United States securities law

HQ Global Education Will Reapply for Name and Symbol Change to Big M Entertainment Corp.

Retrieved on: 
Monday, July 26, 2021
Financial Industry Regulatory Authority, United States securities law, Articles, Mean effective pressure, Brand, Business, Marketing

LOS ANGELES, CA, July 26, 2021 (GLOBE NEWSWIRE) -- via NewMediaWire HQ Global Education, Inc. (OTC: HQGE) announced today that it is preparing to reapply with FINRA to change its name to Big M Entertainment Corp. and its trading symbol to BMEP.

Key Points: 
  • LOS ANGELES, CA, July 26, 2021 (GLOBE NEWSWIRE) -- via NewMediaWire HQ Global Education, Inc. (OTC: HQGE) announced today that it is preparing to reapply with FINRA to change its name to Big M Entertainment Corp. and its trading symbol to BMEP.
  • The company also reaffirmed that it remains fully committed to supporting and expanding the brand awareness of its sole operating subsidiary Big M Entertainment Pictures.
  • Big M Entertainment is who we are, what we do and how we are branding our company and its products and services.
  • HQ Global Education, Inc. is the parent company of Big M Entertainment Pictures, Inc., a full-service film and TV production company located in the heart of Los Angeles.

First Command Reports Second Quarter 2021 Holdings for AMS Program and Banking Affiliate

Retrieved on: 
Monday, July 26, 2021
Banking, Professional services, Finance, Finance, Money, United States securities law, Investment, First Command Financial Planning, Securities Investor Protection Corporation, Financial services, Financial Industry Regulatory Authority, Financial adviser, Investment banks, LPL Financial, Cetera Financial Group

First Command Financial Services, Inc. announced today that the Asset Management Solutions (AMS) program and the Investment Management Account program closed out the second quarter of 2021 holding approximately $8.4 billion in marketable securities.

Key Points: 
  • First Command Financial Services, Inc. announced today that the Asset Management Solutions (AMS) program and the Investment Management Account program closed out the second quarter of 2021 holding approximately $8.4 billion in marketable securities.
  • First Command Financial Services, Inc. offers financial planning services, AMS and other investment advisory services to individuals and entities.
  • First Command Financial Services and its subsidiaries, including First Command Brokerage Services, First Command Advisory Services and First Command Bank, coach our Nations military families in their pursuit of financial security.
  • 2021 First Command Financial Services, Inc. is the parent company of First Command Brokerage Services, Inc. (Member SIPC , FINRA ), First Command Advisory Services, Inc., First Command Insurance Services, Inc. and First Command Bank.

Securitize Opens Access to Two Cryptocurrency Yield Funds

Retrieved on: 
Monday, July 26, 2021
Finance, Money, United States securities law, Financial markets, Cryptocurrencies, Digital currencies, Uberisation, Bitcoin, Securities Investor Protection Corporation, Financial Industry Regulatory Authority, Broker-dealer

SAN FRANCISCO, July 26, 2021 /PRNewswire/ --Securitize, Inc. announced today the opening of its Bitcoin and USD Coin yield funds, providing investors with exposure to cryptocurrencies, which are loaned to create yield.

Key Points: 
  • SAN FRANCISCO, July 26, 2021 /PRNewswire/ --Securitize, Inc. announced today the opening of its Bitcoin and USD Coin yield funds, providing investors with exposure to cryptocurrencies, which are loaned to create yield.
  • "Securitize's Bitcoin and USD Coin funds are intended to provide investors with direct exposure to cryptocurrencies, with higher yields and lower fees than other funds currently available on the market," said Carlos Domingo, CEO of Securitize.
  • "The Securitize yield funds give investors exposure to cryptocurrency and yield, in the form of a regulated security.
  • The Securitize platform is comprised of Securitize, Inc and its subsidiaries Securitize, LLC (an SEC-registered transfer agent) and Securitize Markets, LLC (an SEC-registered broker-dealer, member of FINRA and SIPC , and operator of the company's alternative trading system, Securitize Markets).

EQUITY ALERT: Rosen Law Firm Files Securities Class Action Lawsuit Against Piedmont Lithium Inc. f/k/a/ Piedmont Lithium Limited – PLL, PLLL

Retrieved on: 
Saturday, July 24, 2021
Legal, Professional services, Stock market, Financial markets, Lawsuits, Securities Class Action, Security, Class action, United States securities law, Milberg, Securities fraud

Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of Piedmont Lithium Inc. f/k/a/ Piedmont Lithium Limited (NASDAQ: PLL, PLLL) between March 16, 2018 and July 19, 2021, inclusive (the Class Period).

Key Points: 
  • Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of Piedmont Lithium Inc. f/k/a/ Piedmont Lithium Limited (NASDAQ: PLL, PLLL) between March 16, 2018 and July 19, 2021, inclusive (the Class Period).
  • Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.
  • Rosen Law Firm has achieved the largest ever securities class action settlement against a Chinese Company.

Aroundtown SA announces accounting consolidation of GCP

Retrieved on: 
Saturday, July 24, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

(CORRECTION) XcelPlus International 1-to-100 reverse stock split

Retrieved on: 
Friday, July 23, 2021
United States securities law, Financial Industry Regulatory Authority, Financial markets, OTC Markets Group, ACT, Finance, Stock market, Money

Reno, Nevada, July 23, 2021 (GLOBE NEWSWIRE) -- XcelPlus International Inc. (OTC Pink: XLPI) today announced a 1-for-100 reverse split of its outstanding common stock.

Key Points: 
  • Reno, Nevada, July 23, 2021 (GLOBE NEWSWIRE) -- XcelPlus International Inc. (OTC Pink: XLPI) today announced a 1-for-100 reverse split of its outstanding common stock.
  • The effective date of the stock split is July 26, 2021.
  • While the Financial Industry Regulatory Authority (FINRA) did process the reverse split, FINRA has neither approved nor disapproved the action.
  • Furthermore, FINRAs processing of the reverse split does not mean that FINRA has considered the companys compliance with any federal, state, or other self-regulatory requirements.

DIDI INVESTOR UPDATE: ROSEN LAW FIRM PROVIDES INVESTORS UPDATED NEWS ON DIDI CLASS ACTION. DiDi Global Inc. Investors Are Encouraged to Participate in Class Action – DIDI

Retrieved on: 
Saturday, July 24, 2021
Legal, Professional services, Stock market, Lawsuits, Securities Class Action, Security, Initial public offering, Law, United States securities law, Practice of law, Economy, Grant & Eisenhofer, Milberg

The Rosen Law Firm recovered a record $250 million for Alibaba investors in that securities class action also arising from its IPO.

Key Points: 
  • The Rosen Law Firm recovered a record $250 million for Alibaba investors in that securities class action also arising from its IPO.
  • This news provides additional evidence in support of the securities claims the Rosen Law Firm is pressing on behalf of DiDi investors.
  • The Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • Rosen Law Firm has achieved the largest ever securities class action settlement against a Chinese Company.

SEC Charges California Resident in Microcap Fraud Scheme Targeting Retail Investors

Retrieved on: 
Thursday, July 22, 2021
Stock market, Financial markets, Spamming, Finance, Crime, Microcap stock fraud, United States securities law, Pump and dump

Investors can find additional information about pump-and-dump scams, including the warning signs of fraud, on Investor.gov.  The Office of Investor Education and Advocacy and Enforcement's Retail Strategy Task Force have issued Investor Alerts about these types of fraud, including Frauds Targeting Main Street Investors -- Investor Alert, Investor Alert:  Fraudulent Stock Promotions, Investor Alert: Don’t Invite Investment Scams to Find You, and Investor Alert: Beware of Stock Recommendations on Investment Research Websites.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - July 22, 2021) - The Securities and Exchange Commission today announced that it has filed an emergency action charging California resident Charlie Abujudeh with running microcap fraud schemes targeting retail investors.
  • According to the complaint, Abujudeh generated over $9 million in illicit proceeds by selling Odyssey, Scepter, and CannaPharmaRx stock to investors during the promotions he funded.
  • We have charged that Abujudehs schemes harmed investors, said Paul Levenson, Director of the SECs Boston Regional Office.
  • Investors can find additional information about pump-and-dump scams , including the warning signs of fraud, on Investor.gov .

Javelin Securities Sponsored Qualified Opportunity Zone – Darwin Mine

Retrieved on: 
Thursday, July 22, 2021
Professional services, Natural Resources, Venture capital, Mining, Minerals, Financial markets, United States securities law, Finance, Money, Brokerage firms, Financial Industry Regulatory Authority, Broker-dealer, Security

View the full release here: https://www.businesswire.com/news/home/20210722005287/en/

Key Points: 
  • View the full release here: https://www.businesswire.com/news/home/20210722005287/en/
    Jack Stone receiving the award for the top American Opportunity Zone Project.
  • Wally Sullivan, CEO of Javelin Securities and sponsor of the Inyoag OZ Fund commented: Its critical that U.S. mines like Darwin come back online to keep pace with the Green Technology Revolution.
  • This is the only independent mining project of its kind being offered within an Opportunity Zone.
  • Javelin Securities is a FINRA registered broker dealer focused on vetting and raising capital for Qualified Opportunity Zone projects.

OTC Markets Group Welcomes Gear Energy Ltd to OTCQX

Retrieved on: 
Thursday, July 22, 2021
United States securities law, OTC Markets Group, Finance, Money, Financial markets, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, OTC, Over-the-counter

NEW YORK, July 22, 2021 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 11,000 U.S. and global securities, today announced Gear Energy Ltd (TSX: GXE) (OTCQX: GENGF), an oil focused publicly traded exploration and production company, has qualified to trade on the OTCQX Best Market.

Key Points: 
  • NEW YORK, July 22, 2021 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 11,000 U.S. and global securities, today announced Gear Energy Ltd (TSX: GXE) (OTCQX: GENGF), an oil focused publicly traded exploration and production company, has qualified to trade on the OTCQX Best Market.
  • Gear Energy Ltd upgraded to OTCQX from the Pink market.
  • Gear Energy Ltd begins trading today on OTCQX under the symbol "GENGF."
  • OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.