73rd United States Congress

Colgate Energy Announces $400 Million Private Placement of Senior Notes Due 2029

Retrieved on: 
Wednesday, June 16, 2021
Oil, Gas, Energy, Financial markets, Finance, U.S. Securities and Exchange Commission, Money, 73rd United States Congress, Stock market, SEC Rule 144A, Securities Act, Qualified institutional buyer, United States Securities Regulation, Security, Private placement

Colgate Energy Partners III, LLC (Colgate) announced today that, subject to market conditions, it intends to offer for sale in a private placement under Rule 144A and Regulation S of the Securities Act of 1933, as amended (the Securities Act), to eligible purchasers $400 million in aggregate principal amount of senior unsecured notes due 2029. Colgate intends to use the net proceeds from this offering to fund a portion of the acquisition of certain assets of Occidental in Reeves and Ward Counties (the Occidental Acquisition).

Key Points: 
  • Colgate Energy Partners III, LLC (Colgate) announced today that, subject to market conditions, it intends to offer for sale in a private placement under Rule 144A and Regulation S of the Securities Act of 1933, as amended (the Securities Act), to eligible purchasers $400 million in aggregate principal amount of senior unsecured notes due 2029. Colgate intends to use the net proceeds from this offering to fund a portion of the acquisition of certain assets of Occidental in Reeves and Ward Counties (the Occidental Acquisition).
  • Colgate plans to offer and sell the notes only to qualified institutional buyers pursuant to Rule 144A under the Securities Act and to persons outside the United States pursuant to Regulation S under the Securities Act.
  • This communication includes statements regarding this private placement that may contain forward-looking statements within the meaning of federal securities laws.
  • Colgate believes that its expectations and forecasts are based on reasonable assumptions; however, no assurance can be given that such expectations and forecasts will prove to be correct.

DGAP-News: ABOUT YOU Holding AG: ABOUT YOU celebrates first day of trading as a listed company

Retrieved on: 
Wednesday, June 16, 2021
Finance, Money, Financial markets, Financial economics, Stock market, Initial public offering, U.S. Securities and Exchange Commission, Security, 73rd United States Congress, Private placement, Public offering, Regulation D

There will be no public offering of the securities in the United States or any other jurisdiction.

Key Points: 
  • There will be no public offering of the securities in the United States or any other jurisdiction.
  • This publication constitutes neither an offer to sell nor a solicitation to buy securities.
  • The securities have already been sold as part of a private placement.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.

J.P. Morgan Securities PLC: Pre-stabilisation Period Announcement

Retrieved on: 
Tuesday, June 15, 2021
U.S. Securities and Exchange Commission, Financial markets, Stock market, Finance, 73rd United States Congress, Securities Act, Security, Financial economics, Subscription

Stabilisation period expected to start on:

Key Points: 
  • Stabilisation period expected to start on:
    Stabilisation period expected to end no later than:
    Existence, maximum size and conditions of use of over-allotment facility:
    The Stabilisation Manager(s) may over-allot the securities in an amount not exceeding 5% of the aggregate nominal amount stated above.
  • This announcement is for information purposes only and does not constitute an invitation or offer to underwrite, subscribe for or otherwise acquire or dispose of any securities of the Issuer in any jurisdiction.
  • The securities have not been, and will not be, registered under the United States Securities Act of 1933 and may not be offered or sold in the United States absent registration or an exemption from registration.
  • There will be no public offer of securities in the United States.

DGAP-News: APONTIS PHARMA AG: Notification on the implementation of stabilization measures

Retrieved on: 
Thursday, June 10, 2021
Financial markets, Finance, U.S. Securities and Exchange Commission, Stock market, Money, 73rd United States Congress, Securities Act, Security, United States securities law, Investment Advisers Act, Regulation S-K

There will be no public offering of the securities in the United States.

Key Points: 
  • There will be no public offering of the securities in the United States.
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.
  • Any investment or investment activity to which this document relates is available only to Relevant Persons and will be engaged in only with Relevant Persons.

Amundi Physical Metals plc: UK Final Terms

Retrieved on: 
Thursday, June 10, 2021
Financial markets, Stock market, Security, Financial law, Fixed-income securities, Structured finance, 73rd United States Congress

The ETC Securities are designed to provide purchasers with exposure to Gold without having to take physical delivery of the Gold.

Key Points: 
  • The ETC Securities are designed to provide purchasers with exposure to Gold without having to take physical delivery of the Gold.
  • The Issuer, under the Programme, may only issue ETC Securities to authorised participants appointed as such (each, an "Authorised Participant").
  • Each ETC Security relates to a specific amount in weight of Gold, specified in the Final Terms, known as the "Metal Entitlement".
  • Payment of any Early Redemption Amount or the Final Redemption Amount is subject at all times to the limited recourse provisions.

RLJ Lodging Trust Announces Senior Secured Notes Offering

Retrieved on: 
Thursday, June 10, 2021
REIT, Lodging, Commercial Building & Real Estate, Construction & Property, Travel, Finance, Financial law, Economy, 73rd United States Congress, U.S. Securities and Exchange Commission, Security, Stock market, Debt, Securities Act

RLJ Lodging Trust (the Company) (NYSE:RLJ) announced today that its operating partnership, RLJ Lodging Trust, L.P. (the Operating Partnership or the Issuer), intends to offer $400 million aggregate principal amount of senior secured notes due 2026 (the Notes).

Key Points: 
  • RLJ Lodging Trust (the Company) (NYSE:RLJ) announced today that its operating partnership, RLJ Lodging Trust, L.P. (the Operating Partnership or the Issuer), intends to offer $400 million aggregate principal amount of senior secured notes due 2026 (the Notes).
  • The Notes will be guaranteed by the Company and certain subsidiaries of the Operating Partnership that guarantee the Companys senior credit facilities.
  • The Company intends to use the net proceeds of the offering to partially repay outstanding near-term maturity indebtedness under the Companys credit facilities and the Companys outstanding secured mortgage indebtedness, as well as any costs and expenses related thereto, and for general corporate purposes.
  • The Notes and the related guarantees have not been registered under the Securities Act of 1933, as amended (the Securities Act), or any state securities laws.

BSTX Files to Establish Securities Exchange. Rulebook Published by SEC is Now Open for Public Comment

Retrieved on: 
Thursday, June 10, 2021
Professional services, Data management, Technology, Other Technology, Finance, Networks, Internet, U.S. Securities and Exchange Commission, Financial markets, 73rd United States Congress, United States securities law, Agencies of the United States government, Securities Exchange Act, Security, Christopher Cox

Boston Security Token Exchange LLC (BSTX), a joint venture of BOX Digital Markets LLC and tZERO Group, Inc., announced that its updated proposed rulebook establishing itself as a securities exchange has been published by the Securities and Exchange Commission (SEC) and is open for public comment.

Key Points: 
  • Boston Security Token Exchange LLC (BSTX), a joint venture of BOX Digital Markets LLC and tZERO Group, Inc., announced that its updated proposed rulebook establishing itself as a securities exchange has been published by the Securities and Exchange Commission (SEC) and is open for public comment.
  • We appreciate the thoughtful review of our rulebook by the SEC staff and also look forward to the public comments on this filing.
  • First, BSTX proposes to allow participants to elect accelerated settlement (i.e., T+0 or T+1) for securities listed on BSTX.
  • BOX Exchange LLC (BOX Exchange), a national securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934, will operate and regulate BSTX as a facility of BOX Exchange.

Thesis Gold Announces Pricing and Increase of the Size of Previously Announced Overnight Marketed Public Offering to Up to $16 Million

Retrieved on: 
Thursday, June 10, 2021
Financial markets, Stock market, Finance, Financial economics, U.S. Securities and Exchange Commission, 73rd United States Congress, Security, Securities Act, Corporate finance, United States Securities Regulation, United States securities law, Regulation S-K

The Flow-Through Shares and the Non-Flow-Through Shares are together, the "Offered Shares".

Key Points: 
  • The Flow-Through Shares and the Non-Flow-Through Shares are together, the "Offered Shares".
  • The Offering will be conducted through a syndicate of agents led by Clarus Securities Inc., and including Cormark Securities Inc., and P.I.
  • There can be no assurance as to whether or when the Offering may be completed, or as to the actual size or terms of the Offering.
  • The Offered Shares have not been and will not be registered under the U.S. Securities Act or any state securities laws.

ASE Technology Holding Co., Ltd. Announces Monthly Net Revenues*

Retrieved on: 
Thursday, June 10, 2021
U.S. Securities and Exchange Commission, 73rd United States Congress, Communication, Forward-looking statement, Agencies of the United States government, Securities Exchange Act, SEC filings, Securities Act, Articles, Financial markets

*This press release is intended to comply with Taiwan regulatory requirements.

Key Points: 
  • *This press release is intended to comply with Taiwan regulatory requirements.
  • This press release contains "forward-looking statements" within the meaning of Section 27A of the United States Securities Act of 1933, as amended, and Section 21E of the United States Securities Exchange Act of 1934, as amended.
  • The words "anticipate," "believe," "estimate," "expect," "intend," "plan" and similar expressions, as they relate to us, are intended to identify these forward-looking statements in this press release.
  • For a discussion of these risks and other factors, please see the documents we file from time to time with the Securities and Exchange Commission, including the 2020Annual Report on Form 20-F filed on April 6, 2021.

INVESTOR ALERT: Scott+Scott Attorneys at Law LLP Files Securities Class Action Against RLX Technology Inc. (NYSE: RLX)

Retrieved on: 
Thursday, June 10, 2021
Legal, Professional services, Financial markets, Stock market, 73rd United States Congress, U.S. Securities and Exchange Commission, Initial public offering, Class action, Securities Act, Security, Securities Class Action

Scott+Scott Attorneys at Law LLP (Scott+Scott), an international shareholder and consumer rights litigation firm, has filed a securities class action lawsuit against RLX Technology Inc. (NYSE: RLX) (RLX or the Company), its U.S. representatives, certain RLX directors and officers and the underwriters of RLXs January 2021 initial public offering (IPO), alleging violations of 11, 12 and 15 of the Securities Act, 15 U.S.C.

Key Points: 
  • Scott+Scott Attorneys at Law LLP (Scott+Scott), an international shareholder and consumer rights litigation firm, has filed a securities class action lawsuit against RLX Technology Inc. (NYSE: RLX) (RLX or the Company), its U.S. representatives, certain RLX directors and officers and the underwriters of RLXs January 2021 initial public offering (IPO), alleging violations of 11, 12 and 15 of the Securities Act, 15 U.S.C.
  • As the truth about RLXs financials and its regulatory exposure reached the market, the value of the Companys shares declined dramatically.
  • By the commencement of the action, RLXs shares traded as low as $7.89 per ADS, or over 34% below the $12 IPO price.
  • Scott+Scott has significant experience in prosecuting major securities, antitrust, and consumer rights actions throughout the United States.