Red herring prospectus

Phreesia Announces Closing of Public Offering and Full Exercise of the Underwriters’ Option to Purchase Additional Shares

Retrieved on: 
Monday, April 12, 2021

The shares were sold at a public offering price of $50.00 per share and were purchased by the underwriters from the Company at the public offering price, less the underwriting discount.\nThe Company received net proceeds from the offering of approximately $245.3 million after deducting underwriting discounts and estimated offering expenses.\nJ.P.

Key Points: 
  • The shares were sold at a public offering price of $50.00 per share and were purchased by the underwriters from the Company at the public offering price, less the underwriting discount.\nThe Company received net proceeds from the offering of approximately $245.3 million after deducting underwriting discounts and estimated offering expenses.\nJ.P.
  • Morgan and William Blair acted as joint book-running managers for the Offering and as representatives of the underwriters.
  • Davidson & Co. and Stephens Inc. acted as co-managers for the Offering.\nThe Offering is being made only by means of a prospectus supplement and an accompanying prospectus.
  • A preliminary prospectus supplement describing the terms of the offering has been filed with the SEC.

Esports Technologies, Inc. Announces Pricing of Initial Public Offering

Retrieved on: 
Thursday, April 15, 2021

In addition, a copy of the final prospectus, when available, relating to the offering may be obtained via the SEC\'s website at www.sec.gov .\nA registration statement relating to these securities was filed with the Securities and Exchange Commission and was declared effective on April 14, 2021.

Key Points: 
  • In addition, a copy of the final prospectus, when available, relating to the offering may be obtained via the SEC\'s website at www.sec.gov .\nA registration statement relating to these securities was filed with the Securities and Exchange Commission and was declared effective on April 14, 2021.
  • We operate a licensed online gambling platform, gogawi.com, which is an esports/sportsbook focused on bettors located in Asia and Latin America.
  • We offer real money betting on esports events from around the world in a secure environment.
  • These statements include, but are not limited to, statements relating to the expected trading commencement and closing dates.

Lizhi Inc. Announces Closing Of $30.0 Million Registered Direct Offering

Retrieved on: 
Tuesday, April 13, 2021

: 333-254782) which was originally filed with the U.S. Securities and Exchange Commission (the "SEC") onMarch 26, 2021and declared effective onApril 2, 2021.

Key Points: 
  • : 333-254782) which was originally filed with the U.S. Securities and Exchange Commission (the "SEC") onMarch 26, 2021and declared effective onApril 2, 2021.
  • The offering was made only by means of a prospectus, including a prospectus supplement, forming a part of the effective registration statement.
  • A prospectus supplement and the accompanying prospectus relating to the offering were filed with the SEC and available on the SEC\'s website at http://www.sec.gov .
  • LIZHI envisions a global audio ecosystem a place where everyone can be connected through voices and across cultures.

AmpliTech Announces Closing of $23.0 Million Registered Direct Offering Priced At-The-Market

Retrieved on: 
Friday, April 16, 2021

The combined purchase price for one share of common stock with 70% warrant coverage was $8.48.

Key Points: 
  • The combined purchase price for one share of common stock with 70% warrant coverage was $8.48.
  • 333-254969) filed with the Securities and Exchange Commission, or SEC, on April 1, 2021 and declared effective on April 14, 2021.
  • A prospectus supplement and the accompanying prospectus relating to the offering of the shares were filed with the SEC.
  • These designs cover the frequency range from 50 kHz to 40 GHz - eventually, offering designs up to 100 GHz.

Squarespace Announces Public Filing of Registration Statement for Proposed Direct Listing of its Class A Common Stock

Retrieved on: 
Friday, April 16, 2021

b'NEW YORK, April 16, 2021 /PRNewswire/ --Squarespace, Inc. today announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (the "SEC") relating to a proposed direct listing of its Class A common stock.

Key Points: 
  • b'NEW YORK, April 16, 2021 /PRNewswire/ --Squarespace, Inc. today announced that it has publicly filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission (the "SEC") relating to a proposed direct listing of its Class A common stock.
  • Squarespace intends to list its Class A common stock on the New York Stock Exchange under the ticker symbol "SQSP.
  • "\nA registration statement relating to these securities has been filed with the SEC but has not yet become effective.
  • These securities may not be sold, nor may offers to buy be accepted, prior to the time the registration statement becomes effective.

Valneva Files Registration Statement for Proposed United States Initial Public Offering

Retrieved on: 
Saturday, April 10, 2021

All securities to be sold in the Global Offering will be offered by the Company.

Key Points: 
  • All securities to be sold in the Global Offering will be offered by the Company.
  • Goldman Sachs, Jefferies, Guggenheim Securities and Bryan, Garnier & Co. are acting as joint bookrunners for the Global Offering.
  • These securities may not be sold, nor may offers to buy be accepted, prior to the time the registration statement becomes effective.
  • The registration statement can be accessed by the public on the website of the SEC.

Aldel Financial Inc. Announces Pricing of $100 Million Initial Public Offering

Retrieved on: 
Thursday, April 8, 2021

ThinkEquity, a division of Fordham Financial Management, Inc., is acting as sole book-running manager for the offering.

Key Points: 
  • ThinkEquity, a division of Fordham Financial Management, Inc., is acting as sole book-running manager for the offering.
  • The Company has granted the underwriters a 45-day option to purchase up to 1,500,000 additional units at the initial public offering price to cover over-allotments, if any.
  • A registration statement relating to the securities sold in the initial public offering was declared effective by the U.S. Securities and Exchange Commission (the SEC) on April 8, 2021.
  • This press release contains statements that constitute forward-looking statements, including with respect to the Companys initial public offering (IPO) and search for an initial business combination.

Identiv Announces Pricing of Public Offering of Common Stock

Retrieved on: 
Thursday, April 8, 2021

FREMONT, Calif., April 08, 2021 (GLOBE NEWSWIRE) -- Identiv, Inc. (Nasdaq: INVE) today announced the pricing of an underwritten public offering of 3,286,385 shares of its common stock at a price to the public of $10.65 per share.

Key Points: 
  • FREMONT, Calif., April 08, 2021 (GLOBE NEWSWIRE) -- Identiv, Inc. (Nasdaq: INVE) today announced the pricing of an underwritten public offering of 3,286,385 shares of its common stock at a price to the public of $10.65 per share.
  • All of the shares in the offering are being sold by Identiv.
  • The gross proceeds to Identiv from the offering, before deducting the underwriting discounts and commissions and other offering expenses, are expected to be approximately $35.0 million.
  • In addition, Identiv has granted the underwriters a 30-day option to purchase up to an additional 492,957 shares of its common stock at the public offering price, less underwriting discounts and commissions.

Addex Files Registration Statement on Form F-3 with the US Securities and Exchange Commission

Retrieved on: 
Thursday, April 8, 2021

Each ADS represents the right to receive six shares of Addex.

Key Points: 
  • Each ADS represents the right to receive six shares of Addex.
  • Addex intends to file a prospectus supplement with the SEC, where required, to describe the specific terms of any such securities offering.
  • A registration statement on Form F-3 has been filed with the SEC but has not yet become effective.
  • The securities referred to in the registration statement may not be sold, nor may offers to buy them be accepted, prior to the time the registration statement becomes effective.

BioSolar Announces Closing of $5.0 Million Registered Direct Offering

Retrieved on: 
Wednesday, April 7, 2021

H.C. Wainwright & Co. acted as the exclusive placement agent for the offering.

Key Points: 
  • H.C. Wainwright & Co. acted as the exclusive placement agent for the offering.
  • The gross proceeds from the offering were $5.0 million.
  • 333-254336) relating to the registered direct offering of the securities described above was filed with the Securities and Exchange Commission (SEC) on March 16, 2021 and was declared effective on March 25, 2021.
  • The offering of the securities was made only by means of a prospectus supplement and accompanying prospectus that forms a part of the effective registration statement.