SEC Office of the Whistleblower

SEC Awards Nearly $3 Million to Whistleblower

Wednesday, July 21, 2021 - 3:26pm

Washington, D.C.--(Newsfile Corp. - July 21, 2021) - The Securities and Exchange Commission today announced an award of nearly $3million to a whistleblower whose information and assistance led to a successful SEC enforcement action.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - July 21, 2021) - The Securities and Exchange Commission today announced an award of nearly $3million to a whistleblower whose information and assistance led to a successful SEC enforcement action.
  • The whistleblower alerted the SEC to previously unknown conduct and then provided substantial additional assistance, which conserved a considerable amount of SEC resources, said Emily Pasquinelli, Acting Chief of the SECs Office of the Whistleblower.
  • The SEC has awarded approximately $942 million to 186 individuals since issuing its first award in 2012.
  • Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.

SEC Awards More Than $1 Million to Whistleblower

Thursday, July 15, 2021 - 4:55pm

The whistleblower provided SEC staff with valuable information and ongoing assistance, which included participating in an interview with the staff and providing documents and additional information, saving the SEC time and resources.

Key Points: 
  • The whistleblower provided SEC staff with valuable information and ongoing assistance, which included participating in an interview with the staff and providing documents and additional information, saving the SEC time and resources.
  • Todays whistleblower played a critical role in the SEC bringing an enforcement action, said Emily Pasquinelli, Acting Chief of the SECs Office of the Whistleblower.
  • The SEC has awarded approximately $939 million to 182 individuals since issuing its first award in 2012.
  • Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.

Glancy Prongay & Murray LLP, a National Class Action Law Firm, Continues Investigation of James River Group Holdings, Ltd. (JRVR) on Behalf of Investors

Saturday, July 10, 2021 - 6:00pm

LOS ANGELES, July 10, 2021 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP (GPM), a national investor rights law firm, continues its investigation on behalf of James River Group Holdings, Ltd. (James River or the Company) (NASDAQ: JRVR ) investors concerning the Company and its officers possible violations of the federal securities laws.

Key Points: 
  • LOS ANGELES, July 10, 2021 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP (GPM), a national investor rights law firm, continues its investigation on behalf of James River Group Holdings, Ltd. (James River or the Company) (NASDAQ: JRVR ) investors concerning the Company and its officers possible violations of the federal securities laws.
  • On October 8, 2019, after the market closed, James River disclosed that it had delivered a notice of early cancellation of all policies issued to its largest customer, Rasier LLC.
  • Whistleblower Notice: Persons with non-public information regarding James River should consider their options to aid the investigation or take advantage of the SEC Whistleblower Program.
  • Glancy Prongay & Murray LLP is a premier law firm representing investors and consumers in securities litigation and other complex class action litigation.

EQONEX Files Annual Report on Form 20-F for Fiscal Year 2021

Wednesday, June 30, 2021 - 9:42pm

SINGAPORE, June 30, 2021 /PRNewswire/ --Diginex Limited (Nasdaq: EQOS), recently rebranded as EQONEX Group ("EQONEX" or the "Company"), a digital assets financial services company, today announced that it filed its annual report on Form 20-F for the fiscal year ended March 31, 2021 with the U.S. Securities and Exchange Commission ("SEC") on June 30, 2021.

Key Points: 
  • SINGAPORE, June 30, 2021 /PRNewswire/ --Diginex Limited (Nasdaq: EQOS), recently rebranded as EQONEX Group ("EQONEX" or the "Company"), a digital assets financial services company, today announced that it filed its annual report on Form 20-F for the fiscal year ended March 31, 2021 with the U.S. Securities and Exchange Commission ("SEC") on June 30, 2021.
  • The annual report can be accessed on the Company's investor relations website at https://group.eqonex.com/ as well as the SEC's website at http://www.sec.gov .
  • The Company will provide a hard copy of its annual report containing the audited consolidated financial statements, free of charge, to its shareholders upon request.
  • Follow EQONEX on social media on Twitter @eqonex, on Facebook @eqonex, and on LinkedIn.

SEC Awards More Than $1 Million to Whistleblower

Thursday, June 24, 2021 - 4:49pm

Washington, D.C.--(Newsfile Corp. - June 24, 2021) - The Securities and Exchange Commission today announced an award of more than $1 million to a whistleblower whose information and assistance led to multiple successful SEC enforcement actions.The whistleblower provided SEC staff with valuable information and ongoing assistance, which included participating in interviews with the staff.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - June 24, 2021) - The Securities and Exchange Commission today announced an award of more than $1 million to a whistleblower whose information and assistance led to multiple successful SEC enforcement actions.The whistleblower provided SEC staff with valuable information and ongoing assistance, which included participating in interviews with the staff.
  • "Today's whistleblower played a critical role in the SEC bringing these important enforcement actions,"said Emily Pasquinelli, Acting Chief of the SEC's Office of the Whistleblower.
  • "The whistleblower's information prompted the opening of the investigation, and their continued cooperation saved significant SEC staff time and resources."
  • Whistleblower awards can range from 10to 30%of the money collected when the monetary sanctions exceed $1 million.

SEC Issues Whistleblower Awards Totaling Nearly $5.3 Million

Monday, June 21, 2021 - 5:29pm

In the first order, the SEC awarded a whistleblower nearly $4 million for providing information that caused the SEC to open an investigation that led to a successful enforcement action.

Key Points: 
  • In the first order, the SEC awarded a whistleblower nearly $4 million for providing information that caused the SEC to open an investigation that led to a successful enforcement action.
  • The whistleblower provided extraordinary assistance, participating in hours of telephonic interviews and communicating dozens of times with investigative staff.
  • In the second order, the SEC awarded approximately $1.3 million to three individuals who provided information that prompted the opening of an investigation.
  • Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.

Glancy Prongay & Murray LLP, a National Class Action Law Firm, Continues Investigation of James River Group Holdings, Ltd. (JRVR) on Behalf of Investors

Monday, June 21, 2021 - 4:30pm

LOS ANGELES, June 21, 2021 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP (GPM), a national investor rights law firm, continues its investigation on behalf of James River Group Holdings, Ltd. (James River or the Company) (NASDAQ: JRVR ) investors concerning the Company and its officers possible violations of the federal securities laws.

Key Points: 
  • LOS ANGELES, June 21, 2021 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP (GPM), a national investor rights law firm, continues its investigation on behalf of James River Group Holdings, Ltd. (James River or the Company) (NASDAQ: JRVR ) investors concerning the Company and its officers possible violations of the federal securities laws.
  • On October 8, 2019, after the market closed, James River disclosed that it had delivered a notice of early cancellation of all policies issued to its largest customer, Rasier LLC.
  • Whistleblower Notice: Persons with non-public information regarding James River should consider their options to aid the investigation or take advantage of the SEC Whistleblower Program.
  • Glancy Prongay & Murray LLP is a premier law firm representing investors and consumers in securities litigation and other complex class action litigation.

Glancy Prongay & Murray LLP, a National Class Action Law Firm, Continues Investigation of James River Group Holdings, Ltd. (JRVR) on Behalf of Investors

Tuesday, June 15, 2021 - 10:30pm

Glancy Prongay & Murray LLP (GPM), a national investor rights law firm, continues its investigation on behalf of James River Group Holdings, Ltd. (James River or the Company) (NASDAQ: JRVR ) investors concerning the Company and its officers possible violations of the federal securities laws.

Key Points: 
  • Glancy Prongay & Murray LLP (GPM), a national investor rights law firm, continues its investigation on behalf of James River Group Holdings, Ltd. (James River or the Company) (NASDAQ: JRVR ) investors concerning the Company and its officers possible violations of the federal securities laws.
  • On October 8, 2019, after the market closed, James River disclosed that it had delivered a notice of early cancellation of all policies issued to its largest customer, Rasier LLC.
  • Whistleblower Notice: Persons with non-public information regarding James River should consider their options to aid the investigation or take advantage of the SEC Whistleblower Program.
  • Glancy Prongay & Murray LLP is a premier law firm representing investors and consumers in securities litigation and other complex class action litigation.

SEC Awards Approximately $3 Million to Two Whistleblowers

Monday, June 14, 2021 - 4:36pm

The whistleblowers separately and independently provided SEC staff with valuable information and ongoing assistance, which included participating in multiple interviews with the staff and providing helpful documents.

Key Points: 
  • The whistleblowers separately and independently provided SEC staff with valuable information and ongoing assistance, which included participating in multiple interviews with the staff and providing helpful documents.
  • Todays whistleblowers played an instrumental role in helping the SEC bring this important action, said Emily Pasquinelli, Acting Chief of the SECs Office of the Whistleblower.
  • The SEC has awarded approximately $932 million to 172 individuals since issuing its first award in 2012.
  • As set forth in the Dodd-Frank Act, the SEC protects the confidentiality of whistleblowers and does not disclose any information that could reveal a whistleblower's identity.

SEC Awards More Than $23 Million to Whistleblowers

Wednesday, June 2, 2021 - 4:43pm

Washington, D.C.--(Newsfile Corp. - June 2, 2021) - The Securities and Exchange Commission today announced awards of approximately $13 million and $10 million to two whistleblowers whose information and assistance led to successful SEC and related actions.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - June 2, 2021) - The Securities and Exchange Commission today announced awards of approximately $13 million and $10 million to two whistleblowers whose information and assistance led to successful SEC and related actions.
  • The SEC has awarded more than $928 million to 166 individuals since issuing its first award in 2012.
  • Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million.
  • As set forth in the Dodd-Frank Act, the SEC protects the confidentiality of whistleblowers and does not disclose any information that could reveal a whistleblower's identity.