Financial adviser

AUM ASSET MANAGEMENT LTD. IS NAMED 2021 BEST SUSTAINABLE SMALL FUND MANAGER IN EUROPE

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Monday, February 14, 2022
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SLIEMA, Malta, Feb. 14, 2022 /PRNewswire/ -- AUM Asset Management Ltd. ("AUM"), an independent investment management company that offers investment and fund solutions, asset management and advisory services within an ESG ("environment, sustainability and governance") framework to institutional investors and family offices around the world, today announced it was conferred the award "Best Sustainable Small Fund Manager in Europe" for 2021 by CFI.co, a UK-based print and online publication that reports on global business, economics and finance news.

Key Points: 
  • AUM incorporates sustainability as a core factor in all of its investments.
  • "Europe saw record inflows into ESG investments in 2021 and we believe this trend will only accelerate in 2022 and beyond."
  • ABOUT AUM ASSET MANAGEMENT LTD.
    AUM Asset Management Ltd. is an independent investment management company that provides investment and fund solutions, asset management and advisory services to institutional investor and family office clients around the world.
  • AUM Asset Management's investment strategies include: global macro, merger-arbitrage, quantitative, fundamental, technical and real assets.

Kelyniam Global Announces Record Sales and Operating Profit in 2021 Financial Statements

Retrieved on: 
Monday, February 14, 2022
Patient, Surgeon, CEO, COVID-19, Company, SEC, VP, Private Securities Litigation Reform Act, Goal, OTC, Quality, Omicron, Partnership, Patent, Knowledge, Growth, Total, Medical device, Financial adviser

CANTON, Conn., Feb. 14, 2022 /PRNewswire/ -- Kelyniam Global (OTC: KLYG), a maker of custom cranial implants, today announced results for its year ended December 31, 2021.

Key Points: 
  • CANTON, Conn., Feb. 14, 2022 /PRNewswire/ -- Kelyniam Global (OTC: KLYG), a maker of custom cranial implants, today announced results for its year ended December 31, 2021.
  • "The company is excited to report that sales have increased for the fifth year in a row," said Ross Bjella, Kelyniam's CEO.
  • "Despite Covid 2.0 shutdowns during the 1st quarter of 2021 and the Omicron variant shutdowns in the 4th quarter, Kelyniam achieved record operating profitability during 2021.
  • Our objectives in 2022 are to accelerate profit and sales growth through our partnership with Fin-ceramica and the development and launch of organically-created complementary products."

BALLENTINE PARTNERS WELCOMES PETER CHIAPPINELLI

Retrieved on: 
Friday, February 11, 2022
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WALTHAM, Mass., Feb. 11, 2022 /PRNewswire/ --Ballentine Partners, an independent wealth management firm headquartered in Waltham, Massachusetts, welcomed Peter Chiappinelli, CFA, CAIA, as Deputy Chief Investment Officer.

Key Points: 
  • WALTHAM, Mass., Feb. 11, 2022 /PRNewswire/ --Ballentine Partners, an independent wealth management firm headquartered in Waltham, Massachusetts, welcomed Peter Chiappinelli, CFA, CAIA, as Deputy Chief Investment Officer.
  • "We are thrilled to welcome Pete to our team," said Drew McMorrow, President and CEO of Ballentine Partners.
  • Peter Chiappinelli joined Ballentine Partners on February 10 as a Deputy Chief Investment Officer.
  • Ballentine Partners is an investment and wealth management firm dedicated to serving its clients with integrity and independence.

Duncan Williams Asset Management Ranked #1 Fastest Growing RIA In America

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Friday, February 11, 2022
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MEMPHIS, Tenn., Feb. 11, 2022 /PRNewswire/ --Duncan Williams Asset Management (DWAM) is pleased to announce that we have been ranked the #1 fastest growing RIA in America according to Financial Advisor Magazine's 2021 RIA Ranking, which lists the top Registered Investment Advisor firms in the country.

Key Points: 
  • MEMPHIS, Tenn., Feb. 11, 2022 /PRNewswire/ --Duncan Williams Asset Management (DWAM) is pleased to announce that we have been ranked the #1 fastest growing RIA in America according to Financial Advisor Magazine's 2021 RIA Ranking, which lists the top Registered Investment Advisor firms in the country.
  • "We are proud to be recognized by Financial Advisor Magazine as part of their 2021 RIA ranking" said Duncan F. Williams, founder of DWAM.
  • It is very satisfying to see our team recognized for their hard work by being named the Fastest Growing RIA in America.
  • Duncan Williams Asset Management, headquartered in Memphis, TN was founded in 2015 and advises approximately $750 million in assets.

IIROC opens nominations for District Councils

Retrieved on: 
Friday, February 11, 2022
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TORONTO, Feb. 11, 2022 /CNW/ - The Investment Industry Regulatory Organization of Canada is calling on its Dealer Members to nominate candidates to provincial District Councils.

Key Points: 
  • TORONTO, Feb. 11, 2022 /CNW/ - The Investment Industry Regulatory Organization of Canada is calling on its Dealer Members to nominate candidates to provincial District Councils.
  • "District Council members play an important advisory role with respect to regional, policy and business-related issues," said Richard Korble, IIROC's Vice-President, Western Canada.
  • Nominations must be submitted by March 11, and further information about the nomination process can be found by reading the Notice .
  • IIROC is the pan-Canadian self-regulatory organization that oversees all investment dealers and their trading activity in Canada's debt and equity markets.

Thoroughbred Financial Services adopts Arcons Technology's billing platform Arcons' billPort client billing & revenue sharing solution enhances Thoroughbred's workflow

Retrieved on: 
Friday, February 11, 2022
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SAN CARLOS, Calif., Feb. 11, 2022 /PRNewswire/ -- Arcons Technology announced that Thoroughbred Financial Services, headquartered in Brentwood, TN and managing over $2.7 Billion in assets, has adopted its billing platform 'billPort' for their revenue management.

Key Points: 
  • SAN CARLOS, Calif., Feb. 11, 2022 /PRNewswire/ -- Arcons Technology announced that Thoroughbred Financial Services, headquartered in Brentwood, TN and managing over $2.7 Billion in assets, has adopted its billing platform 'billPort' for their revenue management.
  • Daniel Kelly, Thoroughbred's Vice President of Operations said, "Our billing system was being decommissioned and we needed a replacement urgently.
  • Thoroughbred Financial Services signed on with Arcons in Q4 of 2021 and is currently live with billPort.
  • About Arcons Technology Arcons Technology, founded in 1998, transforms the wealth management technology infrastructure of Registered Investment Advisors.

Moomoo Inc.'s affiliate to become the first full-service digital investment brokerage in Singapore, with approvals-in-principle for all SGX memberships

Retrieved on: 
Friday, February 11, 2022
Muumuu, FINRA, Securities Investor Protection Corporation, SIPC, CDP, SEC, Solution, Efficiency, Clearing, Financial Industry Regulatory Authority, Inc., EFA, FAA, Cyprus Securities and Exchange Commission, Risk management, Multimedia, SGX, SG, News, Central Depository Services, PALO, Financial adviser

Moomoo Inc.'s affiliate in Singapore to become the first digital brokerage to receive approvals-in-principle for all Singapore Exchange ("SGX") memberships, with this feat achieved in less than a year since it entered the Singapore market.

Key Points: 
  • Moomoo Inc.'s affiliate in Singapore to become the first digital brokerage to receive approvals-in-principle for all Singapore Exchange ("SGX") memberships, with this feat achieved in less than a year since it entered the Singapore market.
  • It looks forward to ensuring the responsible delivery of such advice or recommendation to its investors.
  • Moomoo Inc.'s affiliate set to become the first full-service digital investment brokerage in Singapore, with approvals-in-principle for all SGX memberships.
  • Moomoo can enjoy more efficient access to SGX's range of investment and risk management solutions as well as a wider pool of international investors.

Naples Firm Vernon Litigation Group And Kristian Kraszewski, Esq. File Arbitration Claim Where Pruco Securities Broker Brian Scot Kazinec Borrowed From Client Investments

Retrieved on: 
Friday, February 11, 2022
LLC, FINRA, Industry, Financial adviser

NAPLES, Fla., Feb. 10, 2022 /PRNewswire/ --Vernon Litigation Group, based in Naples, Florida, and Kristian Kraszewski, Esq., have teamed up to represent an investor whose Pruco Securities, LLC broker Brian Scot Kazinec took unauthorized loans from the investor's insurance policies.

Key Points: 
  • NAPLES, Fla., Feb. 10, 2022 /PRNewswire/ --Vernon Litigation Group, based in Naples, Florida, and Kristian Kraszewski, Esq., have teamed up to represent an investor whose Pruco Securities, LLC broker Brian Scot Kazinec took unauthorized loans from the investor's insurance policies.
  • Even after the broker disclosed the existence of some loans, not every loan was identified.
  • One of our securities attorneys will happily provide you with a free overview of any potential securities arbitration and litigation claims you may have.
  • For more information, visit our website at http://www.vernonlitigation.com/ or contact Vernon Litigation Group by phone at 1-877-649-5394 or by e-mail at [email protected] to speak with a representative of Vernon Litigation Group.

Greenberg Traurig Adds Investment Management Corporate Shareholder in Los Angeles

Retrieved on: 
Friday, February 11, 2022
Intellectual property, NLJ, LLP, Dartmouth College, Law, AM, Carbon, Telecommunication, Silicon, Vinson & Elkins, Technology, California Office of Environmental Health Hazard Assessment, Munger, Tolles & Olson, Financial management, Oak Tree, Policy, University, Food, Lawyer, Growth, Investment, Private practice, Science and technology in Asia, COVID-19, Corporation, ESG, Industry, Aviation, Oaktree Capital Management, Heart, Financial services, Financial adviser

LOS ANGELES, Feb. 10, 2022 /PRNewswire-PRWeb/ --Global law firm Greenberg Traurig, LLP continues to expand its Corporate Practice with the addition of Emily Stephens to the Los Angeles office .

Key Points: 
  • LOS ANGELES, Feb. 10, 2022 /PRNewswire-PRWeb/ --Global law firm Greenberg Traurig, LLP continues to expand its Corporate Practice with the addition of Emily Stephens to the Los Angeles office .
  • Stephens advises clients in various aspects of financial management, bringing 14 years of in-house experience at a major investment firm.
  • About Greenberg Traurig's California Offices: Greenberg Traurig has more than 175 corporate, entertainment, government law and policy, intellectual property, litigation, real estate, and taxation attorneys in California, located in Los Angeles, Orange County, Sacramento, San Francisco, and Silicon Valley.
  • About Greenberg Traurig: Greenberg Traurig, LLP has more than 2400 attorneys in 42 locations in the United States, Europe, Latin America, Asia, and the Middle East.

Sanctuary Wealth Advisors Named to 2022 Forbes Top Women Wealth Advisors - Best in State

Retrieved on: 
Thursday, February 10, 2022
Woman, CEO, Research, Brook Mays, Founder, Female, Freedom, Forbes, Technology, CFP, Telephone, Industry, Financial adviser

INDIANAPOLIS, Feb. 10, 2022 /PRNewswire/ -- Sanctuary Wealth,home to the next generation of elite advisors, proudly announces three standout female advisors have been named to the Forbes 2022 list of America's Top Women Wealth Advisors Best in State.

Key Points: 
  • INDIANAPOLIS, Feb. 10, 2022 /PRNewswire/ -- Sanctuary Wealth,home to the next generation of elite advisors, proudly announces three standout female advisors have been named to the Forbes 2022 list of America's Top Women Wealth Advisors Best in State.
  • Elizabeth Evans was named to Forbes America's Next Gen Advisors in 2019 and 2021 and Forbes America's Top Women Advisors in 2019 and 2021, along with Forbes Best-in-State Wealth Advisors 2021.
  • Brooke May was ranked on both Forbes America's Top Women Advisors and Forbes Best-in-State Wealth Advisors in 2019.
  • The Sanctuary Wealth Group includes the fully owned subsidiaries Sanctuary Advisors, a registered investment adviser, and the broker-dealer Sanctuary Securities, as well as Sanctuary Asset Management,Sanctuary Insurance Solutions, Sanctuary Global, and Sanctuary Global Tax and Family Office.