CIRO Hearing Panel issues Reasons for Decision in the matter of Robert Colvin
TORONTO, June 26, 2023 /CNW/ - A Hearing Panel of the Mutual Fund Dealers Association of Canada, now Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated June 2, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Winnipeg, Manitoba on November 1, 2022, in the matter of Robert Angus Colvin (the "Respondent").
- TORONTO, June 26, 2023 /CNW/ - A Hearing Panel of the Mutual Fund Dealers Association of Canada, now Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated June 2, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Winnipeg, Manitoba on November 1, 2022, in the matter of Robert Angus Colvin (the "Respondent").
- In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
- A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca .
- During the period described in the Reasons for Decision, the Respondent conducted business in the Winnipeg, Manitoba area.