Financial adviser

Fuller, Smith & Turner PLC: Total Voting Rights and Treasury Shares

Retrieved on: 
onsdag, april 10, 2024
Transparency, Disclosure, FCA, Financial adviser

The following notification is made in accordance with the UK Financial Conduct Authority Disclosure and Transparency Rule 5.6.1.

Key Points: 
  • The following notification is made in accordance with the UK Financial Conduct Authority Disclosure and Transparency Rule 5.6.1.
  • As at 31 March 2024, the Company’s issued share capital consisted of 41,182,339 ‘A’ Ordinary Shares of 40 pence each, 89,052,625 ‘B’ Ordinary Shares of 4 pence each, and 13,366,013 ‘C’ Ordinary Shares of 40 pence each, each carrying one vote.
  • Of this total, 4,143,691 ‘A’ Ordinary Shares and 4,327,915 ‘B’ Ordinary Shares are held in treasury.
  • Therefore, the total number of listed voting rights in the Company for the purpose of Disclosure and Transparency Rule 5.6.1 (calculated in accordance with Disclosure and Transparency Rule 5.6.2) as at 31 March 2024 was 37,038,648.

HDBank announces financial statements with profit of $524 million, ROE 24.2%, releases 2024 ESG report

Retrieved on: 
onsdag, april 10, 2024
ESG, ROE, ROA, Social responsibility, Bank statement, HCM, Safety, HD, Commercial bank, Financial adviser

HDBank has announced its audited financial statements for 2023, which show it achieved its best ever results.

Key Points: 
  • HDBank has announced its audited financial statements for 2023, which show it achieved its best ever results.
  • — Photo courtesy of HD Bank
    Profitability ratio ROA is 2% and ROE is 24.2%, both higher than last year and keeping HDBank among the group of leading banks in these crucial indicators.
  • HDBank is the first in Vietnam to publish an ESG report in 2024 as part of its efforts to help Vietnam achieve its commitment of achieving net zero greenhouse gas emissions.
  • HD SAISON Finance Co. Ltd., a joint venture with a Japanese partner, achieved leading business results in terms of profit and safety among financial companies.

Swiss Life completes share buyback programme

Retrieved on: 
onsdag, april 10, 2024
Pension, Bank of Ireland, Swiss Life, SIX Swiss Exchange, Swiss Life Select, Nature, Life, Person, Financial adviser

The Swiss Life Group is one of Europe’s leading comprehensive life and pensions and financial solutions providers.

Key Points: 
  • The Swiss Life Group is one of Europe’s leading comprehensive life and pensions and financial solutions providers.
  • Swiss Life Asset Managers offers institutional and private investors access to investment and asset management solutions.
  • Swiss Life provides multinational corporations with employee benefits solutions and high net worth individuals with structured life and pensions products.
  • The shares of Swiss Life Holding Ltd are listed on the SIX Swiss Exchange (SLHN).

Waga Energy announces the launch of an accelerated bookbuild offering for a minimum amount of €45 million

Retrieved on: 
onsdag, april 10, 2024
EGM, Natural gas, Growth, Offering, CMA-CGM, Lazard, Partnership, Financial adviser, Sale, IPO, Risk, EPA, Investment, AMF, Calendar, Legal Advisor, Renewable natural gas, Commercial code, RNG, Security (finance)

We now own 20 units in operation, 13 under construction, and with approximately 160 projects in the pipeline.

Key Points: 
  • We now own 20 units in operation, 13 under construction, and with approximately 160 projects in the pipeline.
  • Half of these projects are located in the United States, where we have recently commenced operations at our first facility.
  • This financing will enable us to capitalize on opportunities in this strategic market, where we have won several RFPs in recent months.
  • Waga Energy intends to raise gross proceeds amounting to a minimum of €45 million from the Offering of which €18.3 million have already been committed through the Subscription Commitments.

SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet

Retrieved on: 
onsdag, mars 27, 2024
Form, Register, Commission, Internet, Federal Register, Security (finance), Financial adviser

Washington, D.C.--(Newsfile Corp. - March 27, 2024) - The Securities and Exchange Commission today adopted amendments to the rule permitting certain internet investment advisers to register with the Commission (the “internet adviser exemption”).

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - March 27, 2024) - The Securities and Exchange Commission today adopted amendments to the rule permitting certain internet investment advisers to register with the Commission (the “internet adviser exemption”).
  • The amendments will require an investment adviser relying on the internet adviser exemption to have at all times an operational interactive website through which the adviser provides digital investment advisory services on an ongoing basis to more than one client.
  • “These amendments modernize a 22-year-old rule to better protect investors in a digital age,” said SEC Chair Gary Gensler.
  • Most investment advisers will have filed their annual updating amendments to Form ADV by this date i.e., 90 days after the Dec. 31, 2024, fiscal year end).

ESF Equity LP Launches Updated Website and Toll-Free Contact Number to Enhance Client Experience

Retrieved on: 
tisdag, mars 19, 2024
LP, Financial adviser

"We are thrilled to unveil our updated website and toll-free contact number as part of our ongoing commitment to enhancing the client experience," said James Matthew Walsh, CEO of ESF Equity, LP.

Key Points: 
  • "We are thrilled to unveil our updated website and toll-free contact number as part of our ongoing commitment to enhancing the client experience," said James Matthew Walsh, CEO of ESF Equity, LP.
  • In addition to the website overhaul, ESF Equity, LP has updated its contact number to +1 888 283 3042, providing clients with a convenient toll-free option to reach their dedicated financial advisors.
  • The firm's dedication to innovation and client satisfaction is evident in its latest website updates and toll-free contact number.
  • For more information about ESF Equity, LP and its services, visit the newly redesigned website at esfequitylp.com or call the toll-free number at +1 888 283 3042.

INVESTIGATION NOTICE: Kaskela Law LLC Announces Shareholder Investigation of CarParts.com, Inc. (NASDAQ: PRTS) and Encourages Investors to Contact the Firm

Retrieved on: 
tisdag, april 9, 2024
Acquisition, Financial adviser

PHILADELPHIA, April 09, 2024 (GLOBE NEWSWIRE) -- Kaskela Law LLC announces that it is investigating CarParts.com, Inc. (NASDAQ: PRTS) on behalf of the company’s shareholders.

Key Points: 
  • PHILADELPHIA, April 09, 2024 (GLOBE NEWSWIRE) -- Kaskela Law LLC announces that it is investigating CarParts.com, Inc. (NASDAQ: PRTS) on behalf of the company’s shareholders.
  • CarParts.com shareholders are encouraged to contact Kaskela Law LLC (D. Seamus Kaskela, Esq.
  • Kaskela Law LLC exclusively represents investors in securities fraud, corporate governance, and merger & acquisition litigation on a contingent basis, and has aided in the recovery of over $250 million for defrauded investors since 2020.
  • For additional information about Kaskela Law LLC please visit www.kaskelalaw.com .

Ducommun Incorporated Confirms Receipt of Unsolicited, Non-Binding Indication of Interest From Albion River

Retrieved on: 
måndag, april 8, 2024
History, Simpson Thacher & Bartlett, DCO, RBC Capital Markets, Financial adviser

The Company’s shareholders do not need to take any action at this time and the Board has made no decision with respect to the Company’s response to the indication of interest.

Key Points: 
  • The Company’s shareholders do not need to take any action at this time and the Board has made no decision with respect to the Company’s response to the indication of interest.
  • Ducommun has a rich 175-year history and is the oldest continuously operating company in California.
  • In 2023, the Company’s shareholders benefitted from a year-over-year increase in market capitalization from $605M in 2022 to $760M.
  • RBC Capital Markets, LLC is acting as a financial advisor to Ducommun, and Simpson Thacher & Bartlett LLP is acting as legal counsel.

Human Interest Continues to Pioneer New 401(k) Services for SMBs, including its New DOL Audit Defense Service

Retrieved on: 
torsdag, april 4, 2024
IRS, SAN, Interest, Human-interest story, Retirement, Financial adviser

Announcing Human Interest’s pioneering new services for its Concierge package customers:

Key Points: 
  • Announcing Human Interest’s pioneering new services for its Concierge package customers:
    DOL Audit Defense — Provides up to $50,000 in audit expense coverage.
  • Human Interest is the first provider in the industry to offer an embedded tax credit tool.
  • The new DOL Audit Defense service and embedded tax credit support are both the first of their kind in the industry.
  • As part of its Concierge package, Human Interest’s DOL Audit Defense service provides access to vetted law firms specializing in supporting plans through a DOL audit and up to $50,000 to cover qualified expenses4.

MG Partners Private Wealth launches with support from LPL Strategic Wealth Services

Retrieved on: 
torsdag, april 4, 2024
Freedom, Culture, CFO, SW, SAN, HNW, Business development, Entrepreneurship, LPL, American Dream, CTFA, System, Family, Geoghegan, Financial adviser

SAN DIEGO, April 04, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Christopher “Noah” Geoghegan, CTFA, and Tomohiko “Tom” Minami, CFP®, CFA®, have launched a new independent practice, MG Partners Private Wealth, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services .

Key Points: 
  • SAN DIEGO, April 04, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Christopher “Noah” Geoghegan, CTFA, and Tomohiko “Tom” Minami, CFP®, CFA®, have launched a new independent practice, MG Partners Private Wealth, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services .
  • They reported having served approximately $435 million in advisory, brokerage and retirement plan assets* and join LPL from Truist.
  • Based in Hickory, N.C., the advisors have worked together for nearly two decades to provide sophisticated investment and planning services with a personalized touch.
  • We look forward to a long-lasting relationship with MG Partners Private Wealth and wish them great success.”