Warrant

Cerberus Telecom Acquisition Corp. Announces the Separate Trading of its Class A Ordinary Shares and Warrants Commencing December 11, 2020

Retrieved on: 
Wednesday, December 9, 2020
Professional services, Finance, Financial markets, Finance, Corporate finance, Financial economics, Equity securities, Stock market, Cerberus Capital Management, Drexel Burnham Lambert, Security, Special-purpose acquisition company, Warrant, Cerberus

Holders of units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Companys transfer agent, in order to separate the units into Class A ordinary shares and warrants.

Key Points: 
  • Holders of units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Companys transfer agent, in order to separate the units into Class A ordinary shares and warrants.
  • The units were initially offered by the Company in an underwritten offering.
  • A registration statement relating to the units and the underlying securities was declared effective by the Securities and Exchange Commission (the SEC) on October 21, 2020.
  • About Cerberus Telecom Acquisition Corp.
    Cerberus Telecom Acquisition Corp. is a newly organized, blank check company formed by an affiliate of Cerberus Capital Management, L.P. (Cerberus), a global leader in alternative investing.

Horizon Acquisition Corporation II Announces the Separate Trading of its Class A Ordinary Shares and Warrants Commencing December 10, 2020

Retrieved on: 
Wednesday, December 9, 2020
Professional services, Finance, Corporate finance, Financial economics, Finance, Financial markets, Equity securities, Stock market, Options, Warrant, Security, Limited liability company, Public offering, Eldridge

Horizon Acquisition Corporation II (NYSE: HZON.U) (the Company) announced that, commencing December 10, 2020, holders of the units sold in the Companys initial public offering of 52,500,000 units, completed on October 22, 2020 and November 27, 2020, may elect to separately trade the Class A ordinary shares and warrants included in the units.

Key Points: 
  • Horizon Acquisition Corporation II (NYSE: HZON.U) (the Company) announced that, commencing December 10, 2020, holders of the units sold in the Companys initial public offering of 52,500,000 units, completed on October 22, 2020 and November 27, 2020, may elect to separately trade the Class A ordinary shares and warrants included in the units.
  • Holders of units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Companys transfer agent, in order to separate the units into Class A ordinary shares and warrants.
  • Credit Suisse Securities (USA) LLC and RBC Capital Markets, LLC served as book-running managers for the offering.
  • The Company is sponsored by Horizon II Sponsor, LLC, an affiliate of Eldridge Industries, LLC (Eldridge).

Mobivity Announces Early Warrant Exercise Offering of $3.4M by Existing Shareholders to Fuel Growth for 2021

Retrieved on: 
Wednesday, December 9, 2020
Finance, Money, Financial markets, Corporate finance, Equity securities, Stock market, Investment, Private placement, Security, Warrant, U.S. Securities and Exchange Commission

This private placement is expected to result in gross proceeds to Mobivity of approximately $3.4 million.

Key Points: 
  • This private placement is expected to result in gross proceeds to Mobivity of approximately $3.4 million.
  • The private placement is being led by existing shareholders and will strengthen Mobivitys balance sheet and provide capital to fund sales growth and further expansion into new markets in 2021.
  • The warrants being solicited for exercise were originally issued by Mobivity in a private placement closed in September of 2018.
  • Mobivity shall be disclosing the final results of the warrant solicitation by way of a Form 8-K to be filed by Mobivity with the Securities and Exchange Commission (the SEC).

HUMBL Completes Merger with Tesoro Enterprises, Inc.; Sells Warrants with Provision for $50 Million In Funding

Retrieved on: 
Wednesday, December 9, 2020
Corporate finance, Airlines, Money, Finance, Payment systems, Equity securities, Options, Warrant, US Airways, Borderless, Mergers and acquisitions

HUMBL celebrated the merger by launching its new landing page at www.HUMBLpay.com , which premiers the companys brand video - A Borderless Day in Baja.

Key Points: 
  • HUMBL celebrated the merger by launching its new landing page at www.HUMBLpay.com , which premiers the companys brand video - A Borderless Day in Baja.
  • As a result of the completion of the merger, HUMBL was able to consummate November 23, 2020 agreements to raise funding through the cash sale of warrants.
  • As these warrants are exercised, HUMBL will access up to $50 million in equity funding, to be used for marketing of the HUMBL global brand; the HUMBL mobile app and HUMBL Hubs merchant software; as well as distribution and partnerships around the world.
  • The mission of HUMBL and HUMBL Hubs is to deliver high quality, low cost digital payments and financial services.

Atossa Therapeutics Announces Pricing of $20.0 Million Underwritten Public Offering

Retrieved on: 
Wednesday, December 9, 2020
Corporate finance, Financial economics, Equity securities, Finance, Money, Stock market, Options, Warrant, Stock, Preferred stock

The shares of Common Stock, Preferred Stock and the accompanying Warrants, can only be purchased together in the offering, but will be issued separately and will be immediately separable upon issuance.

Key Points: 
  • The shares of Common Stock, Preferred Stock and the accompanying Warrants, can only be purchased together in the offering, but will be issued separately and will be immediately separable upon issuance.
  • The offering is expected to close on or about December 11, 2020, subject to customary closing conditions.
  • Maxim Group LLC is acting as the sole book-running manager in connection with the offering.
  • Atossa Therapeutics has granted to Maxim Group LLC a 45-day option to purchase up to an additional 3,000,000 shares of Common Stock and/or Warrants to purchase up to an additional 2,250,000 shares of Common Stock, at the public offering price less discounts and commissions.

HumanCo Acquisition Corp. Announces Pricing of Upsized $250 Million Initial Public Offering

Retrieved on: 
Wednesday, December 9, 2020
Corporate finance, Financial economics, Finance, Financial markets, Initial public offering, Public offering, Prospectus, Underwriting, Warrant, Pricing

AUSTIN, Texas, Dec. 08, 2020 (GLOBE NEWSWIRE) -- HumanCo Acquisition Corp. (the Company) today announced the pricing of its upsized initial public offering of 25,000,000 units at a price of $10.00 per unit.

Key Points: 
  • AUSTIN, Texas, Dec. 08, 2020 (GLOBE NEWSWIRE) -- HumanCo Acquisition Corp. (the Company) today announced the pricing of its upsized initial public offering of 25,000,000 units at a price of $10.00 per unit.
  • Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share.
  • The units to be sold to CAVU are identical to the units sold in the offering, except as described in this prospectus.
  • The Company has granted the underwriter a 45-day option to purchase up to 3,750,000 additional units at the initial public offering price to cover over-allotments, if any.

FinTech Acquisition Corp. V Announces Completion of $250,000,000 Initial Public Offering, Including Exercise of Over-Allotment Option

Retrieved on: 
Wednesday, December 9, 2020
Finance, Money, Financial markets, United States securities law, Corporate finance, Security, Stock market, Securities Investor Protection Corporation, NASDAQ, Warrant, Financial Industry Regulatory Authority, Investment banking

The Company's units began trading on the Nasdaq Capital Market under the symbol "FTCVU" on December 4, 2020.

Key Points: 
  • The Company's units began trading on the Nasdaq Capital Market under the symbol "FTCVU" on December 4, 2020.
  • No fractional warrants will be issued upon separation of the units and only whole warrants will trade.
  • This press release contains statements that constitute forward-looking statements, including with respect to the initial public offering.
  • Northland Capital Markets is the trade name for certain capital markets and investment banking services of Northland Securities, Inc., member of FINRA/SIPC.

High Income Securities Fund Announces Non-Transferable Rights Offering

Retrieved on: 
Tuesday, December 8, 2020
Professional services, Finance, Corporate finance, Financial markets, Financial economics, Finance, Equity securities, Stock market, Rights issue, Stock, Common stock, Security, New York Stock Exchange, Warrant

High Income Securities Fund (the Fund) (NYSE: PCF) announced today that its Board of Trustees has approved the terms of a non-transferable rights offering to purchase additional shares of its common stock.

Key Points: 
  • High Income Securities Fund (the Fund) (NYSE: PCF) announced today that its Board of Trustees has approved the terms of a non-transferable rights offering to purchase additional shares of its common stock.
  • The Fund will issue to its stockholders of record on December 23, 2020 non-transferable rights to subscribe for up to an aggregate of 5,565,006 shares of the Companys common stock.
  • The rights will entitle holders to purchase at the subscription price one new share of stock for every full right held.
  • Rights holders may exercise their rights until 5:00 p.m., New York City time on January 22, 2021, unless extended (the Expiration Date).

Seaport Global Acquisition Corp. Announces the Separate Trading of its Class A Common Stock and Warrants, commencing December 9, 2020

Retrieved on: 
Tuesday, December 8, 2020
Finance, Money, Corporate finance, Options, Warrant, Financial markets, NASDAQ

ClassA common stock and warrants that are separated will trade on the Nasdaq Capital Market under the symbols SGAM and SGAMW, respectively.

Key Points: 
  • ClassA common stock and warrants that are separated will trade on the Nasdaq Capital Market under the symbols SGAM and SGAMW, respectively.
  • No fractional warrants will be issued upon separation of the units and only whole warrants will trade.
  • Those units not separated will continue to trade on the Nasdaq Capital Market under the symbol SGAMU.
  • Contact Stephen C. Smith Chairman and Chief Executive Officer Seaport Global Acquisition Corp. 360 Madison Avenue, 20th Floor New York, NY 10017 Telephone: 212-616-7700

OTR Acquisition Corp. Announces the Separate Trading of Its Class A Common Stock and Warrants, Commencing December 10, 2020

Retrieved on: 
Tuesday, December 8, 2020
Banking, Professional services, Finance, Finance, Corporate finance, Financial markets, Money, Private equity, Special-purpose acquisition company, NASDAQ, Warrant, Stock exchange

Class A common stock and warrants that are separated will trade on the Nasdaq Capital Market under the symbols OTRA and OTRAW, respectively.

Key Points: 
  • Class A common stock and warrants that are separated will trade on the Nasdaq Capital Market under the symbols OTRA and OTRAW, respectively.
  • Those units not separated will continue to trade on the Nasdaq Capital Market under the symbol OTRAU.
  • OTR Acquisition Corp. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses.
  • The Company is sponsored by OTR Acquisition Sponsor LLC, an affiliate of investor and entrepreneur Nicholas J.