Ontario Securities Commission

Gainey McKenna & Egleston Announces A Class Action Lawsuit Has Been Filed Against Instadose Pharma Corp. (INSD)

Retrieved on: 
Monday, January 3, 2022

The OSC alleged that investor funds were diverted to the benefit of Sanders, his family, and associates, and that Instadose Canada materially misrepresented the nature of its business.

Key Points: 
  • The OSC alleged that investor funds were diverted to the benefit of Sanders, his family, and associates, and that Instadose Canada materially misrepresented the nature of its business.
  • Following completion of the Business Combination, Instadose expected that its Board of Directors would consist of, among others, Sanders.
  • If you wish to discuss your rights or interests regarding this class action, please contact Thomas J. McKenna, Esq.
  • of Gainey McKenna & Egleston at (212) 983-1300, or via e-mail at [email protected] or [email protected] .

Binance is not registered in Ontario

Retrieved on: 
Thursday, December 30, 2021

TORONTO, Dec. 30, 2021 /CNW/ - The Ontario Securities Commission (OSC) is notifying investors that Binance is not registered under securities law in Ontario.

Key Points: 
  • TORONTO, Dec. 30, 2021 /CNW/ - The Ontario Securities Commission (OSC) is notifying investors that Binance is not registered under securities law in Ontario.
  • Binance represented to OSC Staff that no new transactions involving Ontario residents would occur after December 31, 2021.
  • No entity in the Binance group of companies holds any form of securities registration in Ontario.
  • To date, six crypto asset trading platforms are registered in Ontario.

KBRA Assigns Preliminary Ratings to Western Mortgage Reference Notes, Series 2021-CL2 (WAL 2021-CL2)

Retrieved on: 
Tuesday, December 28, 2021

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.

Key Points: 
  • Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.
  • Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO.
  • Kroll Bond Rating Agency Europe Limited is registered as a CRA with the European Securities and Markets Authority.
  • KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.

KBRA Assigns Insurance Financial Strength Rating to Tower Hill Insurance Exchange

Retrieved on: 
Tuesday, December 28, 2021

Additional information regarding KBRA policies, methodologies, rating scales and disclosures are available at www.kbra.com .

Key Points: 
  • Additional information regarding KBRA policies, methodologies, rating scales and disclosures are available at www.kbra.com .
  • Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO.
  • Kroll Bond Rating Agency UK Limited is registered as a CRA with the UK Financial Conduct Authority pursuant to the Temporary Registration Regime.
  • KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.

Li-Cycle Announces Redemption of All Outstanding Warrants

Retrieved on: 
Monday, December 27, 2021

The Reference Value currently equals or exceeds $10.00 per share and is less than $18.00 per share, such that the Company is entitled to call the Warrants for redemption.

Key Points: 
  • The Reference Value currently equals or exceeds $10.00 per share and is less than $18.00 per share, such that the Company is entitled to call the Warrants for redemption.
  • At the direction of the Company, the Warrant Agent has delivered today a notice of redemption (the Notice of Redemption) to each of the registered holders of the outstanding Warrants.
  • The Company will provide holders notice of the Redemption Fair Market Value no later than January 11, 2022.
  • Any Warrants that remain unexercised at 5:00 p.m. New York City time on the Redemption Date will be void and no longer exercisable, and the holders of those Warrants will be entitled to receive only the redemption price of $0.10 per Warrant.

Nextech AR CEO Evan Gappelberg Buys Company Stock in the Open Market and Provides Corporate Update

Retrieved on: 
Wednesday, December 22, 2021

The Company is also providing an update with respect to various corporate matters as set forth below.

Key Points: 
  • The Company is also providing an update with respect to various corporate matters as set forth below.
  • The Company also wishes to provide an update with respect to its projected revenues for fiscal 2021.
  • Nov 16: The rebranding of Nextech AR Solutions as a Metaverse Company, and the renaming of our product suite with the ARitize naming convention.
  • Nextech will not update any forward-looking statements or forward-looking information that are incorporated by reference herein, except as required by applicable securities laws.

KBRA Assigns Preliminary Ratings to Guggenheim MM CLO 2021-4, Ltd.

Retrieved on: 
Friday, December 17, 2021

Kroll Bond Rating Agency (KBRA) assigns preliminary ratings to four classes of notes and loans issued by Guggenheim MM CLO 2021-4, Ltd., a cash flow collateralized loan obligation (CLO) backed by a diversified portfolio of middle market and broadly syndicated corporate loans.

Key Points: 
  • Kroll Bond Rating Agency (KBRA) assigns preliminary ratings to four classes of notes and loans issued by Guggenheim MM CLO 2021-4, Ltd., a cash flow collateralized loan obligation (CLO) backed by a diversified portfolio of middle market and broadly syndicated corporate loans.
  • On the closing date, the Issuer is expected to merge with Guggenheim MM CLO 2019-2, Ltd., a middle market CLO managed by the collateral manager which initially closed in December 2019.
  • The closing date merger will use the proceeds from the issuance of new notes to pay off all outstanding notes of Guggenheim MM CLO 2019-2, Ltd.
    Guggenheim MM CLO 2021-4, Ltd. is managed by Guggenheim Corporate Funding, LLC (GCF or the collateral manager).
  • The ratings reflect initial credit enhancement levels, excess spread, and coverage tests including overcollateralization ratio and interest coverage tests.

KBRA Assigns Preliminary Ratings to J.P. Morgan Mortgage Trust 2021-15 (JPMMT 2021-15)

Retrieved on: 
Friday, December 17, 2021

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.

Key Points: 
  • Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.
  • Additional information regarding KBRA policies, methodologies, rating scales and disclosures are available at www.kbra.com .
  • Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO.
  • KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.

KBRA Assigns Preliminary Ratings to J.P. Morgan Mortgage Trust 2021-INV8 (JPMMT 2021-INV8)

Retrieved on: 
Wednesday, December 15, 2021

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.

Key Points: 
  • Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.
  • Additional information regarding KBRA policies, methodologies, rating scales and disclosures are available at www.kbra.com .
  • Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO.
  • KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.

KBRA Assigns BBB Rating to Preston Hollow Capital, LLC

Retrieved on: 
Wednesday, December 15, 2021

Kroll Bond Rating Agency (KBRA) assigns a BBB issuer rating to Preston Hollow Capital, LLC (PHC or the Company), a private investment company founded in 2014 and headquartered in Dallas Texas, specializing in direct and secondary market investments in municipal securities.

Key Points: 
  • Kroll Bond Rating Agency (KBRA) assigns a BBB issuer rating to Preston Hollow Capital, LLC (PHC or the Company), a private investment company founded in 2014 and headquartered in Dallas Texas, specializing in direct and secondary market investments in municipal securities.
  • In addition, the rating considers PHCs demonstrated strong underwriting with low losses and successful workouts of distressed credits through the COVID-19 pandemic.
  • Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO.
  • KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.