Broker-dealer

Stephen C. VanSuch Joins Stifel to Lead Youngstown Market

Retrieved on:

Thursday, September 28, 2023

Eaton Partners, UBS, SF, Senior, Broker-dealer, Miller Buckfire & Co., Acquisition, United Kingdom, Merrill (company), NYSE, Financial adviser, Stifel, Mahoning Valley, Incorporated

In this role, he will work with Ralph Fajack, Branch Manager, to lead the Youngstown market.

Key Points:

In this role, he will work with Ralph Fajack, Branch Manager, to lead the Youngstown market.
Stifel also gained a Private Client Group office in Canfield in 2009 as part of its acquisition of 56 UBS Financial Services offices.
With the addition of Mr. VanSuch, Stifel now has 24 financial advisors across its two Canfield locations.
“My team and I are incredibly excited to move our practice to Stifel,” said Mr. VanSuch.

Stocktwits Launches Options Trading Expanding its Execution Offering and Updates Sentiment Features

Retrieved on:

Tuesday, September 19, 2023

Technology, Social Media, Finance, Banking, Accounting, Professional Services, Other Technology, Software, Communications, Internet, Fintech, Cryptocurrency, Data Management, Consumer Electronics, Broker-dealer, Options strategy, Investment, StockTwits

These new capabilities will expand the company’s existing suite of features at a time when the relationship between sentiment and options trading is at a record high.

Key Points:

These new capabilities will expand the company’s existing suite of features at a time when the relationship between sentiment and options trading is at a record high.
The expanded trading execution capabilities will allow users to trade options directly within the Stocktwits platform through its wholly-owned subsidiary and SEC-registered Broker-Dealer, ST Invest, LLC.
"We are ecstatic to bring Options Trading to our community," said Rishi Khanna, CEO at Stocktwits.
Whether you're an experienced trader or just starting out, our Options Trading platform offers an accessible and engaging experience to explore Call and Put Options."

CoinShares Launches Hedge Fund Division, Begins U.S. Expansion

Retrieved on:

Friday, September 22, 2023

Bitcoin, Financial Industry Regulatory Authority, Marketing, Head, CS, Broker-dealer, US, Investment, FINRA, Cryptocurrency

SAINT HELIER, Jersey, Sept. 22, 2023 /PRNewswire/ -- CoinShares International Limited ("CoinShares'' or "the Company") (Nasdaq Stockholm: CS; US OTCQX: CNSRF), the leading European alternative asset manager specialising in digital assets, today announced the launch of its hedge fund division, CoinShares Hedge Fund Solutions.

Key Points:

SAINT HELIER, Jersey, Sept. 22, 2023 /PRNewswire/ -- CoinShares International Limited ("CoinShares'' or "the Company") (Nasdaq Stockholm: CS; US OTCQX: CNSRF), the leading European alternative asset manager specialising in digital assets, today announced the launch of its hedge fund division, CoinShares Hedge Fund Solutions.
CoinShares Capital LLC, a wholly-owned subsidiary of CoinShares and a broker-dealer registered with the Financial Industry Regulatory Authority (FINRA), will be conducting marketing activities to qualified investors in the United States in support of CoinShares Hedge Fund Solutions' strategies and products.
To ensure the seamless deployment of the new division, CoinShares has appointed Lewis Fellas as Head of CoinShares Hedge Fund Solutions.
To learn more about CoinShares Hedge Fund Solutions, visit: https://coinshares.com/hedge-fund-solutions

Announcing AXOM Partners, a World-Class M&A and Strategic Advisory Firm for Leading Technology Companies

Retrieved on:

Tuesday, September 19, 2023

SAN FRANCISCO, Sept. 19, 2023 /PRNewswire/ -- Technology investment banking veterans Alan Bressers and Brandon Hightower, alongside technology banking executive Ross Weiner, proudly announce the launch of AXOM Partners, an independent M&A and strategic advisory firm. The team's extensive work on landmark technology transactions – gained during their tenure at one of the premier M&A advisory firms in the world, Qatalyst Partners – enables AXOM Partners to deliver expert guidance, judgment, and execution to clients. AXOM Partners is devoted to empowering technology companies and their visionary founders, leaders, and investors to navigate pivotal strategic decisions across all stages of growth and transformation.

Key Points:

SAN FRANCISCO, Sept. 19, 2023 /PRNewswire/ -- Technology investment banking veterans Alan Bressers and Brandon Hightower, alongside technology banking executive Ross Weiner, proudly announce the launch of AXOM Partners, an independent M&A and strategic advisory firm.
AXOM Partners is devoted to empowering technology companies and their visionary founders, leaders, and investors to navigate pivotal strategic decisions across all stages of growth and transformation.
Brandon Hightower, Partner and Co-Founder of AXOM Partners explains, "We value collaborating with the best companies – sooner.
Alan Bressers, Partner and Co-Founder of AXOM Partners, sees a thematic opportunity unfolding in the technology industry.

Berthel Fisher Embarks on Next Stage of Growth Vision with Senior Leadership Team Enhancements

Retrieved on:

Thursday, September 14, 2023

Insurance, Business development, Senior, Investment, Waste management, Controller, RIA, AUA, Business, Broker-dealer, GE Capital, MidAmerica Industrial Park, Continue, Rod Humble, AEGON, SMR, Entrepreneurship, Management, Financial adviser

CEDAR RAPIDS, Iowa, Sept. 14, 2023 /PRNewswire/ -- The Berthel Fisher Companies (Berthel Fisher or the "firm") — a leading wealth management, investment management and insurance solutions provider — today began to implement the next stage of its growth vision by announcing several enhancements to its leadership team.

Key Points:

Andrew Christofferson has been appointed President and Chief Executive Officer of Berthel Fisher's RIA, two broker-dealers and insurance agency subsidiaries.
He joined Berthel Fisher in 2012, rising from Senior Vice President of Business Development to Chief Business Development Officer, before becoming COO in 2018.
Most recently, Ms. Swartzendruber served as Senior Vice President Business Development and Director for Berthel Fisher subsidiaries.
Prior to Berthel Fisher, Mr. Rupp served as an Accounting Manager at Sourcemedia/Gazette and before that at AEGON.

Securing Success with Patent Protection and an IP Edge

Retrieved on:

Saturday, September 16, 2023

That's why Jericho Energy Ventures (TSX.V: JEV) (OTC: JROOF) is thrilled to obtain patent approval for its subsidiary’s hydrogen-fueled steam boiler.

Key Points:

That's why Jericho Energy Ventures (TSX.V: JEV) (OTC: JROOF) is thrilled to obtain patent approval for its subsidiary’s hydrogen-fueled steam boiler.
These patents not only recognize their innovations but also give them a competitive industry edge.
This is the third patent Hydrogen Technologies has in the pipeline as the company begins to receive initial commercial orders.
Apple Inc's (NASDAQ: AAPL) new patent application suggests enhancing Crash Detection accuracy by integrating multiple Apple devices, notably using motion sensors in AirPods.

The Orical Group of Companies Launches SuperVision Brokerage LLC

Retrieved on:

Thursday, September 14, 2023

Asset Management, Professional Services, Finance, Oric, Supervision, Maxim, Marketing, Marriage, Broker-dealer, Trust, FINRA, Security (finance), Cryptocurrency

The Orical Group of Companies (the Orical Group), an award-winning investment management regulatory and compliance adviser, announced today the launch of SuperVision Brokerage LLC (SuperVision).

Key Points:

The Orical Group of Companies (the Orical Group), an award-winning investment management regulatory and compliance adviser, announced today the launch of SuperVision Brokerage LLC (SuperVision).
SuperVision is a financial services company dedicated to providing strategic advisory and capital raising services to high-quality fund managers and private companies across various sectors.
SuperVision has also announced the appointment of Paul Mashkovich, formerly of Maxim Group LLC (Maxim), as Managing Director and Chief Growth Officer to cultivate the firm’s expansion.
It’s a perfect marriage of synergies that will bring a unique advantage to both investors and issuers within The Orical Group of Companies”, said Mr. Mashkovich.

Madison Covered Call And Equity Strategy Fund (MCN) Declares Quarterly Dividend

Retrieved on:

Friday, September 1, 2023

MCN, Financial Industry Regulatory Authority, Science, MAM, MIA, Investment Company Act of 1940, Broker-dealer, NYSE, Fund, Security (finance)

MADISON, Wis., Sept. 01, 2023 (GLOBE NEWSWIRE) -- The Madison Covered Call and Equity Strategy Fund (NYSE:MCN) (the “Fund”) declares its quarterly dividend of $0.18/share.

Key Points:

MADISON, Wis., Sept. 01, 2023 (GLOBE NEWSWIRE) -- The Madison Covered Call and Equity Strategy Fund (NYSE:MCN) (the “Fund”) declares its quarterly dividend of $0.18/share.
Market action can impact dividend issuance as the Fund’s total assets affect the Fund’s future dividend prospects.
Neither the Fund nor Madison undertakes any obligation to publicly update or revise any forward-looking statements.
“Madison” and/or “Madison Investments” is the unifying tradename of Madison Investment Holdings, Inc., Madison Asset Management, LLC (“MAM”), and Madison Investment Advisors, LLC (“MIA”).

Peak Bio, Inc. Announces Up-listing to OTCQB Market

Retrieved on:

Thursday, August 31, 2023

OTC Markets Group, Doctor of Pharmacy, Therapy, Cancer, OTCQB, MBA, Broker-dealer, Certification, Patient, OTC, Security (finance), Rare-earth element

The Company today is pleased to announce its successful up-listing from the OTC Pink Market to the OTCQB® Venture Market (the"OTCQB") effective for trading August 31, 2023 at the open.

Key Points:

The Company today is pleased to announce its successful up-listing from the OTC Pink Market to the OTCQB® Venture Market (the"OTCQB") effective for trading August 31, 2023 at the open.
Peak Bio will continue to trade under the ticker symbol "PKBO".
The OTCQB is considered by the Securities and Exchange Commission (SEC) as an "established public market" for determining the public market price when registering securities for resale with the SEC.
Stephen LaMond, PharmD, MBA, Peak Bio, Inc. Interim CEO and COO, commented, "We are pleased to announce Peak Bio has achieved another milestone with our move to the OTCQB® Venture Market from the OTC Pink Market.

LPL Financial Welcomes Financial Advisors Steve Boeckmann and David Wyzgowski

Retrieved on:

Wednesday, August 30, 2023

Operation, Business development, RIA, Broker-dealer, Retirement, VALIC, LPL, Financial adviser

CHARLOTTE, N.C., Aug. 30, 2023 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Steve Boeckmann, CFP®, ChFC® , CRPC® and David Wyzgowski have joined LPL Financial’s broker-dealer, RIA and custodial platforms.

Key Points:

CHARLOTTE, N.C., Aug. 30, 2023 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Steve Boeckmann, CFP®, ChFC® , CRPC® and David Wyzgowski have joined LPL Financial’s broker-dealer, RIA and custodial platforms.
They reported having served approximately $350 million in advisory, brokerage and retirement plan assets*, and join LPL from VALIC Financial Advisors, the broker-dealer for AIG Retirement Services.
“Steve and I play an integral role in the lives of our clients because they trust us with the result of their life’s work,” Wyzgowski said.
“We started BW Wealth Management to provide our clients with a superior client experience, and by partnering with LPL we are able to do just that,” Boeckmann said.