Financial Advisor

Wealthtender Announces Inaugural Five-Star Financial Coach Award Recipients

Retrieved on: 
Tuesday, July 20, 2021
Economy, Personal finance, Finance, Money, Financial management, Financial adviser, Financial plan, Adviser, Financial Advisor, Financial planners

HOUSTON, July 20, 2021 /PRNewswire/ -- Wealthtender today unveiled the first recipients of its Five-Star Financial Coach Award which recognizes financial coaches and counselors who have accrued multiple complimentary client reviews on their Wealthtender profile page and achieved an overall rating of 4.5 stars or higher.

Key Points: 
  • View the profile pages of Five-Star Financial Coach Award recipients and learn more by visiting: https://wealthtender.com/guide/top-financial-coaches .
  • "And we look forward to celebrating more achievements among our growing community of financial professionals and educators featured on Wealthtender in the months ahead."
  • Beyond financial coaches and counselors, Wealthtender helps people looking for financial planning and investment advice find the best financial advisors for their individual needs.
  • Wealthtender recently launched the industry's first financial advisor review platform designed to be fully compliant with the new SEC Marketing rule.

LPL Financial Welcomes 30 Member Team Brian M. Woods Financial Services

Retrieved on: 
Thursday, June 24, 2021
Finance, Money, LPL Financial, United States securities law, Economy, Financial adviser, Financial Industry Regulatory Authority, Registered Investment Adviser, Securities Investor Protection Corporation, Financial Advisor, QNB Bank

CHARLOTTE, N.C., June 24, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) today announced that Brian M. Woods Financial Services, a large enterprise supervising approximately 30 financial advisors, has joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.

Key Points: 
  • CHARLOTTE, N.C., June 24, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) today announced that Brian M. Woods Financial Services, a large enterprise supervising approximately 30 financial advisors, has joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.
  • Ken Hullings, LPL Financial senior vice president and head of enterprise recruiting, said, We extend a warm welcome to Brian and the entire team at Brian M. Woods Financial Services.
  • Member FINRA/SIPC
    Throughout this communication, the terms financial advisors and advisors are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial LLC.
  • Brian M. Woods Financial Services, North Pointe Wealth Management and LPL Financial are separate entities.

Hightower's Pamela Rosenau of the Rosenau Group Honored on Barron's 2021 List of Top 100 Women Financial Advisors

Retrieved on: 
Monday, June 21, 2021
Magazines, Financial Advisor, Barron's, Mass media in the United States, Periodicals

CHICAGO, June 21, 2021 /PRNewswire/ --Hightower advisor Pamela Rosenau has been featured on Barron's 2021 list of "Top 100 Women Financial Advisors," an annual ranking that shines a spotlight on female advisors who are positively impacting the wealth management space.

Key Points: 
  • CHICAGO, June 21, 2021 /PRNewswire/ --Hightower advisor Pamela Rosenau has been featured on Barron's 2021 list of "Top 100 Women Financial Advisors," an annual ranking that shines a spotlight on female advisors who are positively impacting the wealth management space.
  • Rosenau, Chief Investment Officer of The Rosenau Group and Equity Market Strategist for Hightower, ranked 27 in her 10th year on the list.
  • "Pamela is a talented advisor whose deep experience in financial planning, investment management and client relations has resulted in enormous success for The Rosenau Group," said Bob Oros, CEO of Hightower Advisors.
  • In 2021, Hightower advisors have also been featured onInvestmentNews' 40 Under 40' List, Forbes'lists of America's Top Wealth Advisors andBarron'slists of the Top 1200 Advisors by State and Top 100 Financial Advisors.

LPL Financial Welcomes Curtis Barnard Financial Services and Riverfront Financial Group

Retrieved on: 
Thursday, June 17, 2021
Finance, Money, United States securities law, LPL Financial, Economy, Financial adviser, Financial Industry Regulatory Authority, Registered Investment Adviser, Securities Investor Protection Corporation, Financial Advisor, QNB Bank

CHARLOTTE, N.C., June 17, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA)today announced that financial advisors Alicia Curtis and Jyl Barnard of Curtis Barnard Financial Services and financial professional Chris Dearing and assistant Kari Snyder of Riverfront Financial Group and have joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.

Key Points: 
  • CHARLOTTE, N.C., June 17, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA)today announced that financial advisors Alicia Curtis and Jyl Barnard of Curtis Barnard Financial Services and financial professional Chris Dearing and assistant Kari Snyder of Riverfront Financial Group and have joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.
  • Curtis and Barnard have been friends since age 7, and theyve known Dearing for about 25 years.
  • Member FINRA/SIPC
    Throughout this communication, the terms financial advisors and advisors are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial LLC.
  • Riverfront Financial Group, Curtis Barnard Financial Services and LPL Financial are separate entities.

LPL Financial, Bleakley Financial Group Welcome the Patterson Group & Steve Owings

Retrieved on: 
Thursday, June 10, 2021
Brokerage firms, Finance, Money, LPL Financial, Financial adviser, Financial services, Advisor Group, Registered Investment Adviser, Financial Advisor

CHARLOTTE, N.C., June 10, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that financial advisors John Patterson, Steve Owings, Joe Patterson and McKee Nunnally have joined LPL Financials broker-dealer, hybrid (RIA) and custodial platforms, aligning with Bleakley Financial Group, an existing large enterprise serving LPL-affiliated advisors.

Key Points: 
  • CHARLOTTE, N.C., June 10, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that financial advisors John Patterson, Steve Owings, Joe Patterson and McKee Nunnally have joined LPL Financials broker-dealer, hybrid (RIA) and custodial platforms, aligning with Bleakley Financial Group, an existing large enterprise serving LPL-affiliated advisors.
  • Andy Schwartz, co-founder and principal of Bleakley Financial, stated, "We couldnt be more excited to partner with John, Steve and the rest of the Bleakley Atlanta team.
  • Investment advice from Bleakley Financial Group is offered through Private Advisor Group, a registered investment Advisor
    Throughout this communication, the terms financial advisors and advisors are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial LLC.
  • Bleakley Financial Group, Private Advisor Group and LPL Financial are separate entities.

LPL Financial and INC Advisors Welcome Bergen Point Wealth Management

Retrieved on: 
Tuesday, May 25, 2021
LPL Financial, Finance, Money, Financial adviser, Financial services, Registered Investment Adviser, Financial Advisor, QNB Bank, Fortigent

CHARLOTTE, N.C., May 25, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that financial advisors Craig Zaleck and Mark Hogan of Bergen Point Wealth Management have joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.

Key Points: 
  • CHARLOTTE, N.C., May 25, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that financial advisors Craig Zaleck and Mark Hogan of Bergen Point Wealth Management have joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.
  • They specialize in providing tax-based financial strategies and wealth management advice to clients from all walks of life.
  • Throughout this communication, the terms financial advisors and advisors are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial LLC.
  • Bergen Point Wealth Management, INC Advisors and LPL Financial are separate entities.

Jon Henschen publishes "Don't Treat Others in the Workplace as Equals, Treat them as Unique Individuals" on April 13, 2021 in Financial Advisor

Retrieved on: 
Tuesday, May 25, 2021
Economy, Finance, Money, Brokerage firms, Occupations, Henschen, Financial Advisor, Financial adviser, Broker-dealer, Adviser

In his text, Sherf states that "we have different talents, skills, perspectives, life experiences, likes and dislikes, and work habits.

Key Points: 
  • In his text, Sherf states that "we have different talents, skills, perspectives, life experiences, likes and dislikes, and work habits.
  • These changes would allow employees to leverage their unique skills as they get the specific support they need in lieu of standardized support.
  • Jon Henschen is founder of Henschen & Associates , an independent broker-dealer recruiting firm located in Marine on St. Croix, Minnesota.
  • He is frequently published and quoted in a variety of industry sources, including WealthManagement.com, ThinkAdvisor, Investment Advisor Magazine, Wealth Management Magazine, Financial Advisor IQ, Financial Advisor Magazine, Investment News and others.

LPL Financial Welcomes Investment Strategies Advisors

Retrieved on: 
Monday, May 10, 2021
Finance, LPL Financial, Money, Financial adviser, Registered Investment Adviser, Financial Advisor, Financial services

b'CHARLOTTE, N.C., May 10, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq: LPLA)\xc2\xa0today announced that financial advisor Tom Zinckgraf and the team at Investment Strategies Advisors have joined LPL Financial\xe2\x80\x99s broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.

Key Points: 
  • b'CHARLOTTE, N.C., May 10, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq: LPLA)\xc2\xa0today announced that financial advisor Tom Zinckgraf and the team at Investment Strategies Advisors have joined LPL Financial\xe2\x80\x99s broker-dealer, corporate registered investment advisor (RIA) and custodial platforms.
  • Today, LPL is a leader** in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide.
  • Charlie Ward is a Registered Sales Assistant through LPL Financial.\nThroughout this communication, the terms \xe2\x80\x9cfinancial advisors\xe2\x80\x9d and \xe2\x80\x9cadvisors\xe2\x80\x9d are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial LLC.
  • We routinely disclose information that may be important to shareholders in the \xe2\x80\x9cInvestor Relations\xe2\x80\x9d or \xe2\x80\x9cPress Releases\xe2\x80\x9d section of our website.\nInvestment Strategies Advisors and LPL Financial are separate entities.\n'

FMG Suite Launches New Tools and Educational Resources in Response to the Modernized SEC Marketing Rule

Retrieved on: 
Tuesday, May 4, 2021
Business process, Marketing strategy, Marketing, Registered Investment Adviser, Financial Advisor, Magazines, Business, Mass media in the United States

"With these tools and resources, we aim to empower advisors and help them feel confident to better market their businesses in a digital environment.

Key Points: 
  • "With these tools and resources, we aim to empower advisors and help them feel confident to better market their businesses in a digital environment.
  • "\nContingent upon approval from their broker dealers, FMG Suite and Twenty Over Ten customers now have access to:\nThese tools and resources are being made available to registered investment advisors and financial professionals affiliated with broker dealers that have approved their use.\nThese new features come just months after FMG Suite announced the acquisition of Twenty Over Ten and delivers on their mission of pooling resources to offer financial advisors the most modern lead-generation marketing solutions with award-winning client service.\nThe FMG Suite family of companies, including the recently acquired Twenty Over Ten , is dedicated to helping financial professionals develop comprehensive marketing strategies and automate communications across multiple channels.
  • Rated first in market share and customer satisfaction three years in a row by T3 Software Survey Report, FMG Suite helps its customers develop comprehensive marketing strategies and automate their most effective marketing tactics.
  • FMG Suite is headquartered in San Diego, CA with satellite offices across the United States.\n'

LPL Financial Welcomes Texas Team of Financial Advisors

Retrieved on: 
Monday, March 29, 2021
Finance, Money, Brokerage firms, Financial markets, LPL Financial, United States securities law, Financial adviser, Registered Investment Adviser, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, Broker-dealer, Financial Advisor

CHARLOTTE, N.C., March 29, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA)today announced that financial advisors Steven Allison, Jonathan David Cummings and Raymond Empkey have joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms, aligned with JFC Financial Services, a large enterprise that recently joined LPL.

Key Points: 
  • CHARLOTTE, N.C., March 29, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA)today announced that financial advisors Steven Allison, Jonathan David Cummings and Raymond Empkey have joined LPL Financials broker-dealer, corporate registered investment advisor (RIA) and custodial platforms, aligned with JFC Financial Services, a large enterprise that recently joined LPL.
  • Today, LPL is a leader** in the markets we serve, supporting more than 17,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide.
  • Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker-dealer and investment advisor.Member FINRA/SIPC.
  • Throughout this communication, the terms financial advisors and advisors are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial LLC.We routinely disclose information that may be important to shareholders in the Investor Relations or Press Releases section of our website.