UBS

Seven Leading Cincinnati Wealth Executives Create DayMark Wealth Partners, An Independent Wealth Management Boutique

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Wednesday, June 8, 2022
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DayMark Wealth Partners has selected both Charles Schwab and Purshe Kaplan Sterling for custody and clearing services.

Key Points: 
  • DayMark Wealth Partners has selected both Charles Schwab and Purshe Kaplan Sterling for custody and clearing services.
  • Mike Quin is one of the seven founders of DayMark Wealth Partners.
  • Daryl Demo, one of the seven founders of DayMark Wealth Partners, has been in the financial industry since 1987.
  • Dynasty supports independent advisors and their teams in being independent, but not alone, by creating exclusive community events and experiences.

Fruitful springs out of stealth with $43M on a mission to make expert financial guidance more accessible to Americans

Retrieved on: 
Wednesday, June 8, 2022
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NEW YORK, June 8, 2022 /PRNewswire-PRWeb/ -- Fruitful, the world's first financial wellness membership, today announced $43 million in pre-launch capital anchored by an $8 million seed round led by Emigrant Bank, one of America's largest privately held banks, and a $25 million Series A round led by 8VC with participation from Lux Capital, Founders Fund, and Elad Gil, along with the founders of Brex, Gemini and Tagomi. Notable investors also include Kal Vepuri (Founder and CEO of Hero Health), Diogo Monica (Co-Founder of Anchorage), Andrew Rubin (Co-Founder and CEO of Illumio), Company Ventures, Third Prime, and Bienville Capital. An additional $10 million in funds were generated through a convertible note and domain sale. The capital is being used to fuel the company's development of its proprietary financial wellness platform, scale its team, and drive member adoption.

Key Points: 
  • The capital is being used to fuel the company's development of its proprietary financial wellness platform, scale its team, and drive member adoption.
  • Designed to address these troubling dynamics, Fruitful's new membership model is making expert financial guidance more accessible to Americans.
  • Our financial guidance offering is only the beginning of our journey to crafting a transformative financial wellness platform."
  • About Fruitful: Fruitful is the world's first financial wellness membership.

Valkyrie announces strategic fundraise

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Wednesday, June 8, 2022
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NASHVILLE, Tenn., June 8, 2022 /PRNewswire/ -- Valkyrie Investments, a leading investment manager focused on digital assets, announced today that it has raised more than $11 million as part of a strategic fundraising that includes a cross-section of traditional financial firms, digital asset firms, and others.

Key Points: 
  • "This fundraise shows the breadth of interest in both our industry and what we are building at Valkyrie," said Co-Founder and Chief Investment Officer Steven McClurg.
  • "This strategic round will enable us to better service the broader market, and to integrate with traditional financial services platforms."
  • This announcement comes on the heels of BNY Mellon accepting Valkyrie into its Accelerator Program , announced earlier this month; and Wedbush adding Valkyrie to its distribution platform, providing even broader access to Valkyrie's suite of Bitcoin-adjacent exchange traded funds (ETFs).
  • To learn more about Valkyrie Investments, visit www.valkyrieinvest.com
    Valkyrie Investments Inc. ("Valkyrie Investments") is a leading financial services firm with a focus on digital assets.

NRx Pharmaceuticals Appoints Seth Van Voorhees, PhD, as Chief Financial Officer and Treasurer

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Wednesday, June 8, 2022
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RADNOR, Pa., June 7, 2022 /PRNewswire/ -- NRx Pharmaceuticals, Inc. (Nasdaq: NRXP), a clinical-stage biopharmaceutical company, announced today that the company's Board of Directors appointed Seth Van Voorhees, Ph.D. as Chief Financial Officer and Treasurer effective June 13, 2022.

Key Points: 
  • RADNOR, Pa., June 7, 2022 /PRNewswire/ -- NRx Pharmaceuticals, Inc. (Nasdaq: NRXP), a clinical-stage biopharmaceutical company, announced today that the company's Board of Directors appointed Seth Van Voorhees, Ph.D. as Chief Financial Officer and Treasurer effective June 13, 2022.
  • "Dr. Van Voorhees is a highly accomplished CFO with extensive experience in corporate finance, capital markets, investment banking and licensing.
  • His financial and scientific expertise will be instrumental in helping us to continue to grow the Company," said Robert Besthof, Interim Chief Executive Officer of NRx Pharmaceuticals.
  • This announcement of NRx Pharmaceuticals, Inc. includes "forward-looking statements" within the meaning of the "safe harbor" provisions of the U.S.

Four UBS advisors in the Midwest Private Wealth Management market named to the Forbes/SHOOK Best-in-State Wealth Advisors list

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Tuesday, June 7, 2022
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UBS Private Wealth Management announced today that advisors Jonathan Beukelman, Michael Chudd, Mark Geist, and Jeremy Keller of the firms Montage Financial Group have been named to the Forbes/SHOOK Best-in-State Wealth Advisors list for 2022.

Key Points: 
  • UBS Private Wealth Management announced today that advisors Jonathan Beukelman, Michael Chudd, Mark Geist, and Jeremy Keller of the firms Montage Financial Group have been named to the Forbes/SHOOK Best-in-State Wealth Advisors list for 2022.
  • Jonathan has been named to numerous industry accolades over the years for his dedication to clients, including the Barrons Top 1,200 Financial Advisors list, the Financial Times Top 400 Financial Advisors list, the Forbes/SHOOK Top 250 Wealth Advisors list, and many others.
  • This is the fifth consecutive year that Jonathan has been named to the Forbes/SHOOK Best-in-State Wealth Advisors list.
  • This years Forbes/SHOOK Best-In-State Wealth Advisors list is compromised of more than 6,500 advisors, managing a collective $10 trillion in client assets.

Snowden Lane Partners, Estancia Capital Partners Secure Extended $50 Million Credit Facility

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Tuesday, June 7, 2022
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Snowden Lane Partners , an independent, advisor-owned, wealth advisory firm dedicated to providing client-focused advice in a values-driven culture, and one of the fastest-growing RIAs in the category, together with Snowden Lanes majority investor, Estancia Capital Partners (Estancia), today announced that Snowden Lane secured an expanded $50 million credit facility from ORIX Corporation (Orix).

Key Points: 
  • Snowden Lane Partners , an independent, advisor-owned, wealth advisory firm dedicated to providing client-focused advice in a values-driven culture, and one of the fastest-growing RIAs in the category, together with Snowden Lanes majority investor, Estancia Capital Partners (Estancia), today announced that Snowden Lane secured an expanded $50 million credit facility from ORIX Corporation (Orix).
  • This marks the second time Snowden Lane expanded its Orix relationship since securing an initial facility in 2018.
  • In 2021, Snowden Lane added over $2 billion in client assets for a record recruiting year.
  • Were thrilled with todays announcement, as this expanded facility enables us to enter the next phase of our growth with non-dilutive capital, said Rob Mooney, Managing Partner & CEO of Snowden Lane Partners.

TIIP Report Lays Foundation for System-level Investing Marketplace

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Tuesday, June 7, 2022
Leadership, Goal, Time, Research, ESG, Tipping point, Awareness, Organization, Solution, Investment, Industry, UBS, Focus, Adoption, Freedom, Foundation, NEW, Culture, Collection, Society, Climate change, Legal case, Security (finance), Renewable energy, Risk management, Tutoring

NEW YORK, June 7, 2022 /PRNewswire-PRWeb/ -- The Investment Integration Project (TIIP), an applied research and consulting services firm, today released a comprehensive new report that gives investors a roadmap to addressing systemic social, environmental and financial issues.

Key Points: 
  • Co-produced with Humanity United and the UBS Optimus Foundation, report highlights actions investors can take now to accelerate an industry-wide embrace of system-level investing.
  • However, many do not know how to address these issues or use approaches like system-level investing to do so.
  • Several roadblocks, including capacity constraints, regulatory uncertainty and an ingrained industry culture are stifling broader adoption of system-level investing.
  • TIIP provides consulting services, thought leadership, and a turnkey solution that support investors' pursuit of system-level investing, an advanced sustainable investing approach that focuses on managing systemic risks and investing in solutions to systemic problems.

Himax Technologies, Inc. to Attend UBS Taiwan Virtual Conference 2022 on June 20-21, 2022

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Monday, June 6, 2022
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TAINAN, Taiwan, June 06, 2022 (GLOBE NEWSWIRE) -- Himax Technologies, Inc. (Nasdaq: HIMX) (Himax or Company), a leading supplier and fabless manufacturer of display drivers and other semiconductor products, today announced that the Company will attend UBS Taiwan Virtual Conference 2022 held during June 20-21, 2022.

Key Points: 
  • TAINAN, Taiwan, June 06, 2022 (GLOBE NEWSWIRE) -- Himax Technologies, Inc. (Nasdaq: HIMX) (Himax or Company), a leading supplier and fabless manufacturer of display drivers and other semiconductor products, today announced that the Company will attend UBS Taiwan Virtual Conference 2022 held during June 20-21, 2022.
  • The Company management will host one-on-one or group meetings with interested investors during the conference dates.
  • For more information on the conference or to schedule a one-on-one or group meeting, please contact a UBS representative or the conference coordinator at: [email protected] .
  • Himax has 3,009 patents granted and 456 patents pending approval worldwide as of March 31, 2022.

Univest Securities, LLC Announces Closing of $25 Million IPO for its Client Zhong Yang Financial Group Limited (Nasdaq: TOP)

Retrieved on: 
Friday, June 3, 2022
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Univest Securities, LLC served as lead book-running manager for the Offering; Valuable Capital Limited served as joint book runner.

Key Points: 
  • Univest Securities, LLC served as lead book-running manager for the Offering; Valuable Capital Limited served as joint book runner.
  • Ortoli Rosenstadt LLP served as counsel to the Company, and Hunter Taubman Fischer & Li LLC served as counsel to the underwriters.
  • Additional factors are discussed in the Company's filings with the SEC, which are available for review at www.sec.gov .
  • Univest Securities LLC and the Company undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof.

Zhong Yang Financial Group Limited Announces Closing of $25,000,000 Initial Public Offering

Retrieved on: 
Friday, June 3, 2022
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Hong Kong China, June 03, 2022 (GLOBE NEWSWIRE) -- Zhong Yang Financial Group Limited (the "Company") (NASDAQ: TOP), a fast-growing online brokerage firm located in Hong Kong specializing in the trading of local and foreign equities, futures, options products and other financial services, today announced the closing of its initial public offering (the "Offering") of 5,000,000 ordinary shares (the "Ordinary Shares") at a public offering price of $5.00 per share for total gross proceeds of $25,000,000 before deducting underwriting discounts and offering expenses.

Key Points: 
  • Hong Kong China, June 03, 2022 (GLOBE NEWSWIRE) -- Zhong Yang Financial Group Limited (the "Company") (NASDAQ: TOP), a fast-growing online brokerage firm located in Hong Kong specializing in the trading of local and foreign equities, futures, options products and other financial services, today announced the closing of its initial public offering (the "Offering") of 5,000,000 ordinary shares (the "Ordinary Shares") at a public offering price of $5.00 per share for total gross proceeds of $25,000,000 before deducting underwriting discounts and offering expenses.
  • The Offering closed on June 3, 2022 and the Ordinary Shares began trading on June 1, 2022 on The Nasdaq Capital Market under the ticker symbol "TOP".
  • Univest Securities, LLC served as lead book-running manager for the offering; Valuable Capital Limited served as joint book runner.
  • Ortoli Rosenstadt LLP served as counsel to the Company, and Hunter Taubman Fischer & Li LLC served as counsel to the underwriters.