Securities regulation in the United States

ROSEN, TOP RANKED NATIONAL INVESTOR ATTORNEYS, Announces Filing of Securities Class Action Lawsuit Against Las Vegas Sands Corp. – LVS

Sunday, October 25, 2020 - 6:45pm

The lawsuit seeks to recover damages for Las Vegas Sands investors under the federal securities laws.

Key Points: 
  • The lawsuit seeks to recover damages for Las Vegas Sands investors under the federal securities laws.
  • To join the Las Vegas Sands class action, go to http://www.r o senlegal.com/cases-register-1948.html or call Phillip Kim, Esq.
  • toll-free at 866-767-3653 or email pkim@rosenlegal.com or cases@rosenlegal.com for information on the class action.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.

DEADLINE REMINDER: Rosen, Trusted Investor Counsel, Reminds YayYo, Inc. Investors of Important November 9 Deadline in Federal Securities Class Action – YAYO

Saturday, October 24, 2020 - 1:00am

The lawsuit seeks to recover damages for YayYo investors under the federal securities laws.

Key Points: 
  • The lawsuit seeks to recover damages for YayYo investors under the federal securities laws.
  • toll-free at 866-767-3653 or email pkim@rosenlegal.com or cases@rosenlegal.com for information on the class action.
  • Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.

INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against First American Financial Corporation and Encourages Investors with Losses of $100,000 to Contact the Firm

Friday, October 23, 2020 - 8:21pm

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of First American Financial Corporation (First American or the Company) (NYSE: FAF ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of First American Financial Corporation (First American or the Company) (NYSE: FAF ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • First American announced on October 22, 2020, that it had received a Wells Notice from the SEC.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

DGAP-News: HENSOLDT AG: Mid-stabilisation Period Announcement

Friday, October 23, 2020 - 8:01pm

This announcement is not an offer of securities for sale into the United States.

Key Points: 
  • This announcement is not an offer of securities for sale into the United States.
  • The securities referred to above have not been, and will not be, registered under the United States Securities Act of 1933 and may not be offered or sold in the United States absent registration or an exemption from registration.
  • There has not been and will not be a public offer of the securities in the United States.
  • The issuer is solely responsible for the content of this announcement.

Openfinance Securities Receives FINRA Approval for New Digital Securities Alternative Trading System (ATS) Process

Friday, October 23, 2020 - 6:14pm

CHICAGO, Oct. 23, 2020 /PRNewswire/ --Openfinance Securities, LLC, the Broker-Dealer and ATS behind the Openfinance digital securities trading platform, has received an unprecedented approval for digital securities trading enhancements to its membership agreement with FINRA relying upon the SEC's recent Staff no-action letter clearing Openfinance's digital ATS business model.

Key Points: 
  • CHICAGO, Oct. 23, 2020 /PRNewswire/ --Openfinance Securities, LLC, the Broker-Dealer and ATS behind the Openfinance digital securities trading platform, has received an unprecedented approval for digital securities trading enhancements to its membership agreement with FINRA relying upon the SEC's recent Staff no-action letter clearing Openfinance's digital ATS business model.
  • Openfinance's approval comes after more than two years of working closely with both the SEC and FINRA Staffs in support of legally compliant regulated trading of digital securities.
  • FINRA's approval, following the SEC's breakthrough decision, sets Openfinance apart from other trading venues by enabling a more accessible, liquid, and transparent market for privately offered digital securities.
  • Openfinance is the first SEC- and FINRA-regulated platform for the secondary market trading of digital securities.

INVESTIGATION REMINDER: The Schall Law Firm Announces it is Investigating Claims Against Innate Pharma S.A. and Encourages Investors with Losses of $100,000 to Contact the Firm

Friday, October 23, 2020 - 6:53pm

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Innate Pharma S.A. (Innate or the Company) (NASDAQ: IPHA ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Innate Pharma S.A. (Innate or the Company) (NASDAQ: IPHA ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • Innate announced abrupt changes to its $100 million deal with AstraZeneca on September 8, 2020.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

ROSEN, A TOP RANKED LAW FIRM, Announces Filing of Securities Class Action Lawsuit Against Las Vegas Sands Corp. – LVS

Friday, October 23, 2020 - 3:42pm

Rosen Law Firm, a global investor rights law firm, announces the filing of a class action lawsuit on behalf of purchasers of the securities of Las Vegas Sands Corp. (NYSE: LVS) between February 27, 2016 and September 15, 2020, inclusive (the Class Period).

Key Points: 
  • Rosen Law Firm, a global investor rights law firm, announces the filing of a class action lawsuit on behalf of purchasers of the securities of Las Vegas Sands Corp. (NYSE: LVS) between February 27, 2016 and September 15, 2020, inclusive (the Class Period).
  • The lawsuit seeks to recover damages for Las Vegas Sands investors under the federal securities laws.
  • To join the Las Vegas Sands class action, go to http://www.rosenlegal.com/cases-register-1948.html or call Phillip Kim, Esq.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.

ROSEN, A LEADING LAW FIRM, Reminds Royal Caribbean Cruises Ltd. Investors of Important December 7 Deadline in Securities Class Action; Encourages Investors with Losses in Excess of $100K to Contact Firm – RCL

Thursday, October 22, 2020 - 9:35pm

The lawsuit seeks to recover damages for Royal Caribbean investors under the federal securities laws.

Key Points: 
  • The lawsuit seeks to recover damages for Royal Caribbean investors under the federal securities laws.
  • To join the Royal Caribbean class action, go to http://www.rosenlegal.com/cases-register-1966.html or call Phillip Kim, Esq.
  • Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.

INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against Intercept Pharmaceuticals, Inc. and Encourages Investors with Losses of $100,000 to Contact the Firm

Thursday, October 22, 2020 - 8:25pm

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Intercept Pharmaceuticals, Inc. (Intercept or the Company) (NASDAQ: ICPT ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Intercept Pharmaceuticals, Inc. (Intercept or the Company) (NASDAQ: ICPT ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 1880 Century Park East, Suite 404, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

INVESTIGATION ALERT: The Schall Law Firm Announces It Is Investigating Claims Against Innate Pharma S.A. and Encourages Investors with Losses of $100,000 to Contact the Firm

Wednesday, October 21, 2020 - 11:36pm

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Innate Pharma S.A. (Innate or the Company) (NASDAQ: IPHA ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Innate Pharma S.A. (Innate or the Company) (NASDAQ: IPHA ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • Innate announced abrupt changes to its $100 million deal with AstraZeneca on September 8, 2020.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.