Financial Industry Regulatory Authority

Evolve Transition Infrastructure Announces Date of Effectiveness of Reverse Split

Retrieved on: 
Friday, June 23, 2023

HOUSTON, June 23, 2023 (GLOBE NEWSWIRE) -- Evolve Transition Infrastructure LP (OTC: SNMP) (“Evolve”) today announced that it intends to implement its previously announced 1-for-30 reverse split (the “Reverse Split”) of its common units representing limited partner interests in Evolve (“common units”) effective after the over-the-counter market closes on July 17, 2023.

Key Points: 
  • HOUSTON, June 23, 2023 (GLOBE NEWSWIRE) -- Evolve Transition Infrastructure LP (OTC: SNMP) (“Evolve”) today announced that it intends to implement its previously announced 1-for-30 reverse split (the “Reverse Split”) of its common units representing limited partner interests in Evolve (“common units”) effective after the over-the-counter market closes on July 17, 2023.
  • The announcement today follows confirmation from The Financial Industry Regulatory Authority (“FINRA”) that it has received and reviewed the necessary documentation to process the Reverse Split.
  • FINRA reserves the right to further review the Reverse Split and any additional review could potentially further delay the implementation of the Reverse Split.
  • Evolve anticipates that the Reverse Split will decrease the number of common units outstanding from approximately 254.4 million to 8.5 million.

Evolve Transition Infrastructure Announces Delay in Effectiveness of Reverse Split

Retrieved on: 
Tuesday, June 13, 2023

HOUSTON, June 13, 2023 (GLOBE NEWSWIRE) -- Evolve Transition Infrastructure LP (OTC: SNMP) (“Evolve”) today announced that it is amending the date for its previously announced reverse split of its common units representing limited partner interests in Evolve (“Common Units”), which was to be effective as of the opening of trading on June 14, 2023.

Key Points: 
  • HOUSTON, June 13, 2023 (GLOBE NEWSWIRE) -- Evolve Transition Infrastructure LP (OTC: SNMP) (“Evolve”) today announced that it is amending the date for its previously announced reverse split of its common units representing limited partner interests in Evolve (“Common Units”), which was to be effective as of the opening of trading on June 14, 2023.
  • The delay in effecting the reverse split is due to the fact that this corporate action is now subject to review by the Financial Industry Regulatory Authority (“FINRA”) as a result of the Common Units initiating trading on the over-the-counter market on June 7, 2023.
  • Evolve will set and announce a new effective date for the reverse split following the successful completion of FINRA’s review.

All For One Media Corp. Announces Update Towards Acquisition of All Entertainment Media Group - Reverse Split Not Effective Pending FINRA Approval

Retrieved on: 
Wednesday, June 14, 2023

The reverse split has previously been approved by the stockholders of the Company in connection with and as a condition to the proposed acquisition of All Entertainment Media Group (AEMG).

Key Points: 
  • The reverse split has previously been approved by the stockholders of the Company in connection with and as a condition to the proposed acquisition of All Entertainment Media Group (AEMG).
  • As previously announced, unless waived by the parties, the acquisition of AEMG is subject to various conditions customary for a transaction of this nature, including effectiveness of the reverse split.
  • All Entertainment Media Group ( AEMG ) is a promising content creation and marketing company headquartered in New York.
  • The company's online entertainment properties have already started generating advertising and royalty revenues, with exponential growth projections for 2023 and beyond.

ACAMS FinTech and Crypto Summit Takes Aim at Financial Crime with Expert Speakers from SEC, NYSDFS, and More

Retrieved on: 
Wednesday, June 14, 2023

WASHINGTON, June 14, 2023 /PRNewswire/ -- To help anti-financial crime (AFC) professionals navigate the perils and promises of technology in the fight against illicit finance, ACAMS will host a special training and networking event for its 4th FinTech and Crypto Summit. Beginning on June 27th, attendees of this Austin, TX-based event will learn the latest industry guidance on a broad array of AFC issues, including practical takeaways on complying with evolving federal and state regulatory priorities, strategies to identify peer-to-peer fraud via payment apps, and mitigating terrorism-financing and sanctions-evasion risks linked to digital assets and blockchain technology.

Key Points: 
  • "As FinTech firms and cryptoasset companies continue to drive change in the financial sector, it's critical that they understand evolving AFC regulations and rising industry expectations in the fight against illicit finance," said ACAMS CEO Scott Liles.
  • "The ACAMS FinTech and Crypto Summit is a platform for the best and brightest in this space to share their compliance recommendations and drive public- and private-sector dialogue that can ensure the sector not only weathers economic downturns but thrives in the years ahead."
  • "Whether you're researching the hurdles of obtaining a FinTech bank charter, assessing the lessons of recent scandals in the crypto sector, or seeking to understand the impact of recent innovations in artificial intelligence, this event offers practical steps on your path to success," he said.
  • Find out more about the ACAMS FinTech and Crypto Summit, including how to register, here: https://www.acams.org/en/events/conferences/acams-fintech-crypto-summit
    Members of the media who wish to attend in person, can email their request directly to Lashvinder Kaur at [email protected] .

Madison Covered Call and Equity Strategy Fund (MCN) Declares Quarterly Dividend

Retrieved on: 
Thursday, June 1, 2023

MADISON, Wis., June 01, 2023 (GLOBE NEWSWIRE) -- The Madison Covered Call and Equity Strategy Fund (NYSE:MCN) (the “Fund”) declares its quarterly dividend of $0.18/share.

Key Points: 
  • MADISON, Wis., June 01, 2023 (GLOBE NEWSWIRE) -- The Madison Covered Call and Equity Strategy Fund (NYSE:MCN) (the “Fund”) declares its quarterly dividend of $0.18/share.
  • Market action can impact dividend issuance as the Fund’s total assets affect the Fund’s future dividend prospects.
  • Neither the Fund nor Madison undertakes any obligation to publicly update or revise any forward-looking statements.
  • “Madison” and/or “Madison Investments” is the unifying tradename of Madison Investment Holdings, Inc., Madison Asset Management, LLC (“MAM”), and Madison Investment Advisors, LLC (“MIA”), which also includes the Madison Scottsdale office.

Watershed Welcomes Mary Schapiro to Policy Advisory Board

Retrieved on: 
Thursday, June 1, 2023

Watershed , the leading enterprise climate platform, today announced former US Securities and Exchange Commission (SEC) Chair Mary Schapiro will join the Watershed Policy Advisory Board , a group of climate policy leaders offering strategic advice to Watershed as it helps companies navigate a fast-changing climate policy landscape.

Key Points: 
  • Watershed , the leading enterprise climate platform, today announced former US Securities and Exchange Commission (SEC) Chair Mary Schapiro will join the Watershed Policy Advisory Board , a group of climate policy leaders offering strategic advice to Watershed as it helps companies navigate a fast-changing climate policy landscape.
  • “Climate risk is financial risk, and investors are hungry for consistent, transparent data on companies’ climate risks and opportunities,” said Mary Schapiro, former chair of the Securities and Exchange Commission and Watershed Policy Advisory Board member.
  • Schapiro is Vice Chair for Global Public Policy of Bloomberg and vice chair for the Glasgow Financial Alliance for Net Zero.
  • The Watershed Policy Advisory Board is chaired by Mark Carney, the former Governor of the Bank of England and founder of the Task Force on Climate-related Financial Disclosures (TCFD) and the Glasgow Financial Alliance for Net Zero (GFANZ), and includes the key architects of global climate policy at the SEC, TCFD, CDP, United Nations, and more.

Janus Henderson Announces Appointment of Leslie F. Seidman to Board of Directors

Retrieved on: 
Wednesday, May 31, 2023

Janus Henderson Group plc (NYSE/ASX: JHG) (“Janus Henderson” or the “Company”) today announced that Leslie F. Seidman has been appointed to serve as an independent director on the Board of the Company, effective June 1, 2023.

Key Points: 
  • Janus Henderson Group plc (NYSE/ASX: JHG) (“Janus Henderson” or the “Company”) today announced that Leslie F. Seidman has been appointed to serve as an independent director on the Board of the Company, effective June 1, 2023.
  • Ms. Seidman will also serve as Chair of the Audit Committee and as a member of the Governance and Nominations Committee.
  • Ms. Seidman has over 30 years of experience in the accounting profession, serving as a member of the Financial Accounting Standards Board from 2003 to 2013 and as Chair for the last three years of her term.
  • John Cassaday, Chair of the Janus Henderson Board of Directors, said:
    “We are delighted to welcome Leslie Seidman to Janus Henderson as an independent director on the Board and as Chair of the Audit Committee.

Florida Probate Law Firm Partner Michael A. Bracchi Appointed to The Florida Bar Probate Rules Committee

Retrieved on: 
Tuesday, May 30, 2023

BOCA RATON, Fla., May 30, 2023 /PRNewswire-PRWeb/ -- Attorney Michael A. Bracchi, a distinguished partner at the Florida Probate Law Firm, PLLC, has been selected by The Florida Bar President-Elect Scott Westheimer to serve on the prestigious Florida Probate Rules Committee. This key appointment spans one year, through June 2024.

Key Points: 
  • Florida Probate Law Firm Partner Michael A. Bracchi appointed to The Florida Bar Probate Rules Committee, contributing his knowledge of probate law to enhance justice in probate matters.
  • BOCA RATON, Fla., May 30, 2023 /PRNewswire-PRWeb/ -- Attorney Michael A. Bracchi , a distinguished partner at the Florida Probate Law Firm, PLLC , has been selected by The Florida Bar President-Elect Scott Westheimer to serve on the prestigious Florida Probate Rules Committee.
  • He looks forward to leveraging his knowledge and experience in probate law to make meaningful contributions to the Probate Rules Committee.
  • The Florida Probate Law Firm, PLLC, is proud to have one of its esteemed partners appointed to such a significant position.

Prometheum Ember Capital is the First SEC Qualified Custodian for Digital Assets Securities

Retrieved on: 
Tuesday, May 23, 2023

Prometheum Ember Capital LLC (“Prometheum Capital”), a subsidiary of parent company, Prometheum Inc., announced today it has received a first-of-its-kind approval from the Financial Industry Regulatory Authority (“FINRA”) to operate as a special purpose broker-dealer (“SPBD”) for digital asset securities.

Key Points: 
  • Prometheum Ember Capital LLC (“Prometheum Capital”), a subsidiary of parent company, Prometheum Inc., announced today it has received a first-of-its-kind approval from the Financial Industry Regulatory Authority (“FINRA”) to operate as a special purpose broker-dealer (“SPBD”) for digital asset securities.
  • This approval permits Prometheum Capital to custody digital asset securities on behalf of retail and institutional clients.
  • With the approval of the SPBD, Prometheum Capital will serve as a qualified custodian.
  • Prometheum ATS can integrate with its clients' securities trading systems to allow access to and trading of digital asset securities.

Valley Bank Hires Matthew Weidle to Lead Chicago and Midwest Markets

Retrieved on: 
Tuesday, May 23, 2023

Valley Bank , a regional bank with operations along key East Coast markets and California, is expanding its Chicago office with the hiring of Matthew Weidle as First Senior Vice President and Midwest Regional President.

Key Points: 
  • Valley Bank , a regional bank with operations along key East Coast markets and California, is expanding its Chicago office with the hiring of Matthew Weidle as First Senior Vice President and Midwest Regional President.
  • View the full release here: https://www.businesswire.com/news/home/20230523005063/en/
    Matthew Weidle joins Valley Bank as First Senior Vice President and Midwest Regional President to lead Chicago and Midwest markets.
  • (Photo: Business Wire)
    In this new role, Weidle will focus on expanding Valley’s Commercial Banking presence in the Chicago market and Midwest region.
  • Valley inherited the talented and well-established Commercial Banking team through Valley’s merger with Bank Leumi USA in April 2022.