CFP Board Imposes Public Discipline
CFP Board determined that Mr. Doria's conduct violated Rule 6.5 of CFP Board's Rules of Conduct and provided grounds for discipline pursuant to Articles 3(A) and 3(G) of CFP Board's Disciplinary Rules and Procedures.
- CFP Board determined that Mr. Doria's conduct violated Rule 6.5 of CFP Board's Rules of Conduct and provided grounds for discipline pursuant to Articles 3(A) and 3(G) of CFP Board's Disciplinary Rules and Procedures.
- CFP Board determined that Mr. Reilly's conduct violated Rules 4.3 and 6.5 of CFP Board's Rules of Conduct and provided grounds for discipline pursuant to Articles 3(A) and 3(D) of CFP Board's Disciplinary Rules and Procedures.
- CFP Board determined that Mr. Sigmon's conduct violated Rule 2.1 of CFP Board's Rules of Conductand provided grounds for discipline pursuant to Article 3(A) of CFP Board'sDisciplinary Rules and Procedures.
- CFP Board owns the certification marks CFP, Certified Financial Planner, CFP (with plaque design) and CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.