Financial regulation

SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of UP Fintech Holding Limited - TIGR

Retrieved on: 
Saturday, February 4, 2023
Pomerantz, Financial regulation, China Securities Regulatory Commission, Financial technology, Australian securities law, UP, TIGR, News, Private investigator

NEW YORK, Feb. 04, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP is investigating claims on behalf of investors of UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ: TIGR).

Key Points: 
  • NEW YORK, Feb. 04, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP is investigating claims on behalf of investors of UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ: TIGR).
  • Such investors are advised to contact Robert S. Willoughby at [email protected] or 888-476-6529, ext.
  • The investigation concerns whether UP Fintech and certain of its officers and/or directors have engaged in securities fraud or other unlawful business practices.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

Bragar Eagel & Squire, P.C. Is Investigating UP Fintech, G-III, Super Micro, and Mercury and Encourages Investors to Contact the Firm

Retrieved on: 
Tuesday, January 24, 2023
Glass house, Physical optics, Mercury Systems, Acquisition, Mercury, G-III Apparel Group, MRCY, Financial regulation, Supermicro, China Securities Regulatory Commission, P.C, Financial technology, Australian securities law, News, Bank, Audit

NEW YORK, Jan. 23, 2023 (GLOBE NEWSWIRE) -- Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against UP Fintech Holding Limited (NASDAQ: TIGR), G-III Apparel Group, Ltd. (NASDAQ: GIII), Super Micro, Inc. (NASDAQ: SMCI), and Mercury Systems, Inc. (NASDAQ: MRCY). Our investigations concern whether these companies have violated the federal securities laws and/or engaged in other unlawful business practices. Additional information about each case can be found at the link provided.

Key Points: 
  • Our investigations concern whether these companies have violated the federal securities laws and/or engaged in other unlawful business practices.
  • Additional information about each case can be found at the link provided.
  • On this news, Mercury’s stock price fell $4.73, or 7.6%, during intraday trading on July 26, 2022.
  • For more information on the Mercury investigation go to: https://bespc.com/cases/MRCY

SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of UP Fintech Holding Limited - TIGR

Retrieved on: 
Sunday, January 22, 2023
Pomerantz, Financial regulation, China Securities Regulatory Commission, Financial technology, Australian securities law, UP, TIGR, News, Private investigator

NEW YORK, Jan. 21, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP is investigating claims on behalf of investors of UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ: TIGR).

Key Points: 
  • NEW YORK, Jan. 21, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP is investigating claims on behalf of investors of UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ: TIGR).
  • Such investors are advised to contact Robert S. Willoughby at [email protected] or 888-476-6529, ext.
  • The investigation concerns whether UP Fintech and certain of its officers and/or directors have engaged in securities fraud or other unlawful business practices.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

Highlights - BUDG-CONT: Consideration of Draft Report: Proposal for Financial Regulation - 9.02.23 - Committee on Budgets

Retrieved on: 
Saturday, February 4, 2023
BUDG, Member, Adoption, Financial regulation, Parliament, European Parliament, Committees of the European Parliament, Royal commission, European Commission, EU

BUDG-CONT: Consideration of Draft Report: Proposal for Financial Regulation - 9.02.23

Key Points: 
  • BUDG-CONT: Consideration of Draft Report: Proposal for Financial Regulation - 9.02.23
    03-02-2023 - 10:33
    On 16 May 2022, the European Commission presented a proposal with targeted adjustments to the EU's Financial Regulation to align existing financial rules with the current long-term budget 2021-2027 and further reinforce them in aspects such as, among other, transparency, and better protected and more agile budget.
  • Following this proposal, the European Parliament's rapporteurs have worked on and finalised the draft report for the consideration of which Members of the BUDG and CONT committees will meet on 9 February 2023.
  • This meeting will be an additional step in Parliament's procedure towards the adoption of the draft report in joint committee meeting planned for 28 March 2023, with a plenary announcement of mandate planned for, at the latest, 17 April 2023.

Highlights - Exchange of views on the financial programming of the EU for 2023-2027 - 9.02.23 - Committee on Budgets

Retrieved on: 
Saturday, February 4, 2023
MFF, Draft, Legislation, Financial regulation, Commission, Budget, Article, Financial regulation in Australia, Risk management, EU

Exchange of views on the financial programming of the EU for 2023-2027 - 9.02.23

Key Points: 
  • Exchange of views on the financial programming of the EU for 2023-2027 - 9.02.23
    03-02-2023 - 12:01
    Every year, the Commission updates the financial programming for the remainder of the multiannual financial framework (MFF - the EU's long term budget), in accordance with the Article 41(2) of the Financial Regulation and the Interinstitutional Agreement accompanying the 2021-2027 MFF.
  • The financial programming update includes the changes resulting from the 2023 budget adopted at the end of last year, the impact of recently adopted or proposed legislation and the effect of transfers and amending budgets.
  • Crucially, the financial programming forms the basis of the Draft Budget 2024 and makes clear what resources are available to respond to emerging needs or for political priorities.

Highlights - Consideration of Draft Report: Proposal for Financial Regulation - Committee on Budgetary Control

Retrieved on: 
Thursday, February 2, 2023
Royal commission, BUDG, Member, Adoption, Financial regulation, Parliament, European Parliament Committee on Budgetary Control, Committee, Committees of the European Parliament, European, European Parliament, United States Congressional Joint Select Committee on Budget and Appropriations Process Reform, European Commission, Animal, Budget, EU

Consideration of Draft Report: Proposal for Financial Regulation

Key Points: 
  • Consideration of Draft Report: Proposal for Financial Regulation
    02-02-2023 - 11:44
    On 9 February 2023, the Committees on Budgets (BUDG) and on Budgetary Control (CONT) will jointly consider the draft report on the European Commission’s Proposal for a Regulation on the financial rules applicable to the general budget of the Union (recast).
  • On 16 May 2022, the European Commission presented a proposal with targeted adjustments to the EU's Financial Regulation to align existing financial rules with the current long-term budget 2021-2027 and further reinforce them in aspects such as, among other, transparency, and better protected and more agile budget.
  • Following this proposal, the European Parliament's rapporteurs have worked on and finalised the draft report for the consideration of which Members of the BUDG and CONT committees will meet on 9 February 2023.
  • Following this proposal, the European Parliament's rapporteurs have worked on and finalised the draft report for the consideration of which Members of the BUDG and CONT committees will meet on 9 February 2023.

Bragar Eagel & Squire, P.C. Is Investigating Credit Acceptance, and UP Fintech and Encourages Investors to Contact the Firm

Retrieved on: 
Saturday, January 14, 2023
New York State Office of Children and Family Services, Australian securities law, News, China Securities Regulatory Commission, CFPB, Credit Acceptance, Financial technology, New Yorkers, P.C, Credit, Financial regulation, Bank

NEW YORK, Jan. 13, 2023 (GLOBE NEWSWIRE) -- Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Credit Acceptance Corporation (NASDAQ: CACC), and UP Fintech Holding Limited (NASDAQ: TIGR).

Key Points: 
  • NEW YORK, Jan. 13, 2023 (GLOBE NEWSWIRE) -- Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Credit Acceptance Corporation (NASDAQ: CACC), and UP Fintech Holding Limited (NASDAQ: TIGR).
  • Our investigations concern whether these companies have violated the federal securities laws and/or engaged in other unlawful business practices.
  • Additional information about each case can be found at the link provided.
  • The CFPB stated Credit Acceptance violated New York usury laws on interest-rate limits and other consumers and investor-protection laws.

Bragar Eagel & Squire, P.C. Is Investigating Southwest, Credit Acceptance, and UP Fintech and Encourages Investors to Contact the Firm

Retrieved on: 
Monday, January 9, 2023
News, Business Insider, Transport, Credit, Department of transportation, NYSE, Access Now, Inc. v. Southwest Airlines Co., Credit Acceptance, Financial technology, DOT, Financial regulation, Southwest Airlines, Australian securities law, China Securities Regulatory Commission, P.C, Renewable energy, Audit, Bank

NEW YORK, Jan. 08, 2023 (GLOBE NEWSWIRE) -- Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Southwest Airlines Co. (NYSE: LUV), Credit Acceptance Credit Acceptance Corporation (NASDAQ: CACC), and UP Fintech Holding Limited (NASDAQ: TIGR).

Key Points: 
  • NEW YORK, Jan. 08, 2023 (GLOBE NEWSWIRE) -- Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Southwest Airlines Co. (NYSE: LUV), Credit Acceptance Credit Acceptance Corporation (NASDAQ: CACC), and UP Fintech Holding Limited (NASDAQ: TIGR).
  • Our investigations concern whether these companies have violated the federal securities laws and/or engaged in other unlawful business practices.
  • Additional information about each case can be found at the link provided.
  • On this news, Southwest's stock fell $2.15 per share, or 5%, to close at $33.94 per share on December 27, 2022.

SEC Charges Creator of CoinDeal Crypto Scheme and Seven Others in Connection with $45 Million Fraud

Retrieved on: 
Wednesday, January 4, 2023
Linda, Privacy Office of the U.S. Department of Homeland Security, Justice, Michigan Department of Natural Resources, Fraud, Chandran, Michigan Department of Licensing and Regulatory Affairs, Complaint, Douglas v. U.S. District Court ex rel Talk America, Chicago Region Environmental and Transportation Efficiency Program, District court, Financial regulation, Security (finance), False, U.S. Department of Justice Office of Legislative Affairs, Publishing, AEO, Sale, Private investigator, Sadie Tanner Mossell Alexander

According to the complaint, no sale of CoinDeal ever occurred and no distributions were made to CoinDeal investors.

Key Points: 
  • According to the complaint, no sale of CoinDeal ever occurred and no distributions were made to CoinDeal investors.
  • The litigation will be led by Michael D. Foster, also of the Chicago Regional Office.
  • The SEC appreciates the assistance of the Michigan Department of Licensing and Regulatory Affairs and Florida Office of Financial Regulation.
  • The SEC’s Office of Investor Education and Advocacy has issued investor alerts on the red flags of investment fraud.

UP FINTECH ALERT: Bragar Eagel & Squire, P.C. is Investigating UP Fintech Holding Limited on Behalf of UP Fintech Stockholders and Encourages Investors to Contact the Firm

Retrieved on: 
Friday, January 6, 2023
Legal, Professional Services, Financial regulation, China Securities Regulatory Commission, Financial technology, Jeanne Eagels, News, Telephone, Australian securities law, P.C, Bank

Bragar Eagel & Squire, P.C., a nationally recognized stockholder rights law firm, is investigating potential claims against UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ: TIGR) on behalf of UP Fintech stockholders.

Key Points: 
  • Bragar Eagel & Squire, P.C., a nationally recognized stockholder rights law firm, is investigating potential claims against UP Fintech Holding Limited (“UP Fintech” or the “Company”) (NASDAQ: TIGR) on behalf of UP Fintech stockholders.
  • Our investigation concerns whether UP Fintech has violated the federal securities laws and/or engaged in other unlawful business practices.
  • On December 30, 2022, the China Securities Regulatory Commission issued a statement that UP Fintech had for years operated cross-border securities trading businesses without the commission's approval.
  • Specifically, the China Securities Regulatory Commission stated that "[UP Fintech's] act has constituted illegal operation of securities business according to the Securities Law and related regulations[.]"