Morgan Stanley

Golden State welcomes John Zamboanga and his new financial firm, Tri Valley Wealth Management

Retrieved on: 
Tuesday, March 19, 2024
California State University, Trust, Northwestern Mutual, UBS, Morgan Stanley, Investment, Retirement, Golden State, Bachelor of Economics

SOUTH COAST METRO, Calif., March 19, 2024 (GLOBE NEWSWIRE) -- John Zamboanga joins an esteemed community of veteran financial advisors at Golden State, where he has launched his own California based wealth management firm, Tri Valley Wealth Management.

Key Points: 
  • SOUTH COAST METRO, Calif., March 19, 2024 (GLOBE NEWSWIRE) -- John Zamboanga joins an esteemed community of veteran financial advisors at Golden State, where he has launched his own California based wealth management firm, Tri Valley Wealth Management.
  • John previously worked at Northwestern Mutual, UBS, and Morgan Stanley, where he worked extensively with corporate stock options, and was involved in creating an Executive Stock Option Platform with a Private Wealth Group.
  • In addition, he possesses a successful track record with clients on a wide range of financial, estate, trust, real estate investing, and tax planning strategies.
  • Having earned his Bachelor of Science in Economics from California State University, Sacramento, he possesses more than 20 years of successful experience with capital markets and financial services.

US Financial 15 Split Corp. Preferred Dividend Declared

Retrieved on: 
Monday, March 18, 2024
Bank of America, American Express, Citigroup, J. P. Morgan, Financial system, Bank, JPMorgan Chase, BNY Mellon, PNC, Morgan Stanley, Goldman Sachs, SunTrust Banks, Wells Fargo, Regions Financial Corporation, State Street Corporation, Fifth Third Bank

TORONTO, March 18, 2024 (GLOBE NEWSWIRE) -- US Financial 15 Split Corp ("US Financial 15") declares its monthly distribution of $0.05292 for each Preferred share, or 10.00% annually based on the previous month end net asset value.

Key Points: 
  • TORONTO, March 18, 2024 (GLOBE NEWSWIRE) -- US Financial 15 Split Corp ("US Financial 15") declares its monthly distribution of $0.05292 for each Preferred share, or 10.00% annually based on the previous month end net asset value.
  • Distributions are payable April 10, 2024 to shareholders on record as at March 28, 2024.
  • US Financial 15 invests in a portfolio consisting of 15 U.S. financial services companies as follows: American Express, Bank of America, Bank of New York Mellon Corp., Citigroup, CME Group Inc., Fifth Third Bancorp, The Goldman Sachs Group, J.P. Morgan Chase & Co., Morgan Stanley, PNC Financial Services Group Inc., Regions Financial Corp., State Street Corp., SunTrust Banks, U.S. Bancorp, and Wells Fargo.

PIMCO Announces 2024 Managing Directors

Retrieved on: 
Monday, March 18, 2024
Boston University, California Institute of Technology, Goldman Sachs, Business, State Bar of California, University, Statistics, Morgan Stanley, Doctor of Philosophy, Investment, PIMCO, Latham & Watkins, Economics, Barclays, Management

NEWPORT BEACH, Calif., March 18, 2024 (GLOBE NEWSWIRE) -- PIMCO, a global leader in active fixed income with deep expertise across public and private markets, is pleased to share the promotion of the officers of the firm to Managing Director.

Key Points: 
  • NEWPORT BEACH, Calif., March 18, 2024 (GLOBE NEWSWIRE) -- PIMCO, a global leader in active fixed income with deep expertise across public and private markets, is pleased to share the promotion of the officers of the firm to Managing Director.
  • “Embodying PIMCO’s core values while exhibiting integrity and excellence are qualities we look for in our Managing Director group.
  • The following officers have been promoted to Managing Director with these objectives in mind:
    Mr. Sharif is a managing director and Co-Head of PM Analytics in the Newport Beach office.
  • Prior to joining PIMCO in 2011, he was a vice president in quantitative analytics at Barclays Capital.

US Financial 15 Split Corp. Extends Termination Date

Retrieved on: 
Tuesday, March 12, 2024
Bank of America, American Express, Citigroup, J. P. Morgan, Financial system, Bank, JPMorgan Chase, BNY Mellon, PNC, Prospectus, Morgan Stanley, Goldman Sachs, Truist Financial, Wells Fargo, Regions Financial Corporation, State Street Corporation, Fifth Third Bank, Security (finance)

TORONTO, March 12, 2024 (GLOBE NEWSWIRE) -- US Financial 15 Split Corp. (the “Company”) is pleased to announce it will extend the termination date of the Company a further six year period from December 1, 2024 to December 1, 2030.

Key Points: 
  • TORONTO, March 12, 2024 (GLOBE NEWSWIRE) -- US Financial 15 Split Corp. (the “Company”) is pleased to announce it will extend the termination date of the Company a further six year period from December 1, 2024 to December 1, 2030.
  • In connection with the extension, the Company will have the right to amend the dividend entitlement of the FTU.PR.B Preferred Shares (“Preferred Shares”) effective December 1, 2024.
  • US Financial 15 invests in a portfolio consisting of 15 U.S. financial services companies as follows: American Express, Bank of America, Bank of New York Mellon Corp., Citigroup, CME Group Inc., Fifth Third Bancorp, The Goldman Sachs Group, J.P. Morgan Chase & Co., Morgan Stanley, PNC Financial Services Group Inc., Regions Financial Corp., State Street Corp., Truist Financial Corp., U.S. Bancorp, and Wells Fargo & Co.
  • Please read the Company’s publically filed documents which are available at www.sedar.com .

Stardog Announces Matt Lucas as New Field CTO for Financial Services

Retrieved on: 
Tuesday, March 12, 2024
Operational risk, Risk, Financial services, KYC, AI, IBM, Insurance, Morgan Stanley, Fraud, GameChanger, Audit

ORLANDO, Fla., March 12, 2024 (GLOBE NEWSWIRE) -- Stardog, the enterprise data and AI company, today announced the appointment of Matt Lucas as Field CTO for Financial Services.

Key Points: 
  • ORLANDO, Fla., March 12, 2024 (GLOBE NEWSWIRE) -- Stardog, the enterprise data and AI company, today announced the appointment of Matt Lucas as Field CTO for Financial Services.
  • Lucas, who has nearly two decades of experience leading technology implementation at public and private businesses, will be tasked with leading Stardog’s push into the financial services industry.
  • Prior to Morgan Stanley, Lucas spent time at IBM where he was responsible for providing financial services and insurance clients with strategic direction on risk technology solutions.
  • “We’re excited to have Matt join Stardog and lead our Financial Services team,” said Kendall Clark, founder and CEO of Stardog.

Savvy Advisors Welcomes Real Estate Expert David Gottlieb as Newest Wealth Manager

Retrieved on: 
Thursday, April 4, 2024
Technology, Construction & Property, Finance, Fintech, Consulting, Other Technology, Professional Services, Software, Asset Management, Residential Building & Real Estate, Growth, Knowledge, Ameriprise Financial, HNW, Thought, Morgan Stanley, Fortress Investment Group, Investment, Gottlieb, Savvy, Marketing, Badminton Association of India, Financial adviser

Savvy Advisors Inc. (“Savvy”), a registered investment advisor (“RIA”) affiliated with Savvy Wealth Inc ., today announced that David Gottlieb has joined the firm as a wealth manager.

Key Points: 
  • Savvy Advisors Inc. (“Savvy”), a registered investment advisor (“RIA”) affiliated with Savvy Wealth Inc ., today announced that David Gottlieb has joined the firm as a wealth manager.
  • Following the recent additions of Aaron Wiegman, Arynton Hardy and Dustin Parsons , Gottlieb marks the 16th advisor to join Savvy.
  • With 20 years of industry experience, Gottlieb comes to Savvy from Prosperity (formerly EisnerAmper Wealth Management) and previously held positions at Ameriprise Financial, Morgan Stanley and Fortress Investment Group.
  • During this time, Gottlieb has advised nearly 75 clients to help them manage their investments across industrial, office, retail and multifamily real estate properties.

Houlihan Lokey Continues Expansion of Private Funds Advisory Capabilities With Senior Hires for U.S. Primary Practice

Retrieved on: 
Thursday, April 4, 2024
Banking, Professional Services, Houlihan Lokey, Culture, GP, J. P. Morgan, Finance, Lazard, UBS, Merrill (company), Executive officer, Brookfield (corporation), Houlihan, Acquisition, Credit Suisse, Mercury, Corporate finance, Morgan Stanley, Capital market, PFG, Jefferies, HSBC, Partner, Financial services

The additions establish Houlihan Lokey as one of the only investment banks in the industry with a single integrated team focused on primary capital raising, secondary capital advisory, direct equity fundraising, and GP stakes advisory.

Key Points: 
  • The additions establish Houlihan Lokey as one of the only investment banks in the industry with a single integrated team focused on primary capital raising, secondary capital advisory, direct equity fundraising, and GP stakes advisory.
  • These hires follow the announcement in December 2023 of the acquisition of Triago Management Development in a major expansion of Houlihan Lokey’s Private Funds Group, led by Global Co-Heads Andy Lund and Cristina Forcina Westermann.
  • At Greenhill & Co., he built and led the Primary Private Capital Advisory business, having joined the firm in 2021 from Mercury Capital Advisors, where he was Head of North America.
  • With the recent acquisition, the firm has shown its clear commitment to being the leader in private capital advisory.

EJF Capital Hires John Murray and Derrick Preuss as Managing Directors

Retrieved on: 
Wednesday, April 3, 2024
Asset Management, Professional Services, Business, Finance, Entrepreneurship, Georgetown University, Merrill (company), EJF, Executive officer, Business development, Capital, University, Portfolio management, Morgan Stanley, Partner, Arlington Asset Investment, Security (finance)

EJF Capital LLC (“EJF”), a global alternative asset management firm, today announced that John W. Murray and Derrick G. Preuss have joined the firm as Managing Directors.

Key Points: 
  • EJF Capital LLC (“EJF”), a global alternative asset management firm, today announced that John W. Murray and Derrick G. Preuss have joined the firm as Managing Directors.
  • Mr. Preuss will work on EJF’s Business Development team, where he will be responsible for building relationships with existing and prospective investors.
  • Neal J. Wilson, Co-Founder and Co-Chief Executive Officer of EJF, said, “We are thrilled to welcome John and Derrick to EJF, whose combined decades of financial services expertise will meaningfully enhance our business development and portfolio management capabilities.
  • Mr. Preuss brings nearly two decades of financial services experience and expertise to EJF.

Mark Lipacis Joins Evercore ISI as Senior Managing Director

Retrieved on: 
Wednesday, April 3, 2024
Finance, Semiconductor, Consulting, Professional Services, Technology, EVR, Business, Prudential, Merrill (company), Research, University, MBA, Morgan Stanley, Jefferies, ISI, Drexel University, Management

Evercore (NYSE: EVR) announced today that Mark Lipacis has joined Evercore ISI as a senior managing director to lead research coverage of semiconductor and capital equipment companies.

Key Points: 
  • Evercore (NYSE: EVR) announced today that Mark Lipacis has joined Evercore ISI as a senior managing director to lead research coverage of semiconductor and capital equipment companies.
  • He joined Evercore from Jefferies and has sell-side experience across Wall Street, including with Morgan Stanley, Prudential and Merrill Lynch.
  • Mike Paliotta, CEO of Evercore ISI, said, “Having Mark join our research department is a testament to Evercore ISI’s ability to attract the best talent on the Street.
  • “I am honored and humbled to join a top-rated technology team and will strive to deliver the quality of research Evercore ISI clients have grown accustomed to receiving.”

Republic Announces Acquisition of GoldenChain, the Digital Asset Arm of GoldenTree Asset Management

Retrieved on: 
Tuesday, April 2, 2024
Finance, Professional Services, Digital Cash Management, Digital Assets, Technology, Asset Management, Growth, Partner (business rank), Digital asset, Acquisition, Lisp (programming language), Head, Morgan Stanley, Partner, GoldenTree Asset Management, Cryptocurrency

Republic, a leading investment firm, today announced the acquisition of GoldenChain, a wholly owned subsidiary of GoldenTree Asset Management, which manages the firm’s digital assets funds.

Key Points: 
  • Republic, a leading investment firm, today announced the acquisition of GoldenChain, a wholly owned subsidiary of GoldenTree Asset Management, which manages the firm’s digital assets funds.
  • Republic looks forward to integrating GoldenChain's expertise and resources into its existing framework, further enhancing its capabilities in the digital asset landscape.
  • “This acquisition marks a significant milestone in our journey to expand our presence and expertise in the digital asset space.
  • Mr. Naggar has been a driving force behind digital asset initiatives at GoldenTree, most recently serving as Head of Digital Assets of GoldenChain.