Financial adviser

Alternative Investment Exchange (AIX) Provides Alts Platform for DAI Securities

Retrieved on: 
Tuesday, November 28, 2023
AIX, Movement, RIAS, IRAS, Partnership, RIA, DAI, Financial adviser

PHILADELPHIA, Nov. 28, 2023 /PRNewswire/ -- Alternative Investment Exchange (AIX), a market leader dedicated to simplifying alternatives investing, formally announced its partnership with DAI Securities, seamlessly facilitating alts investing and providing multi-asset class support for DAI's growing client base.

Key Points: 
  • PHILADELPHIA, Nov. 28, 2023 /PRNewswire/ -- Alternative Investment Exchange (AIX) , a market leader dedicated to simplifying alternatives investing, formally announced its partnership with DAI Securities , seamlessly facilitating alts investing and providing multi-asset class support for DAI's growing client base.
  • Based in Atlanta, DAI is a full-service boutique broker-dealer and registered investment adviser (RIA), specializing in alternative investments with a focus on due diligence.
  • DAI Chief Operating Officer Matt Ingber said, "Partnering with AIX is critical for DAI as it streamlines new business for our clients while supporting our entire investment portfolio, well beyond alternatives.
  • AIX Chief Operating Officer Brad West said "DAI understands the value and dynamic nature of alternative investments and knows technology can radically improve how related services are delivered.

FGI INDUSTRIES TO ATTEND THE BENCHMARK DISCOVERY ONE-ON-ONE INVESTOR CONFERENCE

Retrieved on: 
Tuesday, November 28, 2023
Conference, FGI, Nightclub, Financial adviser

EAST HANOVER, N.J., Nov. 28, 2023 /PRNewswire/ -- FGI Industries Ltd. (Nasdaq: FGI) ("FGI" or the "Company"), a leading global supplier of kitchen and bath products, today announced that members of its executive management team will attend the Benchmark Company's 12th Annual Discovery One-on-One Investor Conference to be held Thursday, December 7, 2023, at the New York Athletic Club in New York City.

Key Points: 
  • EAST HANOVER, N.J., Nov. 28, 2023 /PRNewswire/ -- FGI Industries Ltd. (Nasdaq: FGI) ("FGI" or the "Company"), a leading global supplier of kitchen and bath products, today announced that members of its executive management team will attend the Benchmark Company's 12th Annual Discovery One-on-One Investor Conference to be held Thursday, December 7, 2023, at the New York Athletic Club in New York City.
  • In conjunction with the event, FGI executives will be available to participate in one-on-one meetings with investors registered to attend the conference.
  • For more information, please contact your Benchmark salesperson.

Empowering Change: Carson Group's 2023 Report on Women in Wealth Management Reveals Industry Challenges and Opportunities

Retrieved on: 
Tuesday, November 28, 2023
Research, Organization, Gender, Student, Multimedia, Culture, Male, Nextgen, Ecosystem, Marketing, Partner, CFP, Female, Overalls, CWM, Nursing, Financial adviser, Management, Woman

OMAHA, Neb., Nov. 28, 2023 /PRNewswire/ -- Despite heightened awareness, gender diversity in wealth management remains stagnant, according to Carson Group's 2023 State of Women in Wealth Management Report. The report, which provides insights into the challenges and opportunities women encounter in the financial services industry, builds on its inaugural study to deepen the understanding of gender diversity within the industry.

Key Points: 
  • OMAHA, Neb., Nov. 28, 2023 /PRNewswire/ -- Despite heightened awareness, gender diversity in wealth management remains stagnant, according to Carson Group's 2023 State of Women in Wealth Management Report .
  • The report, which provides insights into the challenges and opportunities women encounter in the financial services industry, builds on its inaugural study to deepen the understanding of gender diversity within the industry.
  • "The findings of our 2023 Women in Wealth Management study reinforce the crucial role that female financial advisors play in today's industry.
  • Founded in 1983 by Ron Carson and headquartered in Omaha, Nebraska, Carson Group serves financial advisors and investors through its three businesses – Carson Wealth , Carson Coaching and Carson Partners .

Women-owned and Operated Integrity Wealth Management Latest Firm to Choose Osaic

Retrieved on: 
Tuesday, November 28, 2023
Business development, Small business, CFP, APMA, Growth, Ameriprise Financial, Integrity, Financial adviser

PHOENIX, Nov. 28, 2023 /PRNewswire/ -- Osaic, Inc. (Osaic), one of the nation's largest providers of wealth management strategies, announced the successful recruitment of Integrity Wealth Management (Integrity) of Saint Joseph, Missouri. The women-owned and operated firm is led by Founder and President Jennifer Griffis, CFP, APMA and includes financial advisor Erin Bradley. The former Ameriprise Financial team brings $128 million in total client assets to Osaic through Affiliated Advisors.

Key Points: 
  • PHOENIX, Nov. 28, 2023 /PRNewswire/ -- Osaic, Inc. (Osaic), one of the nation's largest providers of wealth management strategies, announced the successful recruitment of Integrity Wealth Management (Integrity) of Saint Joseph, Missouri.
  • The women-owned and operated firm is led by Founder and President Jennifer Griffis, CFP, APMA and includes financial advisor Erin Bradley.
  • "I am excited to welcome Integrity Wealth Management to Affiliated Advisors," said Rita Robbins, Founder and President, Affiliated Advisors.
  • "It is a true testament to our compelling value proposition that we continue to attract high-quality practices like Integrity Wealth Management to our firm.

T. ROWE PRICE GROUP NAMES ERIC VEIEL HEAD OF GLOBAL INVESTMENTS EFFECTIVE JANUARY 1, 2024

Retrieved on: 
Monday, November 27, 2023
Research, Investment, Allspring Global Investments, Head, Culture, National Crisis Management Committee, Financial services, Research fellow, T. Rowe Price, Financial adviser

BALTIMORE, Nov. 27, 2023 /PRNewswire/ -- T. Rowe Price Group, Inc. (NASDAQ-GS: TROW), announced today that Eric Veiel, a chief investment officer and head of Global Equity, has been named head of Global Investments, effective January 1, 2024.

Key Points: 
  • BALTIMORE, Nov. 27, 2023 /PRNewswire/ -- T. Rowe Price Group, Inc. (NASDAQ-GS: TROW), announced today that Eric Veiel, a chief investment officer and head of Global Equity, has been named head of Global Investments, effective January 1, 2024.
  • Josh Nelson, head of U.S. Equity, and Justin Thomson, a chief investment officer and head of International Equity, will continue to report to Eric.
  • Steph Jackson, head of TRPIM, will report to Eric with respect to business and administrative matters impacting the T. Rowe Price advisers.
  • Eric Veiel is currently a chief investment officer and head of Global Equity.

Rita Robbins Recognized as the 2023 Recipient of the Alexandra Armstrong Award for Lifetime Achievement

Retrieved on: 
Monday, November 27, 2023
Marketing, Woman, Kurdish Women's Rights Watch, Parent, Acquisition, Creativity, Alexandra Armstrong, Management, Financial adviser, Nursing

NEW YORK, Nov. 27, 2023 /PRNewswire-PRWeb/ -- AAffiliated Advisors, a leading advisor service and support platform, announced today that founder and President, Rita Robbins has been recognized by InvestmentNews, as the 2023 Alexandra Armstrong Award winner for Lifetime Achievement.

Key Points: 
  • NEW YORK, Nov. 27, 2023 /PRNewswire-PRWeb/ -- AAffiliated Advisors, a leading advisor service and support platform, announced today that founder and President, Rita Robbins has been recognized by InvestmentNews, as the 2023 Alexandra Armstrong Award winner for Lifetime Achievement.
  • These women have advanced the business of providing financial advice through their leadership, passion, creativity and willingness to help others along the way.
  • The Alexandra Armstrong Lifetime Achievement Award is named for financial planning pioneer and leader Armstrong, who has spent more than five decades helping women plan strong financial futures and promoting the financial advice business as a top career for women.
  • "I am thrilled and honored to be recognized with this prestigious award," said Rita Robbins, Founder and President of Affiliated Advisors.

AXS 2X Innovation ETF (TARK) Wins 2023 Best ETF Launch Award

Retrieved on: 
Monday, November 27, 2023
AXS, ARK, Investment, ETF, SARK, Growth, Family, ARKK, Financial adviser

NEW YORK, Nov. 27, 2023 /PRNewswire/ -- AXS Investments, a leading asset manager providing access to alternative investments for growth, income and diversification, is today announcing that its AXS 2X Innovation ETF (TARK) received the Best ETF Launch Award on November 13th at the Benzinga Fintech Deal Day.

Key Points: 
  • NEW YORK, Nov. 27, 2023 /PRNewswire/ -- AXS Investments , a leading asset manager providing access to alternative investments for growth, income and diversification, is today announcing that its AXS 2X Innovation ETF (TARK) received the Best ETF Launch Award on November 13th at the Benzinga Fintech Deal Day.
  • TARK is part of the family of AXS ETFs focused on a variety of exposures to the "Innovation Trade," which also includes the AXS Short Innovation Daily ETF (SARK) , AXS TSLA Bear Daily ETF (TSLQ) and AXS 1.25X NVDA Bear Daily ETF (NVDS) .
  • "We're thrilled about this recognition for the TARK ETF and our broader disruptive innovation suite and we thank the judges for bestowing this honor," said Greg Bassuk, CEO of AXS Investments.
  • For more information on AXS Investments and its full lineup of investor solutions, please visit: axsinvestments.com

Frank Weigand Joins Cahill's New York Office as Trading and Markets Partner

Retrieved on: 
Monday, November 27, 2023
General counsel, HSBC, Executive Committee, Chairperson, International finance, FX, Fordham University, Cahill, Trade marketing, Financial adviser

NEW YORK, Nov. 27, 2023 /PRNewswire/ -- Cahill Gordon & Reindel LLP announced today that Frank Weigand has joined the firm as a partner and Chair of the firm's Trading & Markets practice.

Key Points: 
  • NEW YORK, Nov. 27, 2023 /PRNewswire/ -- Cahill Gordon & Reindel LLP announced today that Frank Weigand has joined the firm as a partner and Chair of the firm's Trading & Markets practice.
  • Mr. Weigand has significant experience advising registered entities on their trading and markets activities, including a deep expertise in broker-dealer and securities regulation having previously been General Counsel of two broker-dealers – HSBC Securities (USA) Inc., and Oasis Pro Markets, LLC.
  • From 2016 to 2021, Frank was the Americas Head of Legal for HSBC's Global Markets division.
  • "I look forward to collaborating with this impressive team as we advise clients in the ever-changing landscape of trading and markets regulation and enforcement."

Most Canadians are going it alone when it comes to financial planning: CIBC and FP Canada™ Poll

Retrieved on: 
Monday, November 27, 2023
Retirement, FP, CIBC, Financial adviser

Those under 35 years of age are most likely to say they don't have a financial plan but wish they did (25 per cent), compared to older Canadians (12 per cent).

Key Points: 
  • Those under 35 years of age are most likely to say they don't have a financial plan but wish they did (25 per cent), compared to older Canadians (12 per cent).
  • Additionally, only half (46 per cent) of respondents say they have updated their financial plan in the last year.
  • "At FP Canada, we know that partnering with a professional financial planner is key for Canadians to achieve financial well-being and resilience," says Tashia Batstone, President and CEO of FP Canada.
  • Financial planners provide an important service to Canadians of all income levels and demographics, ultimately helping them achieve financial health."

FP Canada™ launches new consumer website aimed at increasing access to professional financial planning for all Canadians

Retrieved on: 
Thursday, November 23, 2023
Newsletter, Complaint, Database, CFP, Child, Anxiety, Certification, Certified Financial Planner, Find, Retirement, News, Life, Financial adviser

The relaunched website is a hub for helpful resources on the value of having a financial plan and working with a Certified Financial Planner® professional or Qualified Associate Financial Planner™ professional.

Key Points: 
  • The relaunched website is a hub for helpful resources on the value of having a financial plan and working with a Certified Financial Planner® professional or Qualified Associate Financial Planner™ professional.
  • The site enables consumers to more easily connect with professional financial planners who meet their unique needs via FP Canada's redesigned Find Your Planner tool.
  • The new website aims to ease the stress Canadians harbour about money by ensuring they can easily and seamlessly access professional financial planning that supports their diverse needs.
  • Visit the website to learn more about the benefits of financial planning services and working with a CFP professional or QAFP professional.