of the securities in the United States or any other jurisdiction.

Key Points: 
  • There will be no public offering of the securities in the United States or any other jurisdiction.
  • This publication constitutes neither an offer to sell nor a solicitation to buy securities.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.
  • These measures may result in the market price of Shares being higher than would otherwise have been the case.

DGAP-News: APONTIS PHARMA AG: Notification on the implementation of stabilization measures

Retrieved on: 
Thursday, June 10, 2021

There will be no public offering of the securities in the United States.

Key Points: 
  • There will be no public offering of the securities in the United States.
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.
  • Any investment or investment activity to which this document relates is available only to Relevant Persons and will be engaged in only with Relevant Persons.

DGAP-News: APONTIS PHARMA AG: Post-Stabilisation disclosure - Partial exercise of the Greenshoe Option

Retrieved on: 
Thursday, June 10, 2021

Disclosure of the partial exercise of the Greenshoe Option in accordance with Article 8 lit.

Key Points: 
  • Disclosure of the partial exercise of the Greenshoe Option in accordance with Article 8 lit.
  • The Greenshoe Option was exercised by the stabilisation manager in the amount of 117,243 no-par value ordinary shares of the Issuer.
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.

RLJ Lodging Trust Announces Senior Secured Notes Offering

Retrieved on: 
Thursday, June 10, 2021

RLJ Lodging Trust (the Company) (NYSE:RLJ) announced today that its operating partnership, RLJ Lodging Trust, L.P. (the Operating Partnership or the Issuer), intends to offer $400 million aggregate principal amount of senior secured notes due 2026 (the Notes).

Key Points: 
  • RLJ Lodging Trust (the Company) (NYSE:RLJ) announced today that its operating partnership, RLJ Lodging Trust, L.P. (the Operating Partnership or the Issuer), intends to offer $400 million aggregate principal amount of senior secured notes due 2026 (the Notes).
  • The Notes will be guaranteed by the Company and certain subsidiaries of the Operating Partnership that guarantee the Companys senior credit facilities.
  • The Company intends to use the net proceeds of the offering to partially repay outstanding near-term maturity indebtedness under the Companys credit facilities and the Companys outstanding secured mortgage indebtedness, as well as any costs and expenses related thereto, and for general corporate purposes.
  • The Notes and the related guarantees have not been registered under the Securities Act of 1933, as amended (the Securities Act), or any state securities laws.

Thesis Gold Announces Pricing and Increase of the Size of Previously Announced Overnight Marketed Public Offering to Up to $16 Million

Retrieved on: 
Thursday, June 10, 2021

The Flow-Through Shares and the Non-Flow-Through Shares are together, the "Offered Shares".

Key Points: 
  • The Flow-Through Shares and the Non-Flow-Through Shares are together, the "Offered Shares".
  • The Offering will be conducted through a syndicate of agents led by Clarus Securities Inc., and including Cormark Securities Inc., and P.I.
  • There can be no assurance as to whether or when the Offering may be completed, or as to the actual size or terms of the Offering.
  • The Offered Shares have not been and will not be registered under the U.S. Securities Act or any state securities laws.

The Cheesecake Factory Incorporated Announces Proposed Offerings of Convertible Senior Notes and Common Stock

Retrieved on: 
Thursday, June 10, 2021

The Cheesecake Factory Incorporated (NASDAQ: CAKE) (the Company) today announced its intention to offer, subject to market and other conditions, $300,000,000 aggregate principal amount of convertible senior notes due 2026 (the notes) and $175,000,000 of common stock in separate public offerings registered under the Securities Act of 1933, as amended.

Key Points: 
  • The Cheesecake Factory Incorporated (NASDAQ: CAKE) (the Company) today announced its intention to offer, subject to market and other conditions, $300,000,000 aggregate principal amount of convertible senior notes due 2026 (the notes) and $175,000,000 of common stock in separate public offerings registered under the Securities Act of 1933, as amended.
  • The completion of the note offering will not be contingent on the completion of the common stock offering, and the completion of the common stock offering will not be contingent on the completion of the note offering.
  • The interest rate, initial conversion rate and other terms of the notes will be determined at the pricing of the note offering.
  • The completion of the preferred stock repurchase and conversion will be subject to customary closing conditions and will be contingent on the completion of the proposed offerings.

WisdomTree Announces Pricing of Offering of $150.0 Million of Convertible Senior Notes

Retrieved on: 
Thursday, June 10, 2021

NEW YORK, June 10, 2021 (GLOBE NEWSWIRE) -- WisdomTree Investments, Inc. (NASDAQ: WETF) (WisdomTree) today announced the pricing of its offering of $150.0 million aggregate principal amount of its convertible senior notes due 2026 (the notes) in a private offering (the offering) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the Securities Act).

Key Points: 
  • NEW YORK, June 10, 2021 (GLOBE NEWSWIRE) -- WisdomTree Investments, Inc. (NASDAQ: WETF) (WisdomTree) today announced the pricing of its offering of $150.0 million aggregate principal amount of its convertible senior notes due 2026 (the notes) in a private offering (the offering) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the Securities Act).
  • WisdomTree also granted the initial purchaser of the notes an option to purchase, for settlement during a period of 13 days from, and including, the date the notes are first issued, up to an additional $22.5 million aggregate principal amount of the notes.
  • Key terms of the notes are as follows:
    Maturity in 5 years June 15, 2026, unless earlier converted, repurchased or redeemed.
  • Cash settlement of principal amount Upon conversion, WisdomTree will pay cash up to the aggregate principal amount of the notes to be converted.

ASE Technology Holding Co., Ltd. Announces Monthly Net Revenues*

Retrieved on: 
Thursday, June 10, 2021

*This press release is intended to comply with Taiwan regulatory requirements.

Key Points: 
  • *This press release is intended to comply with Taiwan regulatory requirements.
  • This press release contains "forward-looking statements" within the meaning of Section 27A of the United States Securities Act of 1933, as amended, and Section 21E of the United States Securities Exchange Act of 1934, as amended.
  • The words "anticipate," "believe," "estimate," "expect," "intend," "plan" and similar expressions, as they relate to us, are intended to identify these forward-looking statements in this press release.
  • For a discussion of these risks and other factors, please see the documents we file from time to time with the Securities and Exchange Commission, including the 2020Annual Report on Form 20-F filed on April 6, 2021.

INVESTOR ALERT: Scott+Scott Attorneys at Law LLP Files Securities Class Action Against RLX Technology Inc. (NYSE: RLX)

Retrieved on: 
Thursday, June 10, 2021

Scott+Scott Attorneys at Law LLP (Scott+Scott), an international shareholder and consumer rights litigation firm, has filed a securities class action lawsuit against RLX Technology Inc. (NYSE: RLX) (RLX or the Company), its U.S. representatives, certain RLX directors and officers and the underwriters of RLXs January 2021 initial public offering (IPO), alleging violations of 11, 12 and 15 of the Securities Act, 15 U.S.C.

Key Points: 
  • Scott+Scott Attorneys at Law LLP (Scott+Scott), an international shareholder and consumer rights litigation firm, has filed a securities class action lawsuit against RLX Technology Inc. (NYSE: RLX) (RLX or the Company), its U.S. representatives, certain RLX directors and officers and the underwriters of RLXs January 2021 initial public offering (IPO), alleging violations of 11, 12 and 15 of the Securities Act, 15 U.S.C.
  • As the truth about RLXs financials and its regulatory exposure reached the market, the value of the Companys shares declined dramatically.
  • By the commencement of the action, RLXs shares traded as low as $7.89 per ADS, or over 34% below the $12 IPO price.
  • Scott+Scott has significant experience in prosecuting major securities, antitrust, and consumer rights actions throughout the United States.

WisdomTree Announces Private Offering of $150.0 Million of Convertible Senior Notes

Retrieved on: 
Wednesday, June 9, 2021

NEW YORK, June 09, 2021 (GLOBE NEWSWIRE) -- WisdomTree Investments, Inc. (NASDAQ: WETF) (WisdomTree) today announced its intention to offer, subject to market conditions and other factors, $150.0 million aggregate principal amount of its convertible senior notes due 2026 (the notes) in a private offering (the offering) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the Securities Act).

Key Points: 
  • NEW YORK, June 09, 2021 (GLOBE NEWSWIRE) -- WisdomTree Investments, Inc. (NASDAQ: WETF) (WisdomTree) today announced its intention to offer, subject to market conditions and other factors, $150.0 million aggregate principal amount of its convertible senior notes due 2026 (the notes) in a private offering (the offering) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the Securities Act).
  • WisdomTree also expects to grant the initial purchaser of the notes an option to purchase, for settlement during a period of 13 days from, and including, the date the notes are first issued, up to an additional $22.5 million aggregate principal amount of the notes.
  • Upon conversion, WisdomTree will pay cash up to the aggregate principal amount of the notes to be converted.
  • The interest rate, conversion rate and other terms of the notes are to be determined upon pricing of the offering.