Financial law

Form 8.3 - The Vanguard Group, Inc.: Willis Towers Watson plc

Retrieved on: 
Thursday, July 22, 2021
Stock market, Financial law, Security, Derivative, Electronic voting, Finance, Articles, Human activities, Regulation S-K

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.

Key Points: 
  • Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.
  • If none, this should be stated.
  • Is a Supplemental Form 8 attached?
  • (Note 9) NO

Form 8.3 - The Vanguard Group, Inc.: Willis Towers Watson plc

Retrieved on: 
Thursday, July 22, 2021
Stock market, Financial law, Security, Derivative, Electronic voting, Finance, Articles, Human activities, Regulation S-K

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.

Key Points: 
  • Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.
  • If none, this should be stated.
  • Is a Supplemental Form 8 attached?
  • (Note 9) NO

Form 8.3 - The Vanguard Group, Inc.: Aon plc

Retrieved on: 
Thursday, July 22, 2021
Stock market, Financial law, Security, Derivative, Electronic voting, Finance, Articles, Human activities, Regulation S-K

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.

Key Points: 
  • Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.
  • If none, this should be stated.
  • Is a Supplemental Form 8 attached?
  • (Note 9) NO

Amundi Physical Metals plc: Final Terms

Retrieved on: 
Thursday, July 22, 2021
Financial markets, Security, Stock market, Finance, Financial law, Fixed-income securities, Structured finance

The ETC Securities are designed to provide purchasers with exposure to Gold without having to take physical delivery of the Gold.

Key Points: 
  • The ETC Securities are designed to provide purchasers with exposure to Gold without having to take physical delivery of the Gold.
  • Each ETC Security relates to a specific amount in weight of Gold, specified in the Final Terms, known as the "Metal Entitlement".
  • Payment of any Early Redemption Amount or the Final Redemption Amount is subject at all times to the limited recourse provisions.
  • Any early or final redemption of the ETC Securities of a Series will be settled in cash.

AM Best Assigns Indicative Issue Credit Ratings to Lincoln National Corporation’s Subordinated Notes

Retrieved on: 
Wednesday, July 21, 2021
Professional services, Finance, Finance, Money, Economy, Credit, Financial law, Debt, Subordinated debt, Security, Fixed-income securities

AM Best has assigned indicative Long-Term Issue Credit Ratings (Long-Term IR) of bbb+ (Good) to the subordinated notes of Lincoln National Corporation (LNC) (headquartered in Radnor, PA) [NYSE: LNC].

Key Points: 
  • AM Best has assigned indicative Long-Term Issue Credit Ratings (Long-Term IR) of bbb+ (Good) to the subordinated notes of Lincoln National Corporation (LNC) (headquartered in Radnor, PA) [NYSE: LNC].
  • The subordinated notes will rank senior to the capital securities following their issuance, and accordingly, the capital securities will be subordinated and junior to the subordinated notes in right of payment.
  • For additional information regarding the use and limitations of Credit Rating opinions, please view Guide to Bests Credit Ratings .
  • For information on the proper use of Bests Credit Ratings, Bests Preliminary Credit Assessments and AM Best press releases, please view Guide to Proper Use of Bests Ratings & Assessments .

Oxford Square Capital Corp. Schedules Second Quarter 2021 Earnings Release and Conference Call for July 27, 2021

Retrieved on: 
Tuesday, July 20, 2021
Loans, Communication, Forward-looking statement, Collateralized loan obligation, CLO, Economy, Articles, Financial law

GREENWICH, Conn., July 20, 2021 (GLOBE NEWSWIRE) -- Oxford Square Capital Corp. (NasdaqGS: OXSQ) (NasdaqGS: OXSQL) (NasdaqGS: OXSQZ) (NasdaqGS: OXSQG) announced today that it will hold a conference call to discuss second quarter 2021 earnings on Tuesday, July 27, 2021 at 9:00 AM Eastern time. The toll free dial-in number is 1-888-339-0740. There will be a recording available for 30 days. If you are interested in hearing the recording, please dial 1-877-344-7529. The replay pass-code number is 10159023.    

Key Points: 
  • GREENWICH, Conn., July 20, 2021 (GLOBE NEWSWIRE) -- Oxford Square Capital Corp. (NasdaqGS: OXSQ ) (NasdaqGS: OXSQL) (NasdaqGS: OXSQZ) (NasdaqGS: OXSQG) announced today that it will hold a conference call to discuss second quarter 2021 earnings on Tuesday, July 27, 2021 at 9:00 AM Eastern time.
  • About Oxford Square Capital Corp.
    Oxford Square Capital Corp. is a publicly-traded business development company principally investing in syndicated bank loans and debt and equity tranches of collateralized loan obligation (CLO) vehicles.
  • This press release contains forward-looking statements subject to the inherent uncertainties in predicting future results and conditions.
  • Certain factors could cause actual results and conditions to differ materially from those projected in these forward-looking statements.

AffiniPay is One of the Best Places to Work in Austin Again

Retrieved on: 
Tuesday, July 20, 2021
Legal, Technology, Mobile, Wireless, Human resources, Professional services, Audio, Video, Software, Networks, Other Professional Services, Financial law, Payment, Business, Accounting, Articles, Economy, Credit cards, Payment systems

AffiniPay, the leading provider of payment technology for professional service industries, announced Friday that for the second year in a row it has been named one of the Best Places to Work in Austin by the Austin Business Journal (ABJ).

Key Points: 
  • AffiniPay, the leading provider of payment technology for professional service industries, announced Friday that for the second year in a row it has been named one of the Best Places to Work in Austin by the Austin Business Journal (ABJ).
  • In the mid-size company category, AffiniPay was named as the 5th Best Place to Work in Austin for 2021.
  • AffiniPay is the technology behind industry-leading payment brands LawPay, CPACharge, AffiniPay for Associations, ClientPay and DesignPay.
  • AffiniPay is the financial technology market leader in professional services payments serving legal, accounting, architectural, engineering and construction firms.

KBRA Assigns Preliminary Rating to TVEST 2021A, LLC Note

Retrieved on: 
Tuesday, July 20, 2021
Banking, Professional services, Finance, Finance, Money, Structured finance, Asset-backed security, Financial law, Receivables, Credit enhancement

Kroll Bond Rating Agency (KBRA) assigns a preliminary rating to one class of notes from TVEST 2021A, LLC, an asset-backed securities (ABS) transaction collateralized by litigation finance and medical receivables serviced by Experity Ventures LLC (Experity).

Key Points: 
  • Kroll Bond Rating Agency (KBRA) assigns a preliminary rating to one class of notes from TVEST 2021A, LLC, an asset-backed securities (ABS) transaction collateralized by litigation finance and medical receivables serviced by Experity Ventures LLC (Experity).
  • TVEST 2021A represents Experitys second ABS transaction collateralized by litigation finance and medical receivables, following the issuance by TVEST 2020A, LLC in August 2020.
  • The ADPB is the aggregate discounted cash flows of the collections associated with the TVEST 2021A portfolios litigation funding receivables (Litigation Receivables) and medical receivables (Medical Receivables and, collectively, Receivables).
  • The Class A Notes benefit from credit enhancement in the form of overcollateralization, subordination and a cash reserve account.

Form 8.3 - The Vanguard Group, Inc.: Aon plc

Retrieved on: 
Tuesday, July 20, 2021
Stock market, Financial law, Security, Derivative, Electronic voting, Finance, Articles, Human activities, Regulation S-K

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.

Key Points: 
  • Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.
  • If none, this should be stated.
  • Is a Supplemental Form 8 attached?
  • (Note 9) NO

Form 8.3 - The Vanguard Group, Inc.: UDG Healthcare plc

Retrieved on: 
Tuesday, July 20, 2021
Stock market, Financial law, Security, Derivative, Electronic voting, Finance, Articles, Human activities, Regulation S-K

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.

Key Points: 
  • Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.
  • If none, this should be stated.
  • Is a Supplemental Form 8 attached?
  • (Note 9) NO