CIRO to Hold Disciplinary Hearing for Domino Au-Young
VANCOUVER, BC, June 14, 2023 /CNW/ - An initial appearance has been scheduled before a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) to set a date for a disciplinary hearing in the matter of Domino Au-Young.
- VANCOUVER, BC, June 14, 2023 /CNW/ - An initial appearance has been scheduled before a hearing panel of the Investment Dealer Division of the Canadian Investment Regulatory Organization (CIRO) to set a date for a disciplinary hearing in the matter of Domino Au-Young.
- The initial appearance is open to the public unless the hearing panel orders otherwise.
- The date for the disciplinary hearing will be made available at www.iiroc.ca .
- The Notice of Hearing and Statement of Allegations which sets out the allegations is available at:
All information about disciplinary proceedings relating to current and former member firms and individual registrants is available in the Enforcement section of the IIROC website for investment dealer disciplinary proceedings and the MFDA website for mutual fund dealer disciplinary proceedings.